0001209191-13-016968.txt : 20130315 0001209191-13-016968.hdr.sgml : 20130315 20130315181600 ACCESSION NUMBER: 0001209191-13-016968 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130313 FILED AS OF DATE: 20130315 DATE AS OF CHANGE: 20130315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVY PAUL S CENTRAL INDEX KEY: 0001110176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54283 FILM NUMBER: 13695554 MAIL ADDRESS: STREET 1: JOSEPH LITTLEJOHN & LEVY STREET 2: 450 LEXINGTON AVE STE 3350 CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILGRIM BRETT N CENTRAL INDEX KEY: 0001326908 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54283 FILM NUMBER: 13695557 MAIL ADDRESS: STREET 1: BUILDERS FIRSTSOURCE INC. STREET 2: 2001 BRYAN STREET, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taylor Thomas S CENTRAL INDEX KEY: 0001460259 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54283 FILM NUMBER: 13695556 MAIL ADDRESS: STREET 1: C/O JLL PARTNERS, INC. STREET 2: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rodriguez Frank J CENTRAL INDEX KEY: 0001503241 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54283 FILM NUMBER: 13695560 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hahn Eugene CENTRAL INDEX KEY: 0001518971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54283 FILM NUMBER: 13695562 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hammond Kevin T. CENTRAL INDEX KEY: 0001518972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54283 FILM NUMBER: 13695559 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lagarde Michel CENTRAL INDEX KEY: 0001518973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54283 FILM NUMBER: 13695558 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ MICHAEL J CENTRAL INDEX KEY: 0001518974 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54283 FILM NUMBER: 13695561 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Leary Nicholas C CENTRAL INDEX KEY: 0001542553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54283 FILM NUMBER: 13695555 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATHEON INC CENTRAL INDEX KEY: 0001400431 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: C/O PATHEON PHARMACEUTICALS SERVICES INC STREET 2: 4721 EMPEROR BOULEVARD, SUITE 200 CITY: DURHAM STATE: NC ZIP: 27703 BUSINESS PHONE: 905-821-4001 MAIL ADDRESS: STREET 1: 2100 SYNTEX COURT CITY: MISSISSAUGA STATE: A6 ZIP: L5N 7K9 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JLL Patheon Holdings, Cooperatief U.A. CENTRAL INDEX KEY: 0001518970 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54283 FILM NUMBER: 13695563 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 286-8600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-03-13 0 0001400431 PATHEON INC PTI 0001518970 JLL Patheon Holdings, Cooperatief U.A. C/O JLL PARTNERS, INC. 450 LEXINGTON AVENUE, 31ST FLOOR NEW YORK NY 10017 0 0 1 0 0001518971 Hahn Eugene 450 LEXINGTON AVENUE, 31ST FLOOR NEW YORK NY 10017 0 0 1 0 0001518974 SCHWARTZ MICHAEL J 450 LEXINGTON AVENUE, 31ST FLOOR NEW YORK NY 10017 0 0 1 0 0001503241 Rodriguez Frank J 450 LEXINGTON AVENUE, 31ST FLOOR NEW YORK NY 10017 0 0 1 0 0001518972 Hammond Kevin T. 450 LEXINGTON AVENUE, 31ST FLOOR NEW YORK NY 10017 0 0 1 0 0001518973 Lagarde Michel 450 LEXINGTON AVENUE, 31ST FLOOR NEW YORK NY 10017 1 0 1 0 0001326908 MILGRIM BRETT N 450 LEXINGTON AVENUE, 31ST FLOOR NEW YORK NY 10017 0 0 1 0 0001460259 Taylor Thomas S 450 LEXINGTON AVENUE, 31ST FLOOR NEW YORK NY 10017 0 0 1 0 0001542553 O'Leary Nicholas C 450 LEXINGTON AVENUE, 31ST FLOOR NEW YORK NY 10017 1 0 1 0 0001110176 LEVY PAUL S 450 LEXINGTON AVENUE, 31ST FLOOR NEW YORK NY 10017 1 0 1 0 Restricted Voting Shares 2013-03-13 4 P 0 98900 3.79 A 78243886 D Restricted Voting Shares 2013-03-14 4 P 0 132500 3.81 A 78376386 D Restricted Voting Shares 2013-03-15 4 P 0 148600 3.91 A 78524986 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.69 to $3.75, as converted from C$3.79 to C$3.85 using the closing rate of exchange from Reuters on March 13, 2013. The Reporting Persons undertake to provide to Patheon Inc., any security holder of Patheon Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (5) and (6) to this Form 4. This report is filed jointly by JLL Patheon Holdings, Cooperatief U.A. ("JLL CoOp"); JLL Patheon Holdings, LLC; JLL Partners Fund V (Patheon), L.P.; JLL Associates V (Patheon), L.P.; JLL Associates G.P. V (Patheon), Ltd. ("JLL Limited"); Paul S. Levy; Daniel Agroskin; Nicholas O'Leary; Eugene Hahn; Michael J. Schwartz; Frank J. Rodriguez; Alexander R. Castaldi; Kevin T. Hammond; Michel Lagarde; Thomas Taylor; and Brett N. Milgrim (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct or indirect relationships with Patheon Inc. (the "Company"). JLL Limited is the sole general partner of JLL Associates V (Patheon), L.P., which is the sole general partner of JLL Partners Fund V (Patheon), L.P., which in turn is the sole member of JLL Patheon Holdings, LLC. JLL Patheon Holdings, LLC is the greater than 99% owner and controlling member of JLL CoOp. The following Reporting Persons serve on the board of directors of JLL Limited: Paul S. Levy; Daniel Agroskin; Nicholas O'Leary; Thomas Taylor; Eugene Hahn; Michael J. Schwartz; Frank J. Rodriguez; Alexander R. Castaldi; Kevin T. Hammond; Michel Lagarde; and Brett N. Milgrim. Mr. Agroskin is also a managing director of JLL CoOp. JLL CoOp is the direct beneficial owner of 78,524,986 restricted voting shares (the "Restricted Voting Shares") of the Company. Each Reporting Person other than JLL CoOp may be deemed to be the indirect beneficial owner of 78,524,986 Restricted Voting Shares, however, each Reporting Person, other than JLL CoOp, disclaims beneficial ownership of these securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these reporting persons is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.71 to $3.86, as converted from C$3.79 to C$3.95 using the closing rate of exchange from Reuters on March 14, 2013. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.79 to $4.02, as converted from C$3.86 to C$4.10 using the closing rate of exchange from Reuters on March 15, 2013. This Form 4 is being filed in two parts because of the electronic filing system's limitation to ten reporting persons. This is part 2 of 2. /s/ Megan A. Bombick, attorney-in-fact 2013-03-15 /s/ Megan A. Bombick, attorney-in-fact 2013-03-15 /s/ Megan A. Bombick, attorney-in-fact 2013-03-15 /s/ Megan A. Bombick, attorney-in-fact 2013-03-15 /s/ Megan A. Bombick, attorney-in-fact 2013-03-15 /s/ Megan A. Bombick, attorney-in-fact 2013-03-15 /s/ Megan A. Bombick, attorney-in-fact 2013-03-15 /s/ Megan A. Bombick, attorney-in-fact 2013-03-15 /s/ Megan A. Bombick, attorney-in-fact 2013-03-15 /s/ Megan A. Bombick, attorney-in-fact 2013-03-15