-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ReF6opWScrpKbYIm/CUZOvTsFqO13Lhd0KQW7KLqkU1E/vLOd5LAzpGGmvN+sJ9m KA34rvxLHxwO8w6MnM4CMA== 0001417327-09-000055.txt : 20090814 0001417327-09-000055.hdr.sgml : 20090814 20090814215110 ACCESSION NUMBER: 0001417327-09-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090812 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Turin Jerry CENTRAL INDEX KEY: 0001442677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 091017805 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCLARO, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 383-1400 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20090424 FORMER COMPANY: FORMER CONFORMED NAME: OCLARO, INC. DATE OF NAME CHANGE: 20090423 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20040929 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-08-12 0001110647 OCLARO, INC. OCLR 0001442677 Turin Jerry 2584 JUNCTION AVENUE SAN JOSE CA 95134 0 1 0 0 Chief Financial Officer Common Stock 2009-08-12 4 S 0 148 .6068 D 12613 D The price range for sales of these shares was between $0.6 to $0.6068. Upon appropriate request, the Reporting Person will provide full information regarding the number of shares sold at each separate price. On August 10, 2009 the Reporting Person vested in 333 Restricted Stock Awards, and as a result of the vesting acquired 333 shares of Common Stock of the Issuer pursuant to the Reporting Person's January 28, 2008 grant of RSAs. This Form 4 reports the sale of shares by the Issuer to satisfy the Reporting Person's various tax obligations pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2009. The Issuer will pay the taxes on behalf of the Reporting Person. Christopher Croddy 2009-08-14 -----END PRIVACY-ENHANCED MESSAGE-----