-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BfrX65BjWHXYrTBOP3FJn/mipz3UIa6kF/aLovKJtTTyHC08d1RilnnY4J73qJPS W8usUe2Hwc4ExKr6AiZ0Bg== 0001417327-09-000048.txt : 20090526 0001417327-09-000048.hdr.sgml : 20090525 20090526212519 ACCESSION NUMBER: 0001417327-09-000048 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090513 FILED AS OF DATE: 20090526 DATE AS OF CHANGE: 20090526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PARKER SCOTT CENTRAL INDEX KEY: 0001419484 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 09853076 MAIL ADDRESS: STREET 1: C/O AVANEX CORPORATION STREET 2: 40919 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCLARO, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 383-1400 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20090424 FORMER COMPANY: FORMER CONFORMED NAME: OCLARO, INC. DATE OF NAME CHANGE: 20090423 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20040929 3 1 edgar.xml PRIMARY DOCUMENT X0203 3 2009-05-13 0 0001110647 OCLARO, INC. OCLR 0001419484 PARKER SCOTT 2584 JUNCTION AVENUE SAN JOSE CA 95134 0 1 0 0 Exec. V Pres. Sales & Marcom Common Stock 50761 D Stock Option (Right to Buy) 3.65 2008-11-27 2017-12-20 Common Stock 92242 D Stock Option (Right to Buy) .15 2009-11-21 2018-11-20 Common Stock 189910 D Restricted Stock Units .01 2008-12-21 2017-12-20 Common Stock 19891 D Restricted Stock Units .01 2009-08-18 2018-08-17 Common Stock 75964 D This option vests 25% of the shares twelve months after the Vesting Commencement Date, and 1/48th of the shares each month thereafter. RSU shall vest 25% on each annual anniversary. RSU fully vests on 8/18/2010. Christopher Croddy, Attorney-in-Fact 2009-05-26 -----END PRIVACY-ENHANCED MESSAGE-----