0001214659-18-002118.txt : 20180313 0001214659-18-002118.hdr.sgml : 20180313 20180313190013 ACCESSION NUMBER: 0001214659-18-002118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180309 FILED AS OF DATE: 20180313 DATE AS OF CHANGE: 20180313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Le Maitre Yves CENTRAL INDEX KEY: 0001334769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 18687941 MAIL ADDRESS: STREET 1: C/O AVANEX CORPORATION STREET 2: 40919 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCLARO, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0702 BUSINESS ADDRESS: STREET 1: 225 CHARCOT AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: (408) 383-1400 MAIL ADDRESS: STREET 1: 225 CHARCOT AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20090424 FORMER COMPANY: FORMER CONFORMED NAME: OCLARO, INC. DATE OF NAME CHANGE: 20090423 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20040929 4 1 marketforms-41359.xml PRIMARY DOCUMENT X0306 4 2018-03-09 0001110647 OCLARO, INC. OCLR 0001334769 Le Maitre Yves 225 CHARCOT AVENUE SAN JOSE CA 95131 false true false false Pres., Optical Connect. Bus. Common Stock 2018-03-09 4 M false 4875 6.15 A 299528 D Stock Option (Right to Buy) 6.15 2018-03-09 4 M false 4875 0 D 2018-03-10 Common Stock 4875 0 D The option vested 25% on the one-year anniversary of the date of grant and in equal monthly installments thereafter. The first installment became exercisable on March 10, 2009. The option was exercised on March 9, 2018 to avoid forfeiture of the option upon its expiration on March 10, 2018. The reporting person paid the exercise price of the option in cash. Mike Fernicola, Attorney-in-Fact 2018-03-13