-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IFCocTC9f7nc92ji/U7Pli25wnsFY/sBdDoFj3pFpuVsSRiS0ukN799xZPFIFq8c HBpcTg7eAw2DIqLyDCTeKg== 0000950135-05-005370.txt : 20050914 0000950135-05-005370.hdr.sgml : 20050914 20050913200451 ACCESSION NUMBER: 0000950135-05-005370 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20050913 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20050914 DATE AS OF CHANGE: 20050913 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BOOKHAM, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 051083276 BUSINESS ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 919-1500 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM TECHNOLOGY PLC DATE OF NAME CHANGE: 20000330 8-K 1 b56862bke8vk.htm FORM 8-K - BOOKHAM, INC. Form 8-K - Bookham, Inc.
Table of Contents

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 13, 2005
Bookham, Inc.
 
(Exact Name of Registrant as Specified in Charter)
         
Delaware   0-30684   20-1303994
 
(State or Other Juris-
diction of Incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)
     
2584 Junction Avenue, San Jose, California 95134
 
(Address of Principal Executive Offices)   (Zip Code)
Registrant’s telephone number, including area code: (408) 383-1400
Not Applicable.
 
(Former Name or Former Address, if Changed Since Last Report)
     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
     ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


TABLE OF CONTENTS

Item 8.01. Other Events.
Item 9.01. Financial Statements and Exhibits
SIGNATURE
EXHIBIT INDEX
EX-99.1 Press Release dated September 13, 2005


Table of Contents

Item 8.01. Other Events.
On September 13, 2005, Bookham, Inc. (the “Company”) announced that Ernst & Young LLP, its independent registered public accounting firm, issued an audit report dated September 8, 2005 with respect to its financial statements for the fiscal year ended July 2, 2005, the six-month period ended July 3, 2004, and for each of the two years in the period ended December 31, 2003 that included a going concern explanatory paragraph explaining the Company’s need to generate funds by raising equity capital and selling selected assets. The full text of the press release issued in connection with the announcement is furnished as Exhibit 99.1 to this Current Report on Form 8-K.
Item 9.01. Financial Statements and Exhibits
  (c)   Exhibits
  99.1   Press Release issued by Bookham, Inc. on September 13, 2005.

 


Table of Contents

SIGNATURE
     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  BOOKHAM, INC.
 
 
Date: September 13, 2005  By:   /s/ Stephen Abely   
        Stephen Abely   
        Chief Financial Officer   
 

 


Table of Contents

EXHIBIT INDEX
         
Exhibit No.   Description
       
 
  99.1    
Press release issued by Bookham, Inc. on September 13, 2005.

 

EX-99.1 2 b56862bkexv99w1.htm EX-99.1 PRESS RELEASE DATED SEPTEMBER 13, 2005 EX-99.1 Press Release dated September 13, 2005
 

Exhibit 99.1
     
(BOOKHAM LETTERHEAD)   (BOOKHAM LOGO)
BOOKHAM ANNOUNCES THE FILING OF ITS FORM 10-K AND RELATED AUDITOR OPINION
SAN JOSE, Calif., – Sept. 13, 2005 – Bookham, Inc., (Nasdaq: BKHM), a leading provider of optical components, modules and subsystems, announced today that Ernst & Young LLP, its independent registered public accounting firm, issued an audit report dated September 8, 2005 with respect to its financial statements for the fiscal year ended July 2, 2005, the six-month period ended July 3, 2004, and each of the two years in the period ended December 31, 2003 that included a going concern paragraph explaining the Company’s need to generate funds by raising equity capital and selling selected assets.
This announcement is made in compliance with NASDAQ Marketplace Rule 4350(b), which requires that a public announcement be made regarding the receipt of an audit opinion that contains a going concern qualification.
About Bookham
Bookham, Inc. (Nasdaq: BKHM) designs, manufactures and markets optical components, modules and subsystems. The company’s optical components, modules and subsystems are used in various applications and industries, including telecommunications, data communications, aerospace, industrial and military. The Company has manufacturing facilities in the UK, US, China and Switzerland; and offices in the US, UK, Canada, China, France and Italy, and employs
     
www.bookham.com   Thinking Optical Solutions™

 


 

(BOOKHAM LETTERHEAD)   (BOOKHAM LOGO)
approximately 2,000 people worldwide. More information on Bookham, Inc. is available at www.bookham.com.
Bookham is a registered trademark and all other Bookham product names and slogans are trademarks or registered trademarks of Bookham in the U.S.A. or other countries.
The registration statement relating to these securities has been filed with the Securities and Exchange Commission but has not yet become effective. No securities may be sold nor may offers to buy be accepted prior to the time the registration statement becomes effective. This news release shall not constitute an offer to sell, or the solicitation of an offer to buy any such securities, nor shall there be any sale of these securities in any state in which such offer, solicitation, or sale would be unlawful prior to the registration or qualification under the securities laws of any such state.
Any statements in this press release about future expectations, plans and prospects for the Company, including statements containing the words “believes,” “anticipates,” “plans,” “expects,” “will,” and similar expressions, constitute forward-looking statements within the meaning of The Private Securities Litigation Reform Act of 1995. Actual results may differ materially from those indicated by such forward-looking statements as a result of various important factors, including factors discussed in the Company’s most recent annual report filed with the SEC. In addition, the forward-looking statements included in this press release represent the Company’s views as of the date of this release. The Company anticipates that subsequent events and developments will cause the Company’s views to change. However, while the Company may elect to update these forward-looking statements at some point in the future, the Company specifically disclaims any obligation to do so. These forward-looking statements should not be relied upon as representing the Company’s views as of any date subsequent to the date of this release.
     
www.bookham.com   Thinking Optical Solutions™
Contact:
Jim Fanucchi
Summit IR Group Inc.
(408) 404-5400
ir@bookham.com
Steve Abely
Bookham, Inc.
Chief Financial Officer
(408) 383-1400

 

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