-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JPEsnJK0EsbwB0ZzyMDnvHaMiN0ctHaP1ynaswTp7k1RpDHiDEuN5PfDrQJsc5rc 2uWsIu9OBPW58etpm0ot1A== 0001417327-10-000030.txt : 20101207 0001417327-10-000030.hdr.sgml : 20101207 20101207181414 ACCESSION NUMBER: 0001417327-10-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101203 FILED AS OF DATE: 20101207 DATE AS OF CHANGE: 20101207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PARKER SCOTT CENTRAL INDEX KEY: 0001419484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 101238356 MAIL ADDRESS: STREET 1: C/O AVANEX CORPORATION STREET 2: 40919 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCLARO, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 383-1400 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20090424 FORMER COMPANY: FORMER CONFORMED NAME: OCLARO, INC. DATE OF NAME CHANGE: 20090423 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20040929 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-12-03 0001110647 OCLARO, INC. OCLR 0001419484 PARKER SCOTT 2584 JUNCTION AVENUE SAN JOSE CA 95134 0 1 0 0 Exec. V Pres. Sales & Marcom Common Stock 2010-11-27 4 A 0 1990 .05 A 27223 D Common Stock 2010-12-03 4 S 0 645 11.0116 D 26578 D Represents shares deemed acquired by the Report Person pursuant to a Restricted Stock Unit granted by the Issuer on December 21, 2007. The Restricted Stock Unit vests 50% on November 27, 2010 and 50% on November 27, 2011. The cost per Restricted Stock Unit that must be paid to the Issuer at vest of the Restricted Stock Unit. On November 27, 2010 the Reporting Person vested in 1,990 Restricted Stock Units, and as a result of the vesting acquired 1,990 shares of Common Stock of the Issuer pursuant to the Reporting Person's December 21, 2007 grant of RSUs. This Form 4 reports the sale of 645 shares by the Issuer to satisfy the Reporting Person's various tax obligations pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2009. The Issuer will pay the taxes on behalf of the Reporting Person. The price range for sales of these shares was between $11.0100 to $11.0200. Upon appropriate request, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Catherine Rundle, Attorney-in-Fact 2010-12-07 -----END PRIVACY-ENHANCED MESSAGE-----