0001453687-23-000081.txt : 20231115 0001453687-23-000081.hdr.sgml : 20231115 20231115171452 ACCESSION NUMBER: 0001453687-23-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231113 FILED AS OF DATE: 20231115 DATE AS OF CHANGE: 20231115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COX CARRIE SMITH CENTRAL INDEX KEY: 0001110753 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37798 FILM NUMBER: 231411545 MAIL ADDRESS: STREET 1: SCHERING-PLOUGH CORPORATION STREET 2: 2000 GALLOPING HILL ROAD CITY: KENILWORTH STATE: NJ ZIP: 07033 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cartesian Therapeutics, Inc. CENTRAL INDEX KEY: 0001453687 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 65 GROVE STREET CITY: WATERTOWN STATE: MA ZIP: 02472 BUSINESS PHONE: 617-923-1400 MAIL ADDRESS: STREET 1: 65 GROVE STREET CITY: WATERTOWN STATE: MA ZIP: 02472 FORMER COMPANY: FORMER CONFORMED NAME: SELECTA BIOSCIENCES INC DATE OF NAME CHANGE: 20090109 4 1 wk-form4_1700086481.xml FORM 4 X0508 4 2023-11-13 0 0001453687 Cartesian Therapeutics, Inc. RNAC 0001110753 COX CARRIE SMITH C/O CARTESIAN THERAPEUTICS, INC. 65 GROVE STREET WATERTOWN MA 02472 1 0 0 0 0 Stock Option (Right to Buy) 1.32 2023-11-13 4 D 0 20000 0.74 D 2029-11-19 Common Stock 20000 0 D Stock Option (Right to Buy) 3 2023-11-13 4 D 0 30000 D 2030-06-18 Common Stock 30000 0 D Stock Option (Right to Buy) 4.01 2023-11-13 4 D 0 60000 D 2031-03-29 Common Stock 60000 0 D Stock Option (Right to Buy) 3.31 2023-11-13 4 D 0 60000 D 2032-01-02 Common Stock 60000 0 D Stock Option (Right to Buy) 1.13 2023-11-13 4 D 0 107500 0.93 D 2033-01-01 Common Stock 107500 0 D This option, which provided for vesting in thirty-six (36) substantially equal monthly installments over three years following the date of grant on November 20, 2019, was canceled in the merger (the "Merger") between Selecta Biosciences, Inc. and Cartesian Therapeutics, Inc. in exchange for a cash payment of $14,800, representing the difference between the exercise price of the option and $2.06, the Cash-out Amount as applied in the Merger. This option, which provided for vesting in full on June 17, 2021, was canceled in the Merger. This option, which provided for vesting in full on March 30, 2022, was canceled in the Merger. This option, which provided for vesting in full on January 3, 2023, was canceled in the Merger. This option, which provided for vesting in full on January 2, 2024, was canceled in the Merger in exchange for a cash payment of $99,975, representing the difference between the exercise price of the option and $2.06, the Cash-out Amount as applied in the Merger. Matthew Bartholomae, Attorney-in-Fact for Carrie Smith Cox 2023-11-15