-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HmByak9JkfBK9b+riDfS5pAlvpyg6gVpEQaZ4YRK9ZkegFIKBVBNWgpuhEcTUcqY yaqZEgogCmmP0/dkU7JVeg== 0001181431-03-019529.txt : 20030820 0001181431-03-019529.hdr.sgml : 20030820 20030820151121 ACCESSION NUMBER: 0001181431-03-019529 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030818 FILED AS OF DATE: 20030820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POLESTRA FRANK M CENTRAL INDEX KEY: 0001010503 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30863 FILM NUMBER: 03857971 BUSINESS ADDRESS: STREET 1: 60 STREET 2: 60 STATE STREET 19TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109-1820 BUSINESS PHONE: 6174224960 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETWORK ENGINES INC CENTRAL INDEX KEY: 0001110903 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043064173 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 25 DAN ROAD CITY: CANTON STATE: MA ZIP: 02021 BUSINESS PHONE: 7813321000 MAIL ADDRESS: STREET 1: 25 DAN ROAD CITY: CANTON STATE: MA ZIP: 02021 4 1 rrd16563.xml FORM 4 X0201 42003-08-180 0001110903 NETWORK ENGINES INC NENG 0001010503 POLESTRA FRANK M C/O ASCENT VENTURE PARTNERS 255 STATE STREET BOSTON MA 02109 1000Common Stock2003-08-182003-08-184S0322605.26D173980IShares held and sold by Ascent Venture Partners LPCommon Stock2003-08-192003-08-194S0429505.66D131030IShares held and sold by Ascent Venture Partners LPCommon Stock2003-08-182003-08-184S02419505.26D1712138IShares h eld and sold by Ascent Venture Partners II LPCommon Stock2003-08-192003-08-194S03221255.66D1390013IShares held and sold by Ascent Venture Partners II LPCommon Stock2003-08-182003-08-184S0483905.26D537077IShares held and sold by Ascent Venture Par tners III LPCommon Stock2003-08-192003-08-194S0644255.66D472652IShares held and sold by Ascent Venture Partners III LPCommon Stock5000IShares held by Ascent Venture Management LLCCommon Stock633IShares held by Ascent Management SBIC CorpCommon Stock41077IShares held by Le SerreCommon Stock115177DMr Polestra is (1) President of Ascent Management SBIC Corp., the General Partner of Ascent Venture Management II LP, which in turn is the General Partner of Ascent Venture Partners II LP; (2) Manager of Ascent Venture Management LLC, which is the General Partner of Ascent Venture Partners LP; (3) Manageing Member of Ascent Venture Management III LLC, the General Partner of Ascent Venture Partners III LP; (4) Manager of Ascent Venture Management LLC, which is the General Partner of Ascent Venture Partners LP; (5) President of Ascent Management SBIC Corp., the General Partner of Ascent Venture Management II LP, which in turn is the General Partner of Ascent VenturePartners II, LP and (6) General Partner of Le Serre. Mr Polestra disclaims beneficial ownership of all indirectly held shares, except for his pecuniary interest therein.Frank M. Polestra2003-08-20 -----END PRIVACY-ENHANCED MESSAGE-----