S-3MEF 1 b56709mfsv3mef.htm S-3MEF - BOOKHAM, INC. S-3MEF - Bookham, Inc.
 

As filed with the Securities and Exchange Commission on October 11, 2005
Registration No. 333-               
 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
     
 
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
     
 
Bookham, Inc.
(Exact Name of Registrant as Specified in its Charter)
         
Delaware   3674   20-1303994
(State or Other Jurisdiction of   (Primary Standard Industrial   (I.R.S. Employer
Incorporation or Organization)   Classification Code Number)   Identification Number)
2584 Junction Avenue
San Jose, California 95134
(408) 383-1400
(Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant’s Principal Executive Offices)
     
 
Giorgio Anania
Chief Executive Officer
2584 Junction Avenue
San Jose, California 95134
(408) 383-1400
(Name, Address, Including Zip Code, and Telephone Number, Including Area Code, of Agent for Service)
     
 
copies to:
     
John A. Burgess, Esq.   Stanton D. Wong, Esq.
Wendell C. Taylor, Esq.   A. Verona Dorch, Esq.
Wilmer Cutler Pickering Hale and Dorr LLP   Pillsbury Winthrop Shaw Pittman LLP
60 State Street   P.O. Box 7880
Boston, Massachusetts 02109   San Francisco, CA 94120
Telephone: (617) 526-6000   Tel: (415) 983-1000
Telecopy: (617) 526-5000   Fax: (415) 983-1200
     
 
     Approximate date of commencement of proposed sale to the public: As soon as practicable after this Registration Statement becomes effective.
     If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ¨
     If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. þ 333-127546
     If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨ ___
     If this form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
     If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. ¨
CALCULATION OF REGISTRATION FEE
                                 
            Proposed Maximum     Proposed Maximum        
Title of Each Class of Securities   Amount To Be   Offering Price     Aggregate     Amount of  
To Be Registered   Registered (1)   Per Share (2)     Offering Price (2)     Registration Fee  
Common Stock, $0.01 par value per share
   2,050,000 shares   $4.75     $9,737,500     $1,147  
 
(1)   Includes 50,000 shares which the Underwriters have the option to purchase from the Company to cover over-allotments, if any.
 
(2)   Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457.
 
 

 

 

EXPLANATORY NOTE AND INCORPORATION BY REFERENCE
     This registration statement is being filed with respect to the registration of additional shares of common stock, par value $0.01 per share, of Bookham, Inc., a Delaware corporation, pursuant to Rule 462(b) under the Securities Act of 1933, as amended. The contents of the earlier effective registration statement (File No. 333-127546) are incorporated in this registration statement by reference.
     The required opinions and consents are listed on an Exhibit Index attached hereto and filed herewith.

 

 

SIGNATURES
     Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Minneapolis, State of Minnesota, on this 11th day of October, 2005.
         
  BOOKHAM, INC.
 		  
  By:   *    
    Giorgio Anania   
    Chief Executive Officer   
 
POWER OF ATTORNEY AND SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following persons in the capacities and on the dates indicated.
             
Signature   Title   Date
 
            
 
            
*          
Giorgio Anania   Chief Executive Officer and Director
(Principal Executive Officer)		   October 11, 2005
 
            
*   Chief Financial Officer      
Stephen Abely   (Principal Financial and Accounting Officer)   October 11, 2005
 
            
*            
Joseph Cook   Director   October 11, 2005
 
            
*            
Lori Holland   Director   October 11, 2005
 
            
*            
W. Arthur Porter   Director   October 11, 2005
 
            
*            
Peter F. Bordui   Director   October 11, 2005

 

 

             
Signature   Title   Date
*            
David Simpson   Director   October 11, 2005
*            
Liam Nagle   Director   October 11, 2005
 
            
*By:
  /s/ Stephen Abely       October 11, 2005
 
           
 
  Stephen Abely        
 
  As Attorney-in-Fact        

 

 

EXHIBIT INDEX
     
Exhibit No.   Description
5.1
  — Opinion of Hale and Dorr LLP
23.1
  — Consent of Hale and Dorr LLP (included in Exhibit 5.1)
23.2
  — Consent of Ernst & Young LLP
24*
  — Powers of Attorney
 
*   Previously filed.