0001214659-18-002118.txt : 20180313
0001214659-18-002118.hdr.sgml : 20180313
20180313190013
ACCESSION NUMBER: 0001214659-18-002118
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180309
FILED AS OF DATE: 20180313
DATE AS OF CHANGE: 20180313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Le Maitre Yves
CENTRAL INDEX KEY: 0001334769
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30684
FILM NUMBER: 18687941
MAIL ADDRESS:
STREET 1: C/O AVANEX CORPORATION
STREET 2: 40919 ENCYCLOPEDIA CIRCLE
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OCLARO, INC.
CENTRAL INDEX KEY: 0001110647
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 201303994
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0702
BUSINESS ADDRESS:
STREET 1: 225 CHARCOT AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: (408) 383-1400
MAIL ADDRESS:
STREET 1: 225 CHARCOT AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
FORMER COMPANY:
FORMER CONFORMED NAME: BOOKHAM, INC.
DATE OF NAME CHANGE: 20090424
FORMER COMPANY:
FORMER CONFORMED NAME: OCLARO, INC.
DATE OF NAME CHANGE: 20090423
FORMER COMPANY:
FORMER CONFORMED NAME: BOOKHAM, INC.
DATE OF NAME CHANGE: 20040929
4
1
marketforms-41359.xml
PRIMARY DOCUMENT
X0306
4
2018-03-09
0001110647
OCLARO, INC.
OCLR
0001334769
Le Maitre Yves
225 CHARCOT AVENUE
SAN JOSE
CA
95131
false
true
false
false
Pres., Optical Connect. Bus.
Common Stock
2018-03-09
4
M
false
4875
6.15
A
299528
D
Stock Option (Right to Buy)
6.15
2018-03-09
4
M
false
4875
0
D
2018-03-10
Common Stock
4875
0
D
The option vested 25% on the one-year anniversary of the date of grant and in equal monthly installments thereafter. The first installment became exercisable on March 10, 2009. The option was exercised on March 9, 2018 to avoid forfeiture of the option upon its expiration on March 10, 2018. The reporting person paid the exercise price of the option in cash.
Mike Fernicola, Attorney-in-Fact
2018-03-13