0001214659-17-004842.txt : 20170807 0001214659-17-004842.hdr.sgml : 20170807 20170807202139 ACCESSION NUMBER: 0001214659-17-004842 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170725 FILED AS OF DATE: 20170807 DATE AS OF CHANGE: 20170807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mangan Pete J CENTRAL INDEX KEY: 0001424061 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 171013060 MAIL ADDRESS: STREET 1: 3408 GARRETT DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCLARO, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0702 BUSINESS ADDRESS: STREET 1: 225 CHARCOT AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: (408) 383-1400 MAIL ADDRESS: STREET 1: 225 CHARCOT AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20090424 FORMER COMPANY: FORMER CONFORMED NAME: OCLARO, INC. DATE OF NAME CHANGE: 20090423 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20040929 4 1 marketforms-39387.xml PRIMARY DOCUMENT X0306 4 2017-07-25 0001110647 OCLARO, INC. OCLR 0001424061 Mangan Pete J 225 CHARCOT AVENUE SAN JOSE CA 95131 false true false false Chief Financial Officer Common Stock 2017-07-25 4 A false 90000 0 A 424563 D On August 10, 2016, the reporting person was awarded performance stock units ("PSUs") covering 90,000 shares of common stock. On July 25, 2017, the Compensation Committee of Oclaro, Inc. determined that the performance criteria had been achieved and the shares subject to the PSUs will begin vesting 25% on August 10, 2017 ("Initial Vesting Date") and 6.25% every February 10th, May 10th, August 10th and November 10th following the Initial Vesting Date over the three years of continuous service thereafter. David Teichman, Attorney-in-Fact 2017-08-07