-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PgVQpwHVVpTwcp0xi+1DYR0hec7AVroTiict1tvA/GPvUByy+ve58JAZJ5zwyvtN daOHvCQIpHU07QPo+j5z9w== 0001104659-04-039127.txt : 20041210 0001104659-04-039127.hdr.sgml : 20041210 20041210154314 ACCESSION NUMBER: 0001104659-04-039127 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040910 FILED AS OF DATE: 20041210 DATE AS OF CHANGE: 20041210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOOKHAM, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 919-1500 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM TECHNOLOGY PLC DATE OF NAME CHANGE: 20000330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anania Giorgio CENTRAL INDEX KEY: 0001302170 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 041196270 BUSINESS ADDRESS: BUSINESS PHONE: 408-919-1500 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 3/A 1 a3a.xml 3/A X0202 3/A 2004-09-10 2004-09-17 0 0001110647 BOOKHAM, INC. BKHM 0001302170 Anania Giorgio 2584 JUNCTION AVENUE SAN JOSE CA 95134 1 1 0 0 Chief Executive Officer Common Stock 23763 D Stock Option (right to buy) 17.666 2000-03-07 2008-09-07 Common Stock 28000 D Stock Option (right to buy) 19.333 2000-12-31 2009-03-24 Common Stock 18000 D Stock Option (right to buy) 19.333 2000-10-02 2009-04-02 Common Stock 60000 D Stock Option (right to buy) 178.53 2001-12-31 2010-03-13 Common Stock 18000 D Stock Option (right to buy) 30.5286 2003-02-03 2011-08-03 Common Stock 100000 D Stock Option (right to buy) 21.7807 2003-08-08 2012-02-08 Common Stock 22400 D Stock Option (right to buy) 13.9253 2003-11-14 2012-11-14 Common Stock 120736 D Stock Option (right to buy) 24.1194 2004-01-01 2013-09-25 Common Stock 203559 D Stock Option (right to buy) 10.444 2005-01-06 2014-06-01 Common Stock 150673 D Converted from British Pounds Sterling to U.S. Dollars using the noon buying rate of exchange on September 9, 2004 of 1.00 British Pound Sterling = 1.7853 U.S. Dollars. Accelerator vesting options (i.e. vesting can accelerate from normal time vesting pattern). The option vests as to 25% on January 1, 2004, 10% on April 1, 2004, and 5% every quarter thereafter until January 1, 2007. The option vests as to 12/48 on the first anniversary of date of grant and a further 1/48 on the first day of each of the next 36 months. Philip Davis, Attorney-in-Fact 2004-12-09 -----END PRIVACY-ENHANCED MESSAGE-----