-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mn0Zk6mKdy+KSomE2urCFZ3zuK/Q0/qE02nPU61RfusYhapmms3x0PN9aTiyqqhX q3YrI2LFTyleyDhvQ1oLKQ== 0001417327-10-000017.txt : 20100823 0001417327-10-000017.hdr.sgml : 20100823 20100823202853 ACCESSION NUMBER: 0001417327-10-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100818 FILED AS OF DATE: 20100823 DATE AS OF CHANGE: 20100823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PARKER SCOTT CENTRAL INDEX KEY: 0001419484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 101033819 MAIL ADDRESS: STREET 1: C/O AVANEX CORPORATION STREET 2: 40919 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCLARO, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 383-1400 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20090424 FORMER COMPANY: FORMER CONFORMED NAME: OCLARO, INC. DATE OF NAME CHANGE: 20090423 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20040929 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-08-18 0001110647 OCLARO, INC. OCLR 0001419484 PARKER SCOTT 2584 JUNCTION AVENUE SAN JOSE CA 95134 0 1 0 0 Exec. V Pres. Sales & Marcom Common Stock 2010-08-18 4 A 0 15193 0 A 32393 D Common Stock 2010-08-19 4 S 0 7160 10.2852 D 25233 D Restricted Stock Unit 0 2010-08-18 4 D 0 15193 0 D 2010-08-18 2018-08-17 Common Stock 15193 0 D Represents shares deemed acquired by the Reporting Person pursuant to a Restricted Stock Unit Agreement granted by the Issuer on August 18, 2008. The Restricted Stock Unit vests 50% on each anniversary of the grant date. On August 18, 2010 the Reporting Person vested in 15,193 Restricted Stock Units, and as a result of the vesting acquired 15,193 shares of Common Stock of the Issuer pursuant to the Reporting Person's August 18, 2008 grant of RSUs. This Form 4 reports the sale of shares by the Issuer to satisfy the Reporting Person's various tax obligations pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2009. The Issuer will pay the taxes on behalf of the Reporting Person. The price range for sales of these shares was between $10.22 to $10.38. Upon appropriate request, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Christopher Croddy, Attorney-in-Fact 2010-08-23 -----END PRIVACY-ENHANCED MESSAGE-----