-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L+Mtmw5t265lLb2C+kzR7xCmGSRjPMirJXtKQsOr4fcIfg9O4RaCfxkoz29LEPa3 if/Z7JTF/VB63VVFVb8jSA== 0001417327-09-000069.txt : 20090818 0001417327-09-000069.hdr.sgml : 20090818 20090818175040 ACCESSION NUMBER: 0001417327-09-000069 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090815 FILED AS OF DATE: 20090818 DATE AS OF CHANGE: 20090818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PARKER SCOTT CENTRAL INDEX KEY: 0001419484 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 091022434 MAIL ADDRESS: STREET 1: C/O AVANEX CORPORATION STREET 2: 40919 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCLARO, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 383-1400 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20090424 FORMER COMPANY: FORMER CONFORMED NAME: OCLARO, INC. DATE OF NAME CHANGE: 20090423 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20040929 4/A 1 edgar.xml PRIMARY DOCUMENT X0303 4/A 2009-08-15 2009-08-17 0001110647 OCLARO, INC. OCLR 0001419484 PARKER SCOTT 2584 JUNCTION AVENUE SAN JOSE CA 95134 0 1 0 0 Exec. V Pres. Sales & Marcom Stock Option (Right to Buy) .70 2009-08-15 4 A 0 140000 0 A 2010-08-15 2019-08-15 Common Stock 140000 140000 D The option vests 25% on the one year anniversary, then 1/48th per month thereafter. The original Form 4 contained an exercise price of $0.6691 which should have been $0.7000. Christopher Croddy, Attorney-in-Fact 2009-08-17 -----END PRIVACY-ENHANCED MESSAGE-----