0001214659-13-004798.txt : 20130819 0001214659-13-004798.hdr.sgml : 20130819 20130819210029 ACCESSION NUMBER: 0001214659-13-004798 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130815 FILED AS OF DATE: 20130819 DATE AS OF CHANGE: 20130819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCLARO, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0703 BUSINESS ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 383-1400 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20090424 FORMER COMPANY: FORMER CONFORMED NAME: OCLARO, INC. DATE OF NAME CHANGE: 20090423 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20040929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Unter Terence CENTRAL INDEX KEY: 0001527321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 131049540 MAIL ADDRESS: STREET 1: 2560 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 marketforms-19447.xml PRIMARY DOCUMENT X0306 4 2013-08-15 0001110647 OCLARO, INC. OCLR 0001527321 Unter Terence 2560 JUNCTION AVENUE SAN JOSE CA 95134 false true false false Chief Operating Officer Common Stock 2013-08-15 4 F false 6420 1.12 D 105183 D Common Stock 2013-08-15 4 A false 20000 0 A 125183 D Common Stock 3230 I By Terence F. Unter and Irene M. Unter Trustees of the Terence F. Unter Trust of June 2009 Withholding of 6,420 shares to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock awards. The restricted stock award vests 50% on August 10, 2014 and the remaining 50% will vest in increments of 12.5% November 10, February 10, May 10, and August 10, following the initial vesting date over the following year. Award will fully vest within two years of continued service. Christopher Croddy, Attorney-in-Fact 2013-08-19