POS EX 1 lp1-mellon.htm POST-EFFECTIVE AMENDMENT NO.72 lp1-mellon.htm - Generated by SEC Publisher for SEC Filing

File No. 333-34844

811-09903

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-1A

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X]

 Pre-Effective Amendment No.  [__]

 Post-Effective Amendment No. 72  [X]

and/or

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X]

 Amendment No. 74  [X]

(Check appropriate box or boxes.)

BNY Mellon Funds Trust

(Exact Name of Registrant as Specified in Charter)

c/o BNY Mellon Investment Adviser, Inc.

240 Greenwich Street, New York, New York 10286

(Address of Principal Executive Offices) (Zip Code)

 Registrant's Telephone Number, including Area Code: (212) 922-6400

Bennett A. MacDougall, Esq.

240 Greenwich Street

New York, New York 10286

(Name and Address of Agent for Service)

It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d).

 

Explanatory Note

This Post-Effective Amendment consists of the following:

1. Facing Sheet of the Registration Statement.

2. Part C to the Registration Statement (including signature page).

3. Exhibit (d)(3) to Item 28 to the Registration Statement.

This Post-Effective Amendment is being filed soley to file the Sub-Advisory Agreement between BNY Mellon Investment Adviser, Inc. and Geneva Capital Management LLC as Exhibit (d)(3) to Item 28 to this Registration Statement on Form N-1A.

 

Parts A and B of Post-Effective Amendment No. 70 to the Registration Statement on Form N-1A filed on December 26, 2019 (which can be accessed here) pursuant to Rule 485(b) under the Securities Act of 1933, as amended, are incorporated by reference herein.

 


BNY MELLON FUNDS TRUST
(formerly, Mellon Funds Trust)
(formerly, MPAM Funds Trust)

PART C
OTHER INFORMATION

Item 28. Exhibits

(a)(1)  Registrant's Amended and Restated Agreement and Declaration of Trust, dated June 5, 2000, is incorporated by reference to Exhibit (a) of Pre-Effective Amendment No. 1 to the Registration Statement on Form N-1A, filed July 7, 2000.

(a)(2)  Certificate of Amendment to the Amended and Restated Declaration of Trust, dated December 17, 2002, is incorporated by reference to Exhibit (a) of Post-Effective Amendment No. 10 to the Registration Statement on Form N-1A, filed December 23, 2004.

(a)(3)  Articles of Amendment, dated March 11, 2008, are incorporated by reference to Exhibit (a)(2) of Post-Effective Amendment No. 20 to the Registration Statement on Form N-1A, filed March 27, 2008.

(a)(4)  Certificate of Designation, related to BNY Mellon International Equity Income Fund, dated September 16, 2011, is incorporated by reference to Exhibit (a)(4) of Post-Effective Amendment No. 40 to the Registration Statement on Form N-1A, filed December 28, 2011("Post-Effective Amendment No. 40").

(a)(5)  Certificate of Designation, related to BNY Mellon Corporate Bond Fund, dated December 6, 2011, is incorporated by reference to Exhibit (a)(5) of Post-Effective Amendment No. 40.

(a)(6)  Certificate of Amendment to the Amended and Restated Declaration of Trust, dated April 4, 2014, is incorporated by reference to Exhibit (a)(5) of Post-Effective Amendment No. 53 to the Registration Statement on Form N-1A, filed December 24, 2014 ("Post-Effective Amendment No. 53").

(a)(7)  Certificate of Amendment to the Amended and Restated Declaration of Trust, dated October 9, 2014, is incorporated by reference to Exhibit (a)(6) of Post-Effective Amendment No. 53.

(a)(8)  Certificate of Amendment to the Amended and Restated Declaration of Trust, dated March 8, 2016, is incorporated by reference to Exhibit (a)(7) of Post-Effective Amendment No. 59 to the Registration Statement on Form N-1A, filed May 27, 2016 ("Post-Effective Amendment No. 59").

(a)(9)  Certificate of Amendment to the Amended and Restated Declaration of Trust, dated April 14, 2016, is incorporated by reference to Exhibit (a)(8) of Post-Effective Amendment No. 59.

(a)(10)  Certificate of Amendment to the Amended and Restated Declaration of Trust, dated March 7, 2017 is incorporated by reference to Exhibit (a)(9) of Post-Effective Amendment No. 64 to the Registration Statement on Form N-1A, filed March 24, 2017 ("Post-Effective Amendment No. 64").

(b)  Registrant's Amended and Restated By-Laws, dated July 1, 2011, is incorporated by reference to Exhibit (b) of Post-Effective Amendment No. 70 to the Registration Statement on Form N-1A, filed December 26, 2019 ("Post-Effect Amendment No. 70").

(c) Instruments defining the rights of holders of Registrant's securities are incorporated by reference to Articles III, V, VI, VIII and IX of Registrant's Amended and Restated Agreement and Declaration of Trust (see (a)(1) above)

 

and Articles 9 and 11 of Registrant's Amended and Restated By-Laws (see (b) above).

(d)(1)  Investment Advisory Agreement between BNY Mellon Investment Adviser, Inc. and the Registrant, dated June 14, 2000, as amended as of June 3, 2019, is incorporated by reference to Exhibit (d)(1) of Post-Effect Amendment No. 70.

(d)(2)  Sub-Investment Advisory Agreement between BNY Mellon Investment Adviser, Inc. and Walter Scott & Partners Limited, with respect to the U.S. Large Cap Equity Strategy of each of BNY Mellon Large Cap Market Opportunities Fund and BNY Mellon Tax-Sensitive Large Cap Multi-Strategy Fund, dated June 8, 2010, amended as of June 3, 2019, is incorporated by reference to Exhibit (d)(2) of Post-Effect Amendment No. 70.

(d)(3)  Sub-Investment Advisory Agreement between BNY Mellon Investment Adviser, Inc. and Geneva Capital Management LLC, with respect to the Geneva Mid Cap Growth Strategy of BNY Mellon Mid Cap Multi-Strategy Fund, dated March 17, 2020.*

(d)(4)  Sub-Investment Advisory Agreement between BNY Mellon Investment Adviser, Inc. and Boston Partners Global Investors, Inc., with respect to the Boston Partners Mid Cap Value Strategy of BNY Mellon Mid Cap Multi-Strategy Fund, dated March 17, 2020, is incorporated by reference to Exhibit (d)(4) of Post-Effect Amendment No. 70.

(e)(1)  Amended and Restated Distribution Agreement, between the Registrant and BNY Mellon Securities Corporation, dated June 3, 2019, is incorporated by reference to Exhibit (e)(1) of Post-Effect Amendment No. 70.

(e)(2)  Form of Broker-Dealer Selling Agreement, is incorporated by reference to Exhibit (e)(2) of Post-Effect Amendment No. 70.

(e)(3)  Form of Bank Selling Agreement, is incorporated by reference to Exhibit (e)(3) of Post-Effect Amendment No. 70.

(f) Not Applicable.

(g)(1)  Custody Agreement between the Registrant and The Bank of New York Mellon, dated January 1, 2011, is incorporated by reference to Exhibit (g) of Post-Effective Amendment No. 33 to the Registration Statement on Form N-1A, filed December 29, 2010.

(g)(2)  Amendment to Custody Agreement, dated October 1, 2013, is incorporated by reference to Exhibit (g)(2) of Post-Effective Amendment No. 50 to the Registration Statement on Form N-1A, filed December 27, 2013.

(g)(3)  Second Amendment to Custody Agreement, dated December 22, 2016, is incorporated by reference to Exhibit (g)(3) of Post-Effective Amendment No. 62 to the Registration Statement on Form N-1A, filed December 27, 2016.

(h)(1)  Transfer Agency Agreement between the Registrant and BNY Mellon Transfer Inc. (formerly Dreyfus Transfer, Inc.), dated May 29, 2012, is incorporated by reference to Exhibit (h)(1) of Post-Effective Amendment No. 47 to the Registration Statement on Form N-1A, filed December 28, 2012 ("Post-Effective Amendment No. 47").

(h)(2)  Administration Agreement between the Registrant and The Bank of New York Mellon, dated June 14, 2000, as amended as of March 8, 2016, is incorporated by reference to Exhibit (h)(2) of Post-Effective Amendment No. 64.

(h)(3)  Shareholder Services Plan, dated May 9, 2001, as revised March 8, 2016, is incorporated by reference to Exhibit (h)(3) of Post-Effective Amendment No. 59.

(i)  Opinion and Consent of Registrant's counsel, is incorporated by reference to Exhibit (i) of Post-Effect Amendment No. 70.

(j)  Consent of Independent Registered Public Accounting Firm, is incorporated by reference to Exhibit (j) of Post-Effect Amendment No. 70.

 

(k) Not Applicable.

(l) Not Applicable.

(m)(1)  Rule 12b-1 Distribution Plan is incorporated by reference to Exhibit (m)(1) of Post-Effective Amendment No. 59.

(n)  Amended and Restated 18f-3 Plan, is incorporated by reference to Exhibit (n) of Post-Effect Amendment No. 70.

(o) Not Applicable.

(p)(1)  Code of Ethics of The Bank of New York Mellon Corporation, BNY Mellon Investment Adviser, Inc. and Walter Scott & Partners Limited, revised January 15, 2019, is incorporated by reference to Exhibit (p)(1) of Post-Effect Amendment No. 70.

(p)(2)  Code of Ethics of Boston Partners Global Investors, Inc. (formerly Robeco Investment management, Inc.) is incorporated by reference to Exhibit (p)(3) of Post-Effective Amendment No. 47.

(p)(3)  Code of Ethics of Nonmanagement Board Members of Registrant, is incorporated by reference to Exhibit (p)(3) of Post-Effect Amendment No. 70.

(p)(4)  Code of Ethics of Geneva Capital Management LLC. (a subsidiary of Janus Henderson Investors) is incorporated by reference to exhibit (p)(5) of Post-Effective Amendment No. 66 to the Registration Statement on Form N-1A, filed December 27, 2017.

Other Exhibits

(1)  Power of Attorney, is incorporated by reference to Other Exhibit (2) of Post-Effect Amendment No. 70.

Item 29. Persons Controlled by or Under Common Control with Registrant

 Not Applicable.

Item 30. Indemnification

(a) The Registrant shall indemnify each of its Trustees and officers (including persons who serve at the Registrant's request as directors, officers or trustees of another organization in which the Registrant has any interest as a shareholder, creditor or otherwise) (hereinafter referred to as a "Covered Person") against all liabilities and expenses, including, but not limited to, amounts paid in satisfaction of judgments, in compromise or as fines and penalties, and counsel fees reasonably incurred by any Covered Person in connection with the defense or disposition of any action, suit or other proceeding, whether civil or criminal, before any court or administrative or legislative body, in which such Covered Person may be or may have been involved as a party or otherwise or with which such person may be or may have been threatened, while in office or thereafter, by reason of being or having been such a Trustee or officer, except with respect to any matter as to which such Covered Person shall have been finally adjudicated in a decision on the merits in any such action, suit or other proceeding not to have acted in good faith in the reasonable belief that such Covered Person's action was in the best interests of the Registrant and except that no Covered Person shall be indemnified against any liability to the Registrant or its shareholders to which such Covered Person would otherwise be subject by reason of willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of such Covered Person's office. Expenses, including counsel fees so incurred by any such Covered Person (but excluding amounts paid in satisfaction of judgments, in compromise or as fines or penalties), may be paid from time to time by the Registrant in advance of the final disposition or any such action, suit or proceeding upon receipt of an undertaking by or on behalf of such Covered Person to repay amounts so paid to the Registrant if it is ultimately determined that indemnification of such expenses is not authorized under Article 10 of the Registrant's By-Laws, provided that (i) such Covered Person shall provide security for his or her undertaking, (ii) the Registrant shall be insured against losses arising by reason of such Covered Person's failure to fulfill his or her undertaking, or (iii) a majority of the Trustees who are disinterested persons and who are not

 

Interested Persons (as that term is defined in the Investment Company Act of 1940, as amended (the "1940 Act")) (provided that a majority of such Trustees then in office act on the matter), or independent legal counsel in a written opinion, shall determine, based on a review of readily available facts (but not a full trial-type inquiry), that there is reason to believe such Covered Person ultimately will be entitled to indemnification.

(b) As to any matter disposed of (whether by a compromise payment, pursuant to a consent decree or otherwise) without an adjudication in a decision on the merits by a court, or by any other body before which the proceeding was brought, that such Covered Person either (i) did not act in good faith in the reasonable belief that such Covered Person's action was in the best interests of the Registrant or (ii) is liable to the Registrant or its shareholders by reason of willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of such Covered Person's office, indemnification shall be provided if (i) approved as in the best interest of the Registrant, after notice that it involves such indemnification, by at least a majority of the Trustees who are disinterested persons and are not Interested Persons (as that term is defined in 1940 Act) (provided that a majority of such Trustees then in office act on the matter), upon a determination, based upon a review of readily available facts (but not a full trial-type inquiry) that such Covered Person acted in good faith in the reasonable belief that such Covered Person's action was in the best interests of the Registrant and is not liable to the Registrant or its shareholders by reason of willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of such Covered Person's office, or (ii) there has been obtained an opinion in writing of independent legal counsel, based upon a review of readily available facts (but not a full trial-type inquiry) to the effect that such Covered Person appears to have acted in good faith in the reasonable belief that such Covered Person's action was in the best interests of the Registrant and that such indemnification would not protect such Covered Person against any liability to the Registrant to which such Covered Person would otherwise be subject by reason of willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of his office. Any approval pursuant to this Section shall not prevent the recovery from any Covered Person of any amount paid to such Covered Person in accordance with this Section as indemnification if such Covered Person is subsequently adjudicated by a court of competent jurisdiction not to have acted in good faith in the reasonable belief that such Covered Person's action was in the best interests of the Registrant or to have been liable to the Registrant or its shareholders by reason of willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of such Covered Person's office

(c)  The right of indemnification hereby provided shall not be exclusive of or affect any other rights to which any such Covered Person may be entitled. As used Article 10 of the Registrant's By-Laws, the term "Covered Person" shall include such person's heirs, executors and administrators, and a "disinterested person" is a person against whom none of the actions, suits or other proceedings in question or another action, suit, or other proceeding on the same or similar grounds is then or has been pending. Nothing contained in Article 10 of the Registrant's By-Laws shall affect any rights to indemnification to which personnel of the Registrant, other than Trustees and officers, and other persons may be entitled by contract or otherwise under law, nor the power of the Registrant to purchase and maintain liability insurance on behalf of such person.

(d) Notwithstanding any provisions in the Registrant's Amended and Restated Agreement and Declaration of Registrant and By-Laws pertaining to indemnification, all such provisions are limited by the following undertaking set forth in the rules promulgated by the Securities and Exchange Commission:

In the event that a claim for indemnification is asserted by a Trustee, officer or controlling person of the Registrant in connection with the registered securities of the Registrant, the Registrant will not make such indemnification unless (i) the Registrant has submitted, before a court or other body, the question of whether the person to be indemnified was liable by reason of willful misfeasance, bad faith, gross negligence, or reckless disregard of duties, and has obtained a final decision on the merits that such person was not liable by reason of such conduct or (ii) in the absence of such

 

decision, the Registrant shall have obtained a reasonable determination, based upon review of the facts, that such person was not liable by virtue of such conduct, by (a) the vote of a majority of Trustees who are neither Interested Persons as such term is defined in the 1940 Act, nor parties to the proceeding or (b) an independent legal counsel in a written opinion.

The Registrant will not advance attorneys' fees or other expenses incurred by the person to be indemnified unless (i) the Registrant shall have received an undertaking by or on behalf of such person to repay the advance unless it is ultimately determined that such person is entitled to indemnification and (ii) one of the following conditions shall have occurred: (a) such person shall provide security for his undertaking, (b) the Registrant shall be insured against losses arising by reason of any lawful advances or (c) a majority of the disinterested, non-party Trustees of the Registrant, or an independent legal counsel in a written opinion, shall have determined that based on a review of readily available facts there is reason to believe that such person ultimately will be found entitled to indemnification.

Item 31(a). Business and Other Connections of Investment Adviser

BNY Mellon Investment Adviser, Inc. ("BNYM Investment Adviser") is investment adviser to the Registrant. BNYM Investment Adviser and subsidiary companies comprise a financial service organization whose business consists primarily of providing investment management services as the investment adviser, manager and distributor for sponsored investment companies registered under the Investment Company Act of 1940 and as an investment adviser to institutional and individual accounts. BNYM Investment Adviser also serves as sub-investment adviser to and/or administrator of other investment companies. BNY Mellon Securities Corporation, a wholly-owned subsidiary of BNYM Investment Adviser, serves primarily as a registered broker-dealer of shares of other investment companies sponsored by BNYM Investment Adviser and other investment companies for which BNYM Investment Adviser acts as an investment adviser, sub-investment adviser or administrator.

Item 31(b). Business and Other Connections of Sub-Investment Advisers.

 The Registrant is fulfilling the requirement of this Item 31(b) to provide a list of the officers and directors of Walter Scott & Partners Limited ("Walter Scott"), the sub-investment adviser to the U.S. Large Cap Equity Strategy of the Registrant's BNY Mellon Tax-Sensitive Large Cap Multi-Strategy Fund and BNY Mellon Large Cap Market Opportunities Fund, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Walter Scott, or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940, as amended (the "Advisers Act") by Walter Scott (SEC File No. 801-19420).

The Registrant is fulfilling the requirement of this Item 31(b) to provide a list of the officers and directors of Geneva Capital Management LLC ("Geneva"), the sub-investment adviser to the Geneva Mid Cap Growth Strategy of BNY Mellon Mid Cap Multi-Strategy Fund, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Geneva, or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Advisers Act by Geneva (SEC File No. 801-28444).

The Registrant is fulfilling the requirement of this Item 31(b) to provide a list of the officers and directors of Boston Partners Global Investors, Inc. ("Boston Partners"), the sub-investment adviser to the Boston Partners Mid Cap Value Strategy of BNY Mellon Mid Cap Multi-Strategy Fund, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Boston Partners, or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Advisers Act by Boston Partners (SEC File No. 801-61786).

 

Item 31. Business and Other Connections of Investment Adviser (continued)
Officers and Directors of Investment Adviser

       

Name and Position
With BNY Mellon Investment Adviser, Inc.

Other Businesses

Position Held

Dates

       

Renee LaRoche-Morris
President and Director

BNY Mellon Investment Adviser, Inc. ++

President

6/19 – Present

 

BNY Mellon Investment Management*******

Chief Operating Officer

1/18 - Present

       
 

BNY Mellon Securities Corporation++

Chairman, Executive Vice President and Director

6/19 - Present

 

BNY Mellon Transfer, Inc.++

Director and Vice President

6/19 - Present

       
 

BNY Mellon Wealth Management++

Chief Financial Officer

5/14-12/17

       
 

MBSC Securities Corporation++

Chairman, Executive Vice President and Director

6/18 – 6/19

       
 

MBSC Securities Corporation++

Executive Vice President

3/18 – 6/18

       
 

The Dreyfus Corporation++

President

1/18 –6/19

       

Gregory Brisk
Director

Alcentra Asset Management Limited

Director

3/18 - Present

       
 

Alcentra Limited^

Director

3/12 - Present

       
 

Alcentra NY LLC++

Director

10/15 - Present

       
 

Alcentra US, Inc. ††††

Managing Director

12/19 - Present

       
 

Alcentra US, Inc. ††††

Director

10/15 - Present

       
 

Alternative Holdings I, LLC*******

Director

7/16 - Present

       
 

Alternative Holdings II, LLC*******

Director

3/16 - Present

       
 

BNY Alcentra Group Holdings, Inc. ††††††

Director

7/18 - Present

       
 

BNYM CSIM Funding LLC+++

Managing Director

8/17 – 9/18

       
 

BNY Mellon Asset Management Operations LLC*

Director

6/19 - Present

       
 

BNY Mellon Asset Management North America Corporation*

Director

1/18 – 12/18

       
 

BNY Mellon Fund Managers Limited^

Director

10/02 - Present

       
 

BNY Mellon Fund Management (Luxembourg) S.A.^^^^

Director

3/16 - Present

       
 

BNY Mellon Global Funds PLC^^^^^

Director

2/03 - Present

       
 

BNY Mellon Global Management Limited^^^^^^

Director

11/02 - Present

       
 

BNY Mellon Insurance Agency, Inc. ++

Director

6/19 - Present

       
 

BNY Mellon International Asset Management (Holdings) Limited^

Director

10/12 - Present

       

 

       

Name and Position
With BNY Mellon Investment Adviser, Inc.

Other Businesses

Position Held

Dates

 

BNY Mellon International Asset Management (Holdings) No. 1 Limited^

Director

10/12 - Present

       
 

BNY Mellon International Asset Management Group Limited^

Director

5/10 - Present

       
 

BNY Mellon Investment Management (APAC) Holdings Ltd^

Director

9/03 - Present

       
 

BNY Mellon Investment Management EMEA Limited^

Director

12/15 - Present

       
 

BNY Mellon Investment Management (Europe) Limited^

Director

10/12 – Present

       
 

BNY Mellon Investment Management (Jersey) Limited. ^^^^^^^

Director

11/12 – Present

       
 

BNY Mellon Investment Management Europe Holdings Limited^

Director

11/12 – Present

       
 

BNY Mellon Investment Management Holdings (Germany) Limited^

Director

9/12 - Present

       
 

BNY Mellon Investment Management Seed Capital Limited^

Director

11/13 - Present

       
 

BNY Mellon Investment Management (Shanghai) Limited^^^^^^^^

Director

6/17 - Present

       
 

BNY Mellon Liquidity Funds PLC^^^^^^^^^

Director

12/02 - Present

       
 

BNY Mellon Securities Corporation++

Director

6/19 - Present

       
 

BNY Mellon Transfer, Inc.++

Director and Vice President

6/19 - Present

       
 

BNY MFM Nominees Limited^

Director

5/02 - Present

       
 

CenterSquare Investment Management Holdings, Inc. +++

Director and
Managing Director

7/17 - Present

       
 

CenterSquare Investment Management, Inc. +++

Director and
Managing Director

7/17 – 1/18

       
 

CenterSquare Global Securities Management Inc. +++

Managing Director

8/17 – 3/19

       
 

CenterSquare Investment Management LLC +++

Director

1/18 - Present

       
 

Dreyfus Service Organization, Inc. ++

Director

5/19 – 6/19

       
 

EACM Advisors LLC^^

Director

7/16 - Present

       
 

IIFIG Investment Solutions ICAV

Director

5/18 - Present

       
 

Insight Investment International Limited^

Director

2/18 – Present

 

Insight Investment Management Limited^

Director

4/16 - Present

       

 

       

Name and Position
With BNY Mellon Investment Adviser, Inc.

Other Businesses

Position Held

Dates

 

Insight Investment Management (Global) Limited^

Director

4/16 - Present

       
 

Insight Investment Funds Management Limited^

Director

4/16 - Present

       
 

Insight Investment Management (Europe) Limited^^^^^^^^^^

Director

9/18 – Present

       
 

Insight North America LLC++

Director

11/17 - Present

       
 

Absolute Insight Funds PLC^^^^^^^^^^

Director

3/17 - Present

       
 

Insight Global Funds II PLC^^^^^^^^^^

Director

3/17 - Present

       
 

Insight Liquidity Funds PLC^^^^^^^^^^

Director

3/17 - Present

       
 

LDI Solutions Plus PLC^^^^^^^^^^

Director

3/17 - Present

       
 

MBC Investment Corporation#

Director

2/17 - Present

       
 

MBSC Securities Corporation++

Director

3/18 – 6/19

       
 

Mellon Capital Management Corporation**

Director

7/16 – 1/18

       
 

Mellon Europe Pension (Nominees) Limited^

Director

12/00 - Present

       
 

Mellon Global Investing Corp+

Director

8/10 - Present

       
 

Mellon Investments Corporation *

Director

1/19 – 12/19

       
 

Mellon JV Limited Company^

Director

1/06 – 11/19

       
 

Mellon Overseas Investment Corporation*******

Director

4/08 – 2/19

       
 

MGI Latin America S.A.

Director

7/03 - Present

 

Newton Investment Management Limited^

Director

5/16 - Present

       
 

Newton Investment Management Limited^

Director

1/20 - Present

       
 

Newton Investment Management (North America) Limited^

Director

5/16 – 12/19

       
 

Newton Management Limited^

Director

8/16 - Present

       
 

NWK Multi-Strategy Funds PLC^^^^^^

Director

5/07 - Present

       
 

Pareto Investment Management Limited^

Director

4/16 – 1/18

       
 

Standish Mellon Asset Management Company LLC*******

Director

6/16 – 1/18

       
 

The Boston Company Asset Management, LLC*

Director

7/16 – 1/18

       
 

XBK LLC^^^

Director

11/17 - Present

       
 

The Fordham Trust+++++++

Director

3/15 - Present

       

 

       

Name and Position
With BNY Mellon Investment Adviser, Inc.

Other Businesses

Position Held

Dates

 

The St. Nicholas Cole Abbey Centre for Workplace Ministry Limited†††††††

Director

9/11 - Present

       
 

Distaff Lane Coffee Limited†††††††

Director

9/17 - Present

       
 

ABF Brazil Fund, SPC^^

Director

7/08 – 8/18

       
 

BNY Mellon Asset Management Operations LLC^^^

Director

11/17 – 8/18

       
 

Cutwater Asset Management Corp++

Director

1/15 – 7/18

       
 

Cutwater Holdings LLC++

Director

1/15 – 7/18

       
 

Cutwater Investor Services Corp++

Director

1/15 – 7/18

       
 

Insight Investment Management (Ireland) Limited^^^^^^^^^^

Director

3/17 – 9/18

       
       

Joseph W. Connolly
Chief Compliance Officer

BNY Mellon Family of Funds++

Chief Compliance Officer

6/19 - Present

 

BNY Mellon Funds Trust++

Chief Compliance Officer

10/04 - Present

       
 

The Dreyfus Family of Funds++

Chief Compliance Officer

10/04 – 6/19

       

Christopher O'Connor
Chief Administrative Officer

BNY Mellon Securities Corporation++

Executive Vice President

6/19 – Present

       
 

MBSC Securities Corporation++

Executive Vice President

12/11 – 6/19

       
       

Bennett A. MacDougall

Chief Legal Officer

The Bank of New York
Mellon Corporation ++

Associate General Counsel

6/15 - Present

       

John P. Shea
Chief Financial Officer

BNY Mellon Securities Corporation++

Chief Financial Officer and Treasurer

6/19-Present

       
 

BNY Mellon Transfer, Inc. ++

Chief Financial Officer and Treasurer

9/19-Present

       
 

Mellon Investments Corporation*

Chief Financial Officer and Treasurer

1/18-6/19

       
 

XBK LLC^^^

Chief Financial Officer

11/17-Present

       
 

Ivy Asset Management LLC+

Vice President

3/14-9/17

       
 

BNY Mellon Securities Corporation++

Vice President - Finance

1/06-3/19

       
 

MBSC Securities Corporation ++

Chief Financial Officer and Treasurer

3/19-6/19

       
       

Katherine Scott
Chief Risk Officer

BNY Mellon Securities Corporation++

Chief Risk Officer

6/19-Present

       
 

MBSC Securities Corporation++

Chief Risk Officer

2/14-6/19

       

 

       

Name and Position
With BNY Mellon Investment Adviser, Inc.

Other Businesses

Position Held

Dates

Peter Arcabascio

Vice President – Distribution

BNY Mellon Investment Management*

Senior Vice President

7/06-Present

 

BNY Investment Strategy and Solutions Group, LLC*

Manager

6/15- Present

       

Kenneth Bradle
Vice President

BNY Mellon Securities Corporation++

President

6/19 – Present

 

BNY Mellon Investment Adviser, Inc.

Vice President

6/19 - Present

       
 

BNY Mellon Transfer, Inc.++

Chairman

6/19 - Present

       
 

MBSC Securities Corporation ++

Director

8/06 – 5/19

       
 

MBSC Securities Corporation ++

President

5/19 – 6/19

       

Charles Doumar
Vice President – Tax

Alcentra NY LLC ++

Assistant Treasurer - Tax

9/14 - Present

 

Alcentra US. Inc. ††††

Assistant Treasurer - Tax

9/14 - Present

       
 

Alternative Holdings I, LLC ***

Assistant Treasurer - Tax

1/14 - Present

       
 

Alternative Holdings II, LLC ***

Assistant Treasurer - Tax

1/14 - Present

       
 

Asset Recovery II, LLC ***

Assistant Treasurer

9/13 – Present

       
 

Asset Recovery IV, LLC ***

Assistant Treasurer

9/13 – Present

       
 

Asset Recovery V, LLC ***

Assistant Treasurer

9/13 – Present

       
 

Asset Recovery XIV, LLC ***

Assistant Treasurer

3/13 – Present

       
 

Asset Recovery XIX, LLC ***

Assistant Treasurer

7/13 – Present

       
 

Asset Recovery XX, LLC ***

Assistant Treasurer

7/13 – Present

       
 

Asset Recovery XXII, LLC ***

Assistant Treasurer

7/13 – Present

       
 

BNY Alcentra Group Holdings, Inc. ††††††

Assistant Treasurer - Tax

3/13 - Present

       
 

BNY Capital Funding LLC ***

Assistant Treasurer – Tax

9/13 - Present

       
 

BNY Investment Strategy and Solutions Group, LLC *

Assistant Treasurer – Tax

6/15 - Present

       
 

BNY Mellon Community Development Corporation ++

Assistant Treasurer – Tax

10/13 - Present

       
 

BNY Mellon Distributors Holdings Inc. #

Assistant Treasurer – Tax

6/14 – Present

       
 

BNY Mellon Investments CTA, LLC *

Assistant Treasurer

9/13 – Present

       
 

BNY Mellon Investment Servicing (US) Inc. +

Assistant Treasurer

3/14 – Present

       
 

BNY Mellon Investment Servicing Trust Company #

Assistant Treasurer

3/14 – Present

       
 

BNY Mellon Transfer, Inc.++

Assistant Treasurer

12/14 - Present

       
 

BNY Mellon Trust of Delaware#

Assistant Treasurer

11/13 – Present

       

 

       

Name and Position
With BNY Mellon Investment Adviser, Inc.

Other Businesses

Position Held

Dates

 

IVY Asset Management LLC +

Assistant Treasurer

9/13 – Present

       
 

Mellon Hedge Advisors, LLC *

Assistant Treasurer

10/13 – Present

       
 

MUNB Loan Holdings, LLC***

Assistant Treasurer

10/13 – Present

       
 

Albridge Solutions, Inc. ††††

Assistant Treasurer – Tax

7/13 – Present

       
 

Allomon Corporation

Assistant Treasurer – Tax

5/13 – Present

       
 

AP Residential Realty, Inc. †††††

Assistant Treasurer – Tax

8/13 – Present

       
 

APT Holdings Corporation #

Assistant Treasurer – Tax

11/13 – Present

       
 

B.I.E. Corporation +

Assistant Treasurer – Tax

12/13 – Present

       
 

B.N.Y. Holdings (Delaware) Corporation #

Assistant Treasurer – Tax

4/13 – Present

       
 

BNY Capital Corporation ***

Assistant Treasurer – Tax

9/13 – Present

       
 

BNY Capital Markets Holdings, Inc. ***

Assistant Treasurer – Tax

9/13 – Present

       
 

BNY Capital Resources Corporation #######

Assistant Treasurer – Tax

3/13 – Present

       
 

BNYM CSIM Funding LLC +++

Assistant Treasurer – Tax

7/14 – Present

       
 

BNY Falcon Three Holding Corp. ***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Foreign Holdings, Inc. ***

Assistant Treasurer – Tax

10/13 – Present

       
 

BNY Lease Equities (Cap Funding) LLC ########

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Lease Partners LLC ***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Leasing Edge Corporation ***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Mellon Asset Management North America Corporation *

Assistant Treasurer – Tax

1/18 – 12/18

       
 

BNY Mellon Capital Markets, LLC ++

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Mellon Clearing, LLC ***

Assistant Treasurer – Tax

3/16 – Present

       
 

BNY Mellon Clearing Holding Company, LLC ***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Mellon Fixed Income Securities, LLC ***

Assistant Treasurer – Tax

8/13 – Present

       
 

BNY Mellon Trust Company of Illinois *****

Assistant Treasurer – Tax

3/13 – Present

       
 

BNY Mezzanine Funding LLC ******

Assistant Treasurer – Tax

5/13 – Present

       
 

BNY Mezzanine Holdings LLC ******

Assistant Treasurer – Tax

5/13 – Present

       
 

BNY Mezzanine Non NY Funding
LLC ******

Assistant Treasurer – Tax

5/13 – Present

       
 

BNY Mezzanine NY Funding LLC ******

Assistant Treasurer – Tax

5/13 – Present

       

 

       

Name and Position
With BNY Mellon Investment Adviser, Inc.

Other Businesses

Position Held

Dates

 

BNY Partnership Funding LLC ***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Recap I, LLC #

Assistant Treasurer – Tax

9/13 – Present

       
 

BNY Salvage Inc. ***

Assistant Treasurer – Tax

3/13 – Present

       
 

BNYM GIS Funding I LLC ***

Assistant Treasurer – Tax

6/13 – Present

       
 

BNYM GIS Funding III LLC ***

Assistant Treasurer – Tax

6/13 – Present

       
 

Amherst Capital Management, LLC ***

Assistant Treasurer – Tax

11/14 – Present

       
 

BNYM RECAP Holdings, LLC ***

Assistant Treasurer – Tax

11/14 – Present

       
 

BNY-N.J. I Corp. ***

Assistant Treasurer – Tax

4/13 – Present

       
 

BNY-N.J. II Corp. ***

Assistant Treasurer – Tax

4/13 – Present

       
 

BNY Mellon Insurance Agency, Inc. ++

Assistant Treasurer – Tax

6/19 - Present

       
 

BNY Mellon Securities Corporation++

Vice President – Tax

6/19 - Present

       
 

Boston Safe Deposit Finance Company, Inc. *

Assistant Treasurer – Tax

7/13 – Present

       
 

CenterSquare Investment Management Holdings, Inc. +++

Assistant Treasurer – Tax

12/13 – Present

       
 

CenterSquare Investment Management, Inc. +++

Assistant Treasurer – Tax

12/13 – 1/18

       
 

Colson Services Corp. ^

Assistant Treasurer – Tax

3/14 - Present

       
 

CenterSquare Investment Management LLC+++

Assistant Treasurer – Tax

1/18 – Present

       
 

Cutwater Asset Management Corp. ++++

Assistant Treasurer – Tax

1/15 - Present

       
 

Cutwater Holdings LLC ++++

Assistant Treasurer – Tax

1//15 - Present

       
 

Cutwater Investor Services Corp. ++++

Assistant Treasurer - Tax  

1/15 - Present

       
 

Dreyfus Service Organization, Inc. ++

Assistant Treasurer – Tax

3/14 – 6/19

       
 

EACM Advisors LLC ^^

Assistant Treasurer – Tax

1/14 - Present

       
 

Eagle Access LLC ^^^

Assistant Treasurer – Tax

1/14 - Present

       
 

Eagle Investment Systems LLC ^^^^

Assistant Treasurer – Tax

1/14 - Present

       
 

ECM DE. LLC ***

Assistant Treasurer – Tax

1/14 - Present

       
 

HedgeMark International, LLC ##

Assistant Treasurer – Tax

5/14 – Present

       
 

iNautix (USA) LLC ###

Assistant Treasurer – Tax

11/13 – Present

       
 

IRE-1, Inc. †††

Assistant Treasurer – Tax

7/13 – Present

       
 

Island Waterworks, Inc. †††

Assistant Treasurer – Tax

7/13 – Present

       

 

       

Name and Position
With BNY Mellon Investment Adviser, Inc.

Other Businesses

Position Held

Dates

 

JRHC 1998A LLC ####

Assistant Treasurer – Tax

12/13 – Present

       
 

Lockwood Advisors, Inc. ######

Assistant Treasurer – Tax

3/14 - Present

       
 

Lockwood Insurance, Inc. ######

Assistant Treasurer – Tax

8/14 - Present

       
 

Lockwood Solutions, Inc. ######

Assistant Treasurer – Tax

3/14 - Present

       
 

Lease Equities (Texas) Corporation #####

Assistant Treasurer – Tax

7/13 – Present

       
 

Madison Pershing LLC ###

Assistant Treasurer – Tax

6/13 – Present

       
 

MAM (MA) Holding Trust *

Assistant Treasurer – Tax

8/13 – Present

       
 

MBC Investment Corporation #

Assistant Treasurer – Tax

11/13 – Present

       
 

MBSC Securities Corporation ++

Vice President – Tax

2/14 – 6/19

       
 

MCDI (Holdings) LLC ***

Assistant Treasurer – Tax

9/13 – Present

       
 

Mellon Capital Management Corporation **

Assistant Treasurer – Tax

1/14 – 1/18

       
 

Mellon Holdings LLC++

Assistant Treasurer

2/15 - Present

       
 

Mellon EFT Services†††††

Assistant Treasurer - Tax

10/15 - Present

       
 

MELDEL Leasing Corporation Number 2, Inc. #

Assistant Treasurer – Tax

9/13 – Present

       
 

Mellon Financial Services Corporation #1+

Assistant Treasurer – Tax

7/13 – Present

       
 

Mellon Financial Services Corporation #4 +

Assistant Treasurer – Tax

9/13 – Present

       
 

Mellon Funding Corporation +

Assistant Treasurer – Tax

3/14 - Present

       
 

Mellon Global Investing Corp. +

Assistant Treasurer – Tax

5/14 - Present

       
 

Mellon Investments Corporation*

Assistant Treasurer – Tax

1/19- Present

       
 

Mellon Investor Services Holdings LLC
++++++

Assistant Treasurer – Tax

8/16 – Present

       
 

Mellon Leasing Corporation+

Assistant Treasurer – Tax

7/13 – Present

       
 

Mellon Life Insurance Company+

Assistant Treasurer – Tax

10/13 – Present

       
 

Mellon Overseas Investment Corporation ***

Assistant Treasurer – Tax

12/13 - Present

       
 

Mellon Properties Company ****

Assistant Treasurer – Tax

8/13 – Present

       
 

National Residential Assets Corp.***

Assistant Treasurer – Tax

4/13 – Present

       
 

Newton Capital Management LLC.***

Assistant Treasurer – Tax

8/14 - Present

       
 

NY CRE Asset Holdings, LLC. ***

Assistant Treasurer – Tax

1/14 - Present

       
 

NY CRE Asset Holdings II, LLC. ***

Assistant Treasurer – Tax

1/14 - Present

       
 

One Wall Street Corporation ***

Assistant Treasurer – Tax

11/13 – Present

       
 

Pareto New York LLC++

Assistant Treasurer – Tax

11/13 – Present

 

       

Name and Position
With BNY Mellon Investment Adviser, Inc.

Other Businesses

Position Held

Dates

       
 

PAS Holdings LLC ***

Assistant Treasurer – Tax

6/13 – Present

       
 

Pershing Advisor Solutions LLC ###

Assistant Treasurer – Tax

6/13 – Present

       
 

Pershing Group LLC ###

Assistant Treasurer – Tax

6/13 – Present

       
 

Pershing Investments LLC ***

Assistant Treasurer – Tax

6/13 – Present

       
 

Pershing LLC ###

Assistant Treasurer – Tax

7/13 – Present

       
 

Standish Mellon Asset Management Company LLC*

Assistant Treasurer – Tax

11/14 – 1/18

       
 

TBC Securities Co., Inc.*

Assistant Treasurer – Tax

6/13 – Present

       
 

TBCAM, LLC *

Assistant Treasurer – Tax

10/13 – Present

       
 

Technology Services Group, Inc. ++

Assistant Treasurer – Tax

9/13 – Present

       
 

Tennessee Processing Center LLC ++

Assistant Treasurer – Tax

9/13 – Present

       
 

The Bank of New York Consumer Leasing Corporation***

Assistant Treasurer – Tax

7/13 – Present

       
 

The Bank of New York Mellon Trust Company, National Association +

Assistant Treasurer

10/13 - Present

       
 

The Boston Company Asset Management, LLC *

Assistant Treasurer – Tax

8/13 – 1/18

       
 

MBNA Institutional PA Services LLC +

Treasurer

7/13 – Present

       
 

MBNA PW PA Services LLC +

Treasurer

7/13 – Present

       
 

Stanwich Insurance Agency, Inc. ***

Treasurer

12/13 – Present

       
 

BNY Aurora Holding Corp. ***

Vice President

11/13 – Present

       
 

Agency Brokerage Holding LLC***

Vice President – Tax

6/13 – Present

       

Tracy A. Hopkins-Condon

Vice President - Cash Strategies

BNY Mellon Securities Corporation++

Executive Vice President

6/19 – Present

 

BNY Mellon Transfer, Inc.++

Vice President

5/98 - Present

       
 

MBSC Securities Corporation++

Executive Vice President

2/14 – 6/19

       

Anthony Mayo
Vice President – Information Systems

BNY Mellon Securities Corporation++

Chief Technology Officer

6/19 – Present

       
 

MBSC Securities Corporation++

Chief Technology Officer

4/14 – 6/19

       
       

Kathleen Geis
Vice President

BNY Mellon International Operations (India) Private Limited

Director

5/05 - Present

       
 

BNY Mellon Asset Management North America Corporation*

Vice President -
Real Estate

1/18 – 12/18

       

 

       

Name and Position
With BNY Mellon Investment Adviser, Inc.

Other Businesses

Position Held

Dates

 

Albridge Solutions, Inc.

Managing Director

7/11 - Present

       
 

BNY Mellon Distributors Holdings, Inc. #

Vice President -
Real Estate

7/11 - Present

       
 

BNY Mellon Investment Management Services LLC #

Vice President -
Real Estate

10/11 - Present

       
 

BNY Mellon Investment
Servicing (US) Inc. +

Vice President -
Real Estate

7/11 - Present

       
 

BNY Mellon Performance & Risk Analytics, LLC +

Vice President -
Real Estate

7/11 - Present

       
 

BNY Mellon Securities Corporation++

Vice President -
Real Estate

6/19 - Present

       
 

BNY Mellon Trust Company of Illinois *****

Vice President -
Real Estate

7/11 - Present

       
 

BNY Mellon Trust of Delaware#

Vice President -
Real Estate

7/11 - Present

       
 

CenterSquare Investment Management Holdings, Inc. +++

Vice President -
Real Estate

10/12 – Present

       
 

Eagle Investment Systems LLC ^^^^

Vice President -
Real Estate

7/11 – Present

       
 

Ivy Asset Management LLC +

Vice President -
Real Estate

7/11 – Present

       
 

MBSC Securities Corporation ++

Vice President -
Real Estate

7/11 – 6/19

       
 

Mellon Capital Management Corporation**

Vice President -
Real Estate

7/11 – 1/18

       
 

Mellon Financial Services

Corporation #1+

Vice President -
Real Estate

7/11 – Present

       
 

Mellon Holdings LLC++

Vice President -
Real Estate

7/11 – Present

       
 

Mellon Investments Corporation*

Vice President -
Real Estate

1/19 – Present

 

Mellon Investor Services Holdings LLC++++++

Vice President -
Real Estate

8/16 - Present

       
 

Pareto New York LLC ++

Vice President -
Real Estate

7/11 – Present

       
 

Technology Services Group, Inc. ++

Vice President -
Real Estate

7/11 – Present

 

Tennessee Processing Center LLC ++

Vice President -
Real Estate

7/11 - Present

       
 

The Bank of New York Mellon Trust Company, National Association+

Vice President -
Real Estate

7/11 - Present

       

 

       

Name and Position
With BNY Mellon Investment Adviser, Inc.

Other Businesses

Position Held

Dates

 

Alcentra US, Inc. ††††

Vice President -
Real Estate

7/11 - Present

       
 

BNY Mellon Capital Markets LLC++

Vice President -
Real Estate

7/11 - Present

       
 

Pershing LLC ###

Vice President -
Real Estate

7/11 - Present

       
 

The Bank of New York Mellon+

Managing Director

7/09 - Present

       
       
       

Claudine Orloski
Vice President – Tax

BNY Mellon Insurance Agency, Inc. ++

Vice President – Tax

6/19 – Present

       
 

BNY Mellon Securities Corporation++

Vice President – Tax

6/19 - Present

       
 

Dreyfus Service Organization++

Vice President – Tax

8/14 – 6/19

       
 

Asset Recovery II, LLC***

Assistant Treasurer

9/11 - Present

       
 

Asset Recovery IV, LLC ***

Assistant Treasurer

9/11 – Present

       
 

Asset Recovery V, LLC ***

Assistant Treasurer

9/11 – Present

       
 

Asset Recovery XIV, LLC ***

Assistant Treasurer

3/11 – Present

       
 

Asset Recovery XIX, LLC ***

Assistant Treasurer

7/11 – Present

       
 

Asset Recovery XX, LLC ***

Assistant Treasurer

7/11 – Present

       
 

Asset Recovery XXII, LLC ***

Assistant Treasurer

7/11 – Present

       
 

BNY Mellon Asset Management North America Corporation *

Assistant Treasurer –Tax

1/18 – 12/18

       
 

BNY Mellon Investments CTA, LLC *

Assistant Treasurer

9/13 – Present

       
 

BNY Mellon Transfer, Inc.++

Assistant Treasurer

12/14 – Present

       
 

BNY Mellon Trust of Delaware #

Assistant Treasurer

11/11 – Present

       
 

Mellon Hedge Advisors, LLC *

Assistant Treasurer

10/11 – Present

       
 

Mellon Holdings LLC ++

Assistant Treasurer

12/11 – Present

       
 

MUNB Loan Holdings, LLC ***

Assistant Treasurer

10/11 – Present

       
 

Albridge Solutions, Inc. ††††

Assistant Treasurer -Tax

6/11 – Present

       
 

Alcentra NY, LLC ++

Assistant Treasurer -Tax

10/12 – Present

       
 

Alcentra US, Inc. ††††

Assistant Treasurer -Tax

10/11 – Present

       
 

Allomon Corporation

Assistant Treasurer -Tax

5/12 – Present

       
 

Alternative Holdings I, LLC ***

Assistant Treasurer -Tax

1/13 – Present

       
 

Alternative Holdings II, LLC ***

Assistant Treasurer -Tax

1/13 – Present

       

 

       

Name and Position
With BNY Mellon Investment Adviser, Inc.

Other Businesses

Position Held

Dates

 

AP Residential Realty, Inc. †††††

Assistant Treasurer -Tax

8/11 – Present

       
 

APT Holdings Corporation #

Assistant Treasurer -Tax

12/11 – Present

       
 

B.N.Y. Holdings (Delaware) Corporation #

Assistant Treasurer -Tax

4/12 – Present

       
 

BNY Administrative Services LLC ***

Assistant Treasurer –Tax

12/11 – Present

       
 

BNY Alcentra Group Holdings,
Inc. ††††††

Assistant Treasurer –Tax

3/13 – Present

       
 

BNY Capital Corporation ***

Assistant Treasurer –Tax

11/11 – Present

       
 

BNY Capital Funding LLC ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Capital Markets Holdings, Inc. ***

Assistant Treasurer –Tax

11/11 – Present

       
 

BNY Capital Resources
Corporation #######

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Falcon Three Holding Corp. ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Foreign Holdings, Inc. ***

Assistant Treasurer –Tax

9/11 – Present

       
 

BNY Investment Strategy and Solutions Group LLC *

Assistant Treasurer –Tax

6/15 – Present

       
 

BNY Investment Management Services LLC #

Assistant Treasurer –Tax

10/11 – Present

       
 

BNY ITC Leasing, LLC ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Lease Equities (Cap Funding) LLC ########

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Lease Partners LLC ***

Assistant Treasurer –Tax

9/11 – Present

       
 

BNY Leasing Edge Corporation ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Mellon Alternative Investments Holdings LLC ***

Assistant Treasurer –Tax

10/13 – Present

       
 

BNY Mellon Capital Markets,
LLC ++

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Mellon Clearing Holding Company, LLC ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Mellon Clearing, LLC ***

Assistant Treasurer –Tax

6/11 – Present

       
 

BNY Mellon Community Development Corporation ++

Assistant Treasurer –Tax

10/11 – Present

       
 

BNY Mellon Distributors Holdings
Inc. #

Assistant Treasurer –Tax

7/12 – Present

       
 

BNY Mellon Fixed Income Securities, LLC ***

Assistant Treasurer –Tax

8/12 – Present

       
 

BNY Mellon Investment Servicing (US) Inc. #

Assistant Treasurer –Tax

3/11 – Present

 

       

Name and Position
With BNY Mellon Investment Adviser, Inc.

Other Businesses

Position Held

Dates

       
 

BNY Mellon Investment Servicing Trust Company #

Assistant Treasurer –Tax

3/11 – Present

       
 

BNY Mellon Performance & Risk Analytics, Inc. (US) ^^^^^

Assistant Treasurer –Tax

10/11 – Present

       
 

BNY Mellon Performance & Risk Analytics, LLC +

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Mellon Transition Management Advisors, LLC **

Assistant Treasurer –Tax

5/13 – Present

       
 

BNY Mellon Trust Company of
Illinois *****

Assistant Treasurer –Tax

3/11 – Present

       
 

BNY Mezzanine Funding LLC ******

Assistant Treasurer –Tax

6/11 – Present

       
 

BNY Mezzanine Holdings LLC ******

Assistant Treasurer –Tax

5/11 – Present

       
 

BNY Mezzanine Non NY Funding
LLC ******

Assistant Treasurer –Tax

6/11 – Present

       
 

BNY Mezzanine NY Funding

LLC ******

Assistant Treasurer –Tax

6/11 – Present

       
 

BNY Partnership Funding LLC ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Real Estate Holdings LLC ***

Assistant Treasurer –Tax

4/11 – Present

       
 

BNY Recap I, LLC #

Assistant Treasurer –Tax

11/11 – Present

       
 

BNY Salvage Inc. ***

Assistant Treasurer –Tax

3/11 – Present

       
 

BNY Wings, Inc. †††

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY XYZ Holdings LLC ***

Assistant Treasurer –Tax

5/11 – Present

       
 

BNYM CSIM Funding LLC +++

Assistant Treasurer –Tax

7/14 – Present

       
 

BNYM GIS Funding I LLC ***

Assistant Treasurer –Tax

6/12 – Present

       
 

BNYM GIS Funding III LLC ***

Assistant Treasurer –Tax

6/12 – Present

       
 

Amherst Capital Management LLC ***

Assistant Treasurer –Tax

11/14 – Present

       
 

BNYM RECAP Holdings, LLC ***

Assistant Treasurer –Tax

11/14 – Present

       
 

BNY-N.J. I Corp. ***

Assistant Treasurer –Tax

4/11 – Present

       
 

BNY-N.J. II Corp. ***

Assistant Treasurer –Tax

4/11 – Present

       
 

Boston Safe Deposit Finance Company, Inc. *

Assistant Treasurer –Tax

7/11 – Present

       
 

CenterSquare Investment Management Holdings, Inc. +++

Assistant Treasurer –Tax

2/13 – Present

       
 

CenterSquare Investment Management, Inc. +++

Assistant Treasurer –Tax

2/13 – 1/18

 

       

Name and Position
With BNY Mellon Investment Adviser, Inc.

Other Businesses

Position Held

Dates

       
 

Coates Holding LLC#

Assistant Treasurer – Tax

3/15 - Present

       
 

Colson Services Corp. ^

Assistant Treasurer –Tax

2/11 – Present

       
 

CenterSquare Investment Management LLC+++

Assistant Treasurer –Tax

1/18 – Present

       
 

Cutwater Asset Management Corp. ++++

Assistant Treasurer – Tax

1/15 - Present

       
 

Cutwater Holdings LLC ++++

Assistant Treasurer – Tax

1//15 - Present

       
 

Cutwater Investor Services Corp. ++++

Assistant Treasurer - Tax  

1/15 - Present

       
 

EACM Advisors LLC ^^

Assistant Treasurer –Tax

4/14 – Present

       
 

Eagle Access LLC ^^^

Assistant Treasurer –Tax

1/12 – Present

       
 

Eagle Investment Systems LLC ^^^^

Assistant Treasurer –Tax

1/12 – Present

       
 

ECM DE, LLC ***

Assistant Treasurer –Tax

3/11 – Present

       
 

HedgeMark International, LLC ##

Assistant Treasurer –Tax

5/14 – Present

       
 

iNautix (USA) LLC ###

Assistant Treasurer –Tax

7/12 – Present

       
 

IRE-1, Inc. †††

Assistant Treasurer –Tax

7/11 – Present

       
 

Island Waterworks, Inc. †††

Assistant Treasurer –Tax

7/11 – Present

       
 

JRHC 1998A LLC ####

Assistant Treasurer –Tax

12/11 – Present

       
 

Lease Equities (Texas) Corporation#####

Assistant Treasurer –Tax

7/11 – Present

       
 

Lockwood Advisors, Inc. ######

Assistant Treasurer –Tax

3/11 – Present

       
 

Lockwood Insurance Inc. ######

Assistant Treasurer –Tax

8/14 – Present

       
 

Lockwood Solutions, Inc. ######

Assistant Treasurer –Tax

3/11 – Present

       
 

Madison Pershing LLC ###

Assistant Treasurer –Tax

4/11 – Present

       
 

MAM (MA) Holding Trust *

Assistant Treasurer –Tax

8/11 – Present

       
 

MBC Investment Corporation #

Assistant Treasurer –Tax

11/11 – Present

       
 

MBNA Institutional PA Services
LLC +

Assistant Treasurer –Tax

7/12 – Present

       
 

MBNA PW PA Services LLC +

Assistant Treasurer –Tax

7/12 – Present

       
 

MBSC Securities Corporation++

Vice President – Tax

2/12 – 6/19

       
 

MCDI (Holdings) LLC ***

Assistant Treasurer –Tax

8/11 – Present

       
 

MELDEL Leasing Corporation Number 2, Inc. #

Assistant Treasurer –Tax

8/11 – Present

       
 

Mellon Capital Management Corporation **

Assistant Treasurer –Tax

10/13 – 1/18

       

 

       

Name and Position
With BNY Mellon Investment Adviser, Inc.

Other Businesses

Position Held

Dates

 

Mellon EFT Services
Corporation †††††

Assistant Treasurer –Tax

2/11 – Present

       
 

Mellon Financial Services Corporation #1 +

Assistant Treasurer –Tax

7/11 – Present

       
 

Mellon Financial Services Corporation #4 +

Assistant Treasurer –Tax

12/11 – Present

       
 

Mellon Funding Corporation +

Assistant Treasurer –Tax

12/11 – Present

       
 

Mellon Global Investing Corp. +

Assistant Treasurer –Tax

5/11 – Present

       
 

Mellon International Leasing
Company #

Assistant Treasurer –Tax

7/11 – Present

       
 

Mellon Investments Corporation *

Assistant Treasurer –Tax

1/19 – Present

       
 

Mellon Investor Services Holdings LLC

Assistant Treasurer –Tax

8/16 – Present

 

++++++

   
 

Mellon Leasing Corporation +

Assistant Treasurer –Tax

9/11 – Present

       
 

Mellon Life Insurance Company +

Assistant Treasurer –Tax

10/12 – Present

       
 

Mellon Overseas Investment Corporation ***

Assistant Treasurer –Tax

11/11 – Present

       
 

Mellon Properties Company ****

Assistant Treasurer –Tax

8/12 – Present

       
 

National Residential Assets Corp. ***

Assistant Treasurer –Tax

4/12 – Present

       
 

Newton Capital Management LLC ***

Assistant Treasurer –Tax

10/11 – Present

       
 

NY CRE Asset Holdings II, LLC ***

Assistant Treasurer –Tax

1/12 – Present

       
 

NY CRE Asset Holdings, LLC ***

Assistant Treasurer –Tax

1/12 – Present

       
 

One Wall Street Corporation ***

Assistant Treasurer –Tax

11/11 – Present

       
 

Pareto New York LLC ++

Assistant Treasurer –Tax

11/11 – Present

       
 

PAS Holdings LLC ***

Assistant Treasurer –Tax

6/11 – Present

       
 

Pershing Advisor Solutions LLC ###

Assistant Treasurer –Tax

6/11 – Present

       
 

Pershing Group LLC ###

Assistant Treasurer –Tax

4/11 – Present

       
 

Pershing Investments LLC ***

Assistant Treasurer –Tax

2/11 – Present

       
 

Pershing LLC ###

Assistant Treasurer –Tax

4/11 – Present

       
 

PFS Holdings, LLC ***

Assistant Treasurer –Tax

1/12 – Present

       
 

Standish Mellon Asset Management Company LLC*

Assistant Treasurer –Tax

11/14 – 1/18

       
 

Stanwich Insurance Agency, Inc. ***

Assistant Treasurer –Tax

12/11 – Present

       
 

TBC Securities Co., Inc. *

Assistant Treasurer –Tax

7/11 – Present

       
 

TBCAM, LLC *

Assistant Treasurer –Tax

10/13 – Present

       
 

Technology Services Group,
Inc. ++

Assistant Treasurer –Tax

5/11 – Present

 

           

Name and Position
With BNY Mellon Investment Adviser, Inc.

Other Businesses

Position Held

Dates

       
 

Tennessee Processing Center

LLC ++

Assistant Treasurer –Tax

9/11 – Present

       
 

The Bank of New York Consumer Leasing Corporation ***

Assistant Treasurer –Tax

5/11 – Present

       
 

The Bank of New York Mellon Trust Company, National Association +

Assistant Treasurer

10/13 - Present

       
 

The Boston Company Asset Management, LLC *

Assistant Treasurer –Tax

6/11 – 1/18

       
 

USPLP, Inc. *******

Assistant Treasurer –Tax

10/11 – Present

       
 

BNY Mellon Investment Management Holdings LLC #

Assistant Vice President –Tax

12/12 – Present

       
 

BNY Aurora Holding Corp. ***

Vice President

10/11 – Present

       
 

Agency Brokerage Holding LLC ***

Vice President –Tax

2/11 – Present

       
 

MBSC Securities Corporation ++

Vice President –Tax

2/12 – 6/19

       

James Bitetto
Secretary

BNY Mellon Family of Funds++

Vice President and Secretary

6/19 - Present

       
 

BNY Mellon Insurance Agency, Inc. ++

Secretary

6/19 - Present

 

BNY Mellon Securities Corporation++

Assistant Secretary

6/19 - Present

       
 

MBSC Securities Corporation++

Assistant Secretary

1/06 – 6/19

       
 

Dreyfus Service Organization, Inc.++

Secretary

8/05 – 6/19

       
 

The Dreyfus Family of Funds++

Vice President and Secretary

2/18 – 6/19

   

Vice President and Assistant Secretary

8/05 – 2/18

 

8/05 – 2/18

       

Natalya Zelensky
Assistant Secretary

BNY Mellon Family of Funds++

Vice President and Assistant Secretary

6/19 - Present

       
 

BNY Mellon Transfer, Inc.++

Vice President and Secretary

6/19 - Present

       
 

Dreyfus Transfer, Inc. ++

Secretary

6/17 – 6/19

       
 

The Dreyfus Family of Funds++

Vice President and Assistant Secretary

4/17 – 6/19

   

*

The address of the business so indicated is One Boston Place, Boston, MA, 02108.

**

The address of the business so indicated is 50 Fremont Street, Suite 3900, San Francisco, CA 94105.

***

The address of the business so indicated is One Wall Street, New York, NY 10286.

****

The address of the business so indicated is 3601 N. I-10 Service Road, Suite 102, Metairie, LA 70002.

*****

The address of the business so indicated is 2 North LaSalle Street, Suite 1020, Chicago, IL, 60602

******

The address of the business so indicated is 445 Park Avenue, 12th Floor, New York, NY, 10022.

*******

The address of the business so indicated is 225 Liberty Street, New York, NY 10286.

********

The address of the business so indicated is Grand Canal House, 1 Upper Grand Canal Street, Dublin, 4 Ireland.

^

The address of the business so indicated is BNY Mellon Centre 160 Queen Victoria Street, London  EC4V 4LA.

 

         

^^

The address of the business so indicated is 87 Mary Street, George Town, KY1-9005, Cayman Islands.

^^^

The address of the business so indicated is 201 Washington Street, Boston, Massachusetts 02108.

^^^^

The address of the business so indicated is 2-4, rue Eugène Ruppert, L-2453 Luxembourg, Luxembourg.

^^^^^

The address of the business so indicated is One Dockland Central, Guild Street, IFSC, Dublin 1.

^^^^^^

The address of the business so indicated is 33 Sir John Rogersons Quay, Dublin 2.

^^^^^^^

The address of the business so indicated is Ogier House, The Esplanade, St Helier, Jersey, JE4 9WG.

^^^^^^^^

The address of the business so indicated is Room 6053, Level 6, 21st Century Building, No.210, Century Avenue, China, (Shanghai) Pilot Free Trade Zone.

^^^^^^^^^

The address of the business so indicated is 6th Floor, 2 Grand Canal Square, Dublin 2, Ireland.

^^^^^^^^^^

The address of the business so indicated is 32 Molesworth Street, Dublin 2, Ireland.

+

The address of the business so indicated is One Mellon Bank Center, Pittsburgh, PA 15258.

++

The address of the business so indicated is 240 Greenwich Street, New York, NY 10286

+++

The address of the business so indicated is 630 West Germantown Pike, Suite 300, Plymouth Meeting, PA, 19462.

++++

The address of the business so indicated is 113 King Street, Armonk, NY 10504.

+++++

The address of the business so indicated is 320 Bay Street, Toronto, ON M5H 4A6.

++++++

The address of the business so indicated is 480 Washington Blvd, Jersey City, NJ 07310.

+++++++

The address of the business so indicated is Hartpiece, Lamarsh, Bures, Suffolk, CO8 5EP..

The address of the business so indicated is Two Mellon Center, Suite 329, Pittsburgh, PA 15259.

†††

The address of the business so indicated is 100 White Clay Center, Newark, DE 19711.

†††

The address of the business so indicated is 1633 Broadway, New York, NY, 10019.

††††

The address of the business so indicated is 10877 Wilshire Blvd, #1550, Los Angeles, CA, 90024.

†††††

The address of the business so indicated is 1735 Market Street, Philadelphia, PA, 19103.

††††††

The address of the business so indicated is 10 Gresham Street, London, EC2V 7JD.

†††††††

The address of the business so indicated is 114 Queen Victoria Street, London, EC4V 4BJ.

^

The address of the business so indicated is 4 New York Plaza, New York, NY, 10004.

^^

The address of the business so indicated is 200 Connecticut Avenue, Norwalk, CT, 06854-1940.

^^^

The address of the business so indicated is One Wells Avenue, Newton, MA, 02459.

^^^^

The address of the business so indicated is 65 LaSalle Road, Suite 305, West Hartford, CT, 06107.

^^^^^

The address of the business so indicated is 1313 Broadway Plaza, Tacoma, WA, 98402.

^^^^^^

The address of the business so indicated is David M. Breen & Co. Suite 4, Wallace House, Maritana Gate, Canada Street, Waterford.

#

The address of the business so indicated is 301 Bellevue Parkway, Wilmington, DE, 19809.

##

The address of the business so indicated is 780, Third Avenue, 44th Floor, New York, NY, 10017.

###

The address of the business so indicated is One Pershing Plaza, Jersey City, NJ, 07399.

####

The address of the business so indicated is 601 Travis Street, 17th Floor, Houston, TX, 77002.

#####

The address of the business so indicated is 1201 Louisiana, Suite 3160, Houston, TX, 77002.

######

The address of the business so indicated is 760 Moore Road, King of Prussia, PA, 19406-1212.

#######

The address of the business so indicated is 8400 E. Prentice Ave, Greenwood Village, CO, 80111.

########

The address of the business so indicated is 1290 Avenue of the Americas, New York, NY, 10104.

#########

The address of the business so indicated is 6 C, route de Trèves, L-2633 Senningerberg, Luxembourg.

Item 32. Principal Underwriters

 (a) Other investment companies for which Registrant's principal underwriter (exclusive distributor) acts as principal underwriter or exclusive distributor:

1. 

BNY Mellon Absolute Insight Funds, Inc.

2. 

BNY Mellon Advantage Funds, Inc.

3. 

BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.

4. 

BNY Mellon Appreciation Fund, Inc.

5. 

BNY Mellon California AMT-Free Municipal Bond Fund, Inc.

6. 

BNY Mellon Funds Trust

 

       

7. 

BNY Mellon Index Funds, Inc.

8. 

BNY Mellon Intermediate Municipal Bond Fund, Inc.

9. 

BNY Mellon International Securities Funds, Inc.

10. 

BNY Mellon Investment Funds I

11. 

BNY Mellon Investment Funds II, Inc.

12. 

BNY Mellon Investment Funds III

13. 

BNY Mellon Investment Funds IV, Inc.

14. 

BNY Mellon Investment Funds V, Inc.

15. 

BNY Mellon Investment Funds VI, Inc.

16. 

BNY Mellon Investment Grade Funds, Inc.

17. 

BNY Mellon Investment Portfolios

18. 

BNY Mellon Large Cap Securities Fund, Inc.

19. 

BNY Mellon Midcap Index Fund, Inc.

20. 

BNY Mellon Municipal Bond Funds, Inc.

21. 

BNY Mellon Municipal Funds, Inc.

22. 

BNY Mellon New Jersey Municipal Bond Fund, Inc.

23. 

BNY Mellon New York AMT-Free Municipal Bond Fund

24. 

BNY Mellon New York Tax Exempt Bond Fund, Inc.

25. 

BNY Mellon Opportunistic Municipal Securities Fund

26. 

BNY Mellon Opportunity Funds

27. 

BNY Mellon Research Growth Fund, Inc.

28. 

BNY Mellon Short-Intermediate Municipal Bond Fund

29. 

BNY Mellon State Municipal Bond Funds

30. 

BNY Mellon Stock Funds

31. 

BNY Mellon Stock Index Fund, Inc.

32. 

BNY Mellon Strategic Funds, Inc.

33. 

BNY Mellon Sustainable U.S. Equity Fund, Inc.

34. 

BNY Mellon Sustainable U.S. Equity Portfolio, Inc.

35.

BNY Mellon Ultra Short Income Fund

36. 

BNY Mellon U.S. Mortgage Fund, Inc.

37. 

BNY Mellon Variable Investment Fund

38. 

BNY Mellon Worldwide Growth Fund, Inc.

39. 

CitizensSelect Funds

40. 

Dreyfus AMT-Free Municipal Cash Management Plus

41. 

Dreyfus AMT-Free New York Municipal Cash Management

42. 

Dreyfus BASIC Money Market Fund, Inc.

43. 

Dreyfus Cash Management

44. 

Dreyfus Government Cash Management Funds

45. 

Dreyfus Institutional Liquidity Funds

46. 

Dreyfus Institutional Preferred Money Market Funds

 

   

47. 

Dreyfus Institutional Reserves Funds

48. 

Dreyfus Liquid Assets, Inc.

49. 

Dreyfus Tax Exempt Cash Management Funds

50. 

Dreyfus Treasury Obligations Cash Management

51. 

Dreyfus Treasury Securities Cash Management

52. 

General California Municipal Money Market Fund

53. 

General Government Securities Money Market Funds, Inc.

54. 

General Money Market Fund, Inc.

55. 

General Municipal Money Market Funds, Inc.

56. 

General New Jersey Municipal Money Market Fund, Inc.

57. 

General New York AMT-Free Municipal Money Market Fund

     

(b)

   

Name and principal
Business address

Positions and offices with the Distributor

Positions and Offices with Registrant

Kenneth Bradle**

President

None

Gregory Brisk†††

Director

None

Sue Ann Cormack†

Executive Vice President

None

Renee LaRoche-Morris****

Chairman, Executive Vice President and Director

None

Catherine Keating*

Executive Vice President

None

Tracy Hopkins-Condon*

Executive Vice President

None

Peter Arcabascio++

Executive Vice President

None

Christopher D. O'Connor****

Executive Vice President

None

Irene Papadoulis**

Executive Vice President

None

Matthew Perrone****

Executive Vice President

None

Andrew Provencher****

Executive Vice President

None

John P. Shea ****

Chief Financial Officer and Treasurer

None

Brie A. Steingarten****

Chief Legal Officer and Secretary

None

John Squillace****

Chief Compliance Officer (Investment Advisory Business)

None

William Kennedy****

Chief Compliance Officer (Broker-Dealer Business)

None

Katherine M. Scott*

Chief Risk Officer

None

Anthony Mayo*

Chief Technology Officer

None

Timothy I. Barrett**

Senior Vice President

None

Eric P. Cola****

Senior Vice President

None

John Ragusa*

Senior Vice President

None

Christopher A. Stallone**

Senior Vice President

None

John Cimino****

Vice President

None

Christopher Donoghue**

Vice President

None

Tina Rizzo**

Vice President and Privacy Officer

None

James Windels****

Vice President

Treasurer

Caridad M. Carosella**

Vice President – Compliance/Anti-Money Laundering Officer

Anti-Money Laundering Officer

Donna M. Impagliazzo**

Vice President – Compliance

None

Marianne Thomas+

Vice President – Human Resources

None

Kathleen J. Geis††

Vice President – Real Estate

None

Charles Doumar****

Vice President – Tax

None

Claudine Orloski***

Vice President – Tax

None

Paul V. Mazziotti**

Anti-Money Laundering Officer

None

James Bitetto****

Assistant Secretary

Vice President and
Secretary

Alice Helscher***

Assistant Secretary

None

     

Cristina Rice***

Assistant Secretary

None

 

   

*

Principal business address is 200 Park Avenue, New York, NY 10166.

**

Principal business address is 144 Glenn Curtiss Blvd., Uniondale, NY 11556-0144.

***

Principal business address is BNY Mellon Center, 500 Grant Street, Pittsburgh, PA 15258.

****

Principal business address is 240 Greenwich Street, New York, NY 10286.

Principal business address is 100 Saint Paul Street Denver, CO 80206

††

Principal business address is 500 Ross Street, Pittsburgh, PA 15262-0001

†††

Principal business address is 160 Queen Victoria Street, London, England, Greater London EC4V4LA

+

Principal business address is 19 Vreeland Road Florham Park, NJ 07932

++

Principal business address is 1 Boston Place, Boston, MA 02108-4407

Item 33. Location of Accounts and Records

  1. The Bank of New York Mellon
    240 Greenwich Street
    New York, New York 10286

  2. BNY Mellon Investment Servicing (US), Inc.
    4400 Computer Drive
    Westborough, Massachusetts 01581

  3. BNY Mellon Investment Adviser, Inc.
    240 Greenwich Street
    New York, NY 10286

         4.      BNY Mellon Investment Adviser, Inc.
                     200 Park Avenue
                     New York, New York 10166

Item 34. Management Services

       Not Applicable

Item 35. Undertakings

       None

 

SIGNATURES

 Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements of effectiveness of this Amendment to the Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, and State of New York on the 5th day of May, 2020.

BNY MELLON FUNDS TRUST

   

By:

/s/ Patrick T. Crowe*

 

Patrick T. Crowe, President

 Pursuant to the requirements of the Securities Act of 1933, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

         

Signatures

 

Title

 

Date

         

/s/ Patrick T. Crowe*
Patrick T. Crowe

 

President (Principal Executive Officer)

 

5/5/2020

/s/ James Windels*
James Windels

 

Treasurer (Principal Financial and Accounting Officer)

 

5/5/2020

/s/ Patrick J. O’Connor*
Patrick J. O’Connor

 

Chairman of the Board of Trustees

 

5/5/2020

/s/ John R. Alchin*
John R. Alchin

 

Trustee

 

5/5/2020

/s/ Ronald R. Davenport*
Ronald R. Davenport

 

Trustee

 

5/5/2020

/s/ John L. Diederich*
John L. Diederich

 

Trustee

 

5/5/2020

/s/ Kim D. Kelly*
Kim D. Kelly

 

Trustee

 

5/5/2020

/s/ Kevin C. Phelan*
Kevin C. Phelan

 

Trustee

 

5/5/2020

/s/ Patrick J. Purcell*
Patrick J. Purcell

 

Trustee

 

5/5/2020

/s/ Thomas F. Ryan, Jr.*
Thomas F. Ryan, Jr.

 

Trustee

 

5/5/2020

/s/ Maureen M. Young*
Maureen M. Young

 

Trustee

 

5/5/2020

 

   

*BY:

/s/ Natalya Zelensky
Natalya Zelensky
Attorney-in-Fact

   

 

INDEX OF EXHIBITS

Exhibits

(d)(3) Sub-Investment Advisory Agreement between BNY Mellon Investment Adviser, Inc. and Geneva Capital Management LLC, with respect to the Geneva Mid Cap Growth Strategy of BNY Mellon Mid Cap Multi-Strategy Fund, dated March 17, 2020.