0001104659-26-054722.txt : 20260504 0001104659-26-054722.hdr.sgml : 20260504 20260504142142 ACCESSION NUMBER: 0001104659-26-054722 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20260430 FILED AS OF DATE: 20260504 DATE AS OF CHANGE: 20260504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOLKSWAGEN AG CENTRAL INDEX KEY: 0001111708 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41042 FILM NUMBER: 26936621 BUSINESS ADDRESS: ADDRESS IS A NON US LOCATION: YES STREET 1: 38436 WOLFSBURG GERMANY STREET 2: 38436 WOLFSBURG GERMANY CITY: WOLFSBURG PROVINCE COUNTRY: 2M ZIP: 38436 BUSINESS PHONE: 2124505993 MAIL ADDRESS: ADDRESS IS A NON US LOCATION: YES STREET 1: VOLKSWAGEN AG STREET 2: 38436 WOLFSBURG GERAMY CITY: WOLFSBURG PROVINCE COUNTRY: 2M ZIP: 38436 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Volkswagen US-Holding, Inc. CENTRAL INDEX KEY: 0002076446 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41042 FILM NUMBER: 26936620 BUSINESS ADDRESS: STREET 1: 1900 RESTON METRO STREET 2: SUITE 600 CITY: RESTON STATE: VA ZIP: 20190 BUSINESS PHONE: 3014045573 MAIL ADDRESS: STREET 1: 1900 RESTON METRO STREET 2: SUITE 600 CITY: RESTON STATE: VA ZIP: 20190 FORMER NAME: FORMER CONFORMED NAME: Volkswagen International America Inc. DATE OF NAME CHANGE: 20250709 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rivian Automotive, Inc. / DE CENTRAL INDEX KEY: 0001874178 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] ORGANIZATION NAME: 04 Manufacturing EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14600 MYFORD ROAD CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (888) 748-4261 MAIL ADDRESS: STREET 1: 14600 MYFORD ROAD CITY: IRVINE STATE: CA ZIP: 92618 4 1 tm2613313-1_4seq1.xml OWNERSHIP DOCUMENT X0609 4 2026-04-30 0 0001874178 Rivian Automotive, Inc. / DE RIVN 0001111708 VOLKSWAGEN AG true BERLINER RING 2 WOLFSBURG 2M 38440 GERMANY 0 0 1 0 0002076446 Volkswagen US-Holding, Inc. false 12110 SUNSET HILLS RD., SUITE 600 RESTON VA 20190 0 0 1 0 0 Class A common stock, par value $0.001 per share 2026-04-30 4 P 0 62889522 15.90 A 209769645 I See footnote. The shares of Class A common stock reported herein are held of record by Volkswagen US-Holding, Inc. (formerly known as Volkswagen International America Inc.), which is a wholly-owned subsidiary of Volkswagen AG. Each of Volkswagen US-Holding, Inc. and Volkswagen AG may be deemed to share beneficial ownership of the securities reported herein. The shares of Class A common stock reported herein were acquired in a private placement pursuant to the terms of the Investment Agreement, dated as of November 13, 2024, as amended on April 17, 2025, by and among Rivian Automotive, Inc., Volkswagen AG and Volkswagen International America Inc. /s/ Philip Haarmann, Chief Legal Officer, Volkswagen AG 2026-05-04 /s/ Rolf Woller, Head of Group Treasury & Investor Relations, Volkswagen AG 2026-05-04 /s/ Alexander Schuetz, Executive Director, Volkswagen US-Holding, Inc. 2026-05-04 /s/ Anja Guenther, Executive Director, Volkswagen US-Holding, Inc. 2026-05-04