-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ViDSaCzC8DuRni7GIsqbC1QGXO1lG9nfBQdr1y/isQuCuNifLVBKnbDtUxjs6HY0 tLeYmx89XSSSkv9HniIZjA== 0001417327-09-000011.txt : 20090309 0001417327-09-000011.hdr.sgml : 20090309 20090309195725 ACCESSION NUMBER: 0001417327-09-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090305 FILED AS OF DATE: 20090309 DATE AS OF CHANGE: 20090309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haynes James Douglas CENTRAL INDEX KEY: 0001320159 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 09667544 BUSINESS ADDRESS: BUSINESS PHONE: 408-919-1500 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOOKHAM, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 919-1500 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM TECHNOLOGY PLC DATE OF NAME CHANGE: 20000330 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-03-05 0001110647 BOOKHAM, INC. BKHM 0001320159 Haynes James Douglas 2584 JUNCTION AVENUE SAN JOSE CA 95134 0 1 0 0 Chief Operating Officer Common Stock 2009-03-05 4 S 0 392 .268 D 130788 D On February 28, 2009 the Reporting Person vested in 826 Restricted Stock Awards, and as a result of the vesting acquired 826 shares of Common Stock of the Issuer pursuant to the Reporting Person's January 28, 2008 grant of RSAs. This Form 4 reports the sale of shares by the Issuer to satisfy the Reporting Person's various tax obligations pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 16, 2009. The Issuer will pay the taxes on behalf of the Reporting Person. Christopher Croddy, Attorney-in-Fact 2009-03-09 -----END PRIVACY-ENHANCED MESSAGE-----