-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NIaoEbq7Mn0KlUO3L5izL0P3550XQ7Ihln9MIxVDOx65yjq07Ssxh9zBhg0c6fhh 6cTVffOf1rkYi0Lr/4vMKA== 0001417327-09-000021.txt : 20090415 0001417327-09-000021.hdr.sgml : 20090415 20090415212220 ACCESSION NUMBER: 0001417327-09-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090413 FILED AS OF DATE: 20090415 DATE AS OF CHANGE: 20090415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Meldrum Adrian CENTRAL INDEX KEY: 0001334929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 09752530 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOOKHAM, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 919-1500 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM TECHNOLOGY PLC DATE OF NAME CHANGE: 20000330 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-04-13 0001110647 BOOKHAM, INC. BKHM 0001334929 Meldrum Adrian 2584 JUNCTION AVENUE SAN JOSE CA 95134 0 1 0 0 Exec VP & GM Telecom Div. Common Stock 2009-04-13 4 S 0 480 .4662 D 78626 D On April 11, 2009 the Reporting Person vested in 729 Restricted Stock Awards, and as a result of the vesting acquired 729 shares of Common Stock of the Issuer pursuant to the Reporting Person's November 11, 2005 grant of RSAs. This Form 4 reports the sale of shares by the Issuer to satisfy the Reporting Person's various tax obligations pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2008. The Issuer will pay the taxes on behalf of the Reporting Person. The price range for sales of these shares was between $0.4658 to $0.4672. Upon appropriate request, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Christopher Croddy, Attorney-in-Fact 2009-04-15 -----END PRIVACY-ENHANCED MESSAGE-----