-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MqI8Ma7dt6zCYuFg41WgAF0z6n4R+Hz3GZRWpNQuSky2KPiadcF4YNu9AnfcyIlz gy6Nldka08dxC1nFHNlW+g== 0000903423-04-001061.txt : 20041203 0000903423-04-001061.hdr.sgml : 20041203 20041203171023 ACCESSION NUMBER: 0000903423-04-001061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041202 FILED AS OF DATE: 20041203 DATE AS OF CHANGE: 20041203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOOKHAM, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 919-1500 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM TECHNOLOGY PLC DATE OF NAME CHANGE: 20000330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORTEL NETWORKS CORP CENTRAL INDEX KEY: 0000072911 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 041184553 BUSINESS ADDRESS: STREET 1: 8200 DIXIE ROAD SUITE 100 STREET 2: BRAMPTON CITY: ONTARIO CANADA STATE: A6 ZIP: L6T 5P6 BUSINESS PHONE: 9058630000 MAIL ADDRESS: STREET 1: 8200 DIXIE ROAD STREET 2: SUITE 100 BRAMPTON CITY: ONTARIO CANADA STATE: A6 ZIP: L6T 5P6 FORMER NAME: FORMER CONFORMED NAME: NORTHERN TELECOM LTD DATE OF NAME CHANGE: 19940831 FORMER NAME: FORMER CONFORMED NAME: NORTHERN ELECTRIC CO LTD DATE OF NAME CHANGE: 19760324 4 1 nortelbookhamf4_ex.xml X0202 4 2004-12-02 0 0001110647 BOOKHAM, INC. BKHM 0000072911 NORTEL NETWORKS CORP 820 DIXIE ROAD SUITE 100 BRAMPTON ONTARIO CANADA A6 L6T 5P6 ONTARIO, CANADA 0 0 1 0 20,000,000 Senior Unsecured Convertible Note Due 2007 0 2004-12-02 4 J 0 0 D 2004-09-10 2005-09-10 Common Stock, par value $.01 per share 0 I Held by a wholly-owned subsidiary of the reporting person On December 2, 2004, Nortel Networks Corporation, Nortel Networks UK Limited ("NNUKL"), the Issuer and certain subsidiaries of the Issuer entered into a Restructuring Agreement pursuant to which the US$20,000,000 Senior Unsecured Convertible Note Due 2007 issued to NNUKL by the Issuer was amended and restated (as amended and restated, the "Series B Senior Secured Note"). The Series B Senior Secured Note is not convertible into shares of Common Stock, par value $.01 of the Issuer. NORTEL NETWORKS CORPORATION 2004-12-03 /s/ Kate Stevenson, Assistant Treasurer 2004-12-03 /s/ Tracy Connelly McGilley, Assistant Secretary 2004-12-03 -----END PRIVACY-ENHANCED MESSAGE-----