-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N4v85zcazlu5hn7UcrOezeNuadarff85TnvDxE0y99UgkZ/5ztaVKotqSrGFfgAU 1HOWd2xyDG9DYEl7pc8DkQ== 0001417327-09-000047.txt : 20090526 0001417327-09-000047.hdr.sgml : 20090525 20090526212404 ACCESSION NUMBER: 0001417327-09-000047 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090513 FILED AS OF DATE: 20090526 DATE AS OF CHANGE: 20090526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smart Richard CENTRAL INDEX KEY: 0001464084 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 09853075 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCLARO, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 383-1400 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20090424 FORMER COMPANY: FORMER CONFORMED NAME: OCLARO, INC. DATE OF NAME CHANGE: 20090423 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20040929 3 1 edgar.xml PRIMARY DOCUMENT X0203 3 2009-05-13 0 0001110647 OCLARO, INC. OCLR 0001464084 Smart Richard 2584 JUNCTION AVENUE SAN JOSE CA 95134 0 1 0 0 Executive V President R&OR Common Stock 80723 D Stock Option (Right to Buy) 9.49 2004-08-01 2013-08-07 Common Stock 12658 D Stock Option (Right to Buy) 7.19 2004-12-23 2014-06-21 Common Stock 4666 D Stock Option (Right to Buy) 7.22 2005-01-30 2014-07-28 Common Stock 1589 D Stock Option (Right to Buy) 2.55 2006-08-24 2015-09-20 Common Stock 4340 D Stock Option (Right to Buy) 2.94 2007-01-31 2016-01-31 Common Stock 14465 D Stock Option (Right to Buy) 4.54 2007-10-31 2016-10-30 Common Stock 37982 D Stock Option (Right to Buy) 4.54 2008-10-21 2017-10-20 Common Stock 25317 D Stock Option (Right to Buy) .15 2009-11-21 2018-11-20 Common Stock 54260 D Restricted Stock Units .01 2010-08-18 2018-08-17 Common Stock 37982 D Restricted Stock Units .01 2009-08-10 2015-12-04 Common Stock 645 D Restricted Stock Units .01 2009-08-10 2017-03-21 Common Stock 748 D Restricted Stock Units .01 2009-08-10 2016-10-30 Common Stock 6733 D Restricted Stock Units .01 2009-10-03 2017-10-03 Common Stock 5426 D Restricted Stock Units .01 2008-10-21 2017-10-20 Common Stock 3613 D This option vests 12/48ths of the shares at the end of the first year and 1/48th of the shares each month thereafter. This option vests 6/48ths of the shares six months and one day following the Vesting Commencement date of 6/22/04 and 1/48th of the shares each month thereafter. This option vests 100% on the Date of Grant and shall be exercisable on six months and one day after the Date of Grant. This option vests 12/48ths of the shares at the end of the first year and 1/48th of the shares each month thereafter. This option vests 25% of the shares twelve months after the Vesting Commencement Date, and 1/48th of the shares each month thereafter. RSU Vests 276 shares on August 10, 2009 and quarterly thereafter. RSU Vests 97 shares on August 10, 2009 and quarterly thereafter. RSU Vests 1,188 shares on August 10, 2009 and quarterly thereafter. RSU fully vests on 8/18/2010 RSU vests 25% on each annual anniversary of the grant date. Christopher Croddy, Attorney-in-Fact 2009-05-26 -----END PRIVACY-ENHANCED MESSAGE-----