-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O83pa5zWHGfd07W5rlf0OdbCvGg4F5i5f05cXzvZczdXHnXX6wlWv2H8FjJLSF0+ PAwDvLeCGl4TdF+hODi8bA== 0001179110-04-018717.txt : 20040924 0001179110-04-018717.hdr.sgml : 20040924 20040924183838 ACCESSION NUMBER: 0001179110-04-018717 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040922 FILED AS OF DATE: 20040924 DATE AS OF CHANGE: 20040924 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOOKHAM TECHNOLOGY PLC CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 90 MILTON PARK ABINGDON STREET 2: 011-44-1235-827200 CITY: OXFORDSHIRE ENGLAND STATE: X0 ZIP: OX14 4RY REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Abely Stephen CENTRAL INDEX KEY: 0001302174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 041045884 BUSINESS ADDRESS: BUSINESS PHONE: 408-919-1500 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 edgar.xml FORM 4 - X0202 4 2004-09-22 0 0001110647 BOOKHAM TECHNOLOGY PLC BKHM 0001302174 Abely Stephen BOOKHAM, INC. 2584 JUNCTION AVE. SAN JOSE CA 95134 0 1 0 0 Chief Financial Officer Employee stock option (right to buy) 6.73 2004-09-22 4 A 0 30000 6.73 A 2014-09-21 Common stock 30000 30000 D Employee stock option (right to buy) 6.73 2004-09-22 4 A 0 30000 6.73 A 2014-09-21 Common stock 30000 30000 D Option vests over a period of 48 months. Twenty-five percent of the shares underlying the option vest one year from the date of grant, the remaining seventy-five percent of the shares underlying the option vest thereafter at a rate of 1/36th per month. Fifty percent of the option vests upon Bookham, Inc. achieving profitability and the remaining fifty percent of the option vests upon Bookham, Inc. achieving cash break-even. On September 22, 2009, all of the unvested option vests. Philip Davis (Attorney-in-Fact for Stephen Abely) 2004-09-23 -----END PRIVACY-ENHANCED MESSAGE-----