0001104659-21-045745.txt : 20210401 0001104659-21-045745.hdr.sgml : 20210401 20210401184416 ACCESSION NUMBER: 0001104659-21-045745 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210330 FILED AS OF DATE: 20210401 DATE AS OF CHANGE: 20210401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOLKSWAGEN AG CENTRAL INDEX KEY: 0001111708 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39345 FILM NUMBER: 21799885 BUSINESS ADDRESS: STREET 1: 38436 WOLFSBURG GERMANY STREET 2: 38436 WOLFSBURG GERMANY CITY: GERMANY MAIL ADDRESS: STREET 1: VOLKSWAGEN AG STREET 2: 38436 WOLFSBURG GERAMY REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Volkswagen Group of America, Inc. CENTRAL INDEX KEY: 0001834695 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39345 FILM NUMBER: 21799886 BUSINESS ADDRESS: STREET 1: 2200 FERDINAND PORSCHE DRIVE CITY: HERNDON STATE: VA ZIP: 20171 BUSINESS PHONE: 703-364-7290 MAIL ADDRESS: STREET 1: 2200 FERDINAND PORSCHE DRIVE CITY: HERNDON STATE: VA ZIP: 20171 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Volkswagen Group of America Investments, LLC CENTRAL INDEX KEY: 0001834694 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39345 FILM NUMBER: 21799887 BUSINESS ADDRESS: STREET 1: 2200 FERDINAND PORSCHE DRIVE CITY: HERNDON STATE: VA ZIP: 20171 BUSINESS PHONE: 703-364-7290 MAIL ADDRESS: STREET 1: 2200 FERDINAND PORSCHE DRIVE CITY: HERNDON STATE: VA ZIP: 20171 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QuantumScape Corp CENTRAL INDEX KEY: 0001811414 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 850796578 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 452-2000 MAIL ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: Kensington Capital Acquisition Corp. DATE OF NAME CHANGE: 20200505 4 1 tm2111944d1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-03-30 0 0001811414 QuantumScape Corp QS 0001834694 Volkswagen Group of America Investments, LLC 2200 FERDINAND PORSCHE DRIVE HERNDON VA 20171 0 0 1 0 0001834695 Volkswagen Group of America, Inc. 2200 FERDINAND PORSCHE DRIVE HERNDON VA 20171 0 0 1 0 0001111708 VOLKSWAGEN AG BERLINER RING 2 WOLFSBURG 2M 38440 GERMANY 0 0 1 0 Class A Common Stock (par value $0.0001) 2021-03-30 4 P 0 15221334 6.57 A 68236103 D These shares will be acquired by the Reporting Persons pursuant to a Series F Preferred Stock Purchase Agreement, dated May 14, 2020 (the "Agreement"), by and between the Issuer and Volkswagen Group of America Investments, LLC ("VWGoAI"), as amended on September 3, 2020. Pursuant to the Agreement, VWGoAI agreed to acquire 15,221,334 shares of Common A Common Stock subject to the achievement of a specified technical milestone by March 31, 2021. On March 30, 2021 VWGoAI, QuantumScape Battery, Inc. (f/k/a QuantumScape Subsidiary, Inc.) and the Issuer entered into a Series F Closing Agreement (the "Series F Closing Agreement"), pursuant to which the parties agreed, among other things, that (i) other than the expiration or early termination of the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act ("HSR"), the Issuer had fulfilled all of the closing conditions to the Second Closing (as defined therein) under the Agreement, including the achievement of the specified technical milestone, and (ii) the parties would effect the Second Closing on the fifth (5th) business day following the date of expiration or early termination of the HSR waiting period or receipt of any clearance under applicable antitrust laws. These securities are directly held by VWGoAI, which is a wholly owned subsidiary of Volkswagen Group of America, Inc., a New Jersey corporation, which is a wholly owned subsidiary of Volkswagen Aktiengesellschaft, a public stock corporation organized under the laws of Germany. /s/ Kevin Duke, Kevin Duke, VP & Secretary on behalf of Volkswagen Group of America Investments, LLC 2021-04-01 /s/ Kevin Duke, Kevin Duke, Secretary, Assistant General Counsel - Corporate Matters on behalf of Volkswagen Group of America, Inc. 2021-04-01 /s/ Dr. Sebastian Plaester, Dr. Sebastian Plaester, Attorney-in-Fact on behalf of Volkswagen Aktiengesellschaft 2021-04-01 /s/ Dr. Angela-Kristina Speidel, Dr. Angela-Kristina Speidel, Attorney-in-Fact on behalf of Volkswagen Aktiengesellschaft 2021-04-01