Chief Operating Officer

0001376474-21-000063.txt : 20210216 0001376474-21-000063.hdr.sgml : 20210216 20210216115258 ACCESSION NUMBER: 0001376474-21-000063 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONS FINANCIAL GROUP INC, /IA/ /ADV CENTRAL INDEX KEY: 0001109767 IRS NUMBER: 391909295 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17213 FILM NUMBER: 21634612 BUSINESS ADDRESS: STREET 1: 4000 RIVER RIDGE DRIVE, NE STREET 2: --- CITY: CEDAR RAPIDS STATE: IA ZIP: 52402 BUSINESS PHONE: 319-393-9541 MAIL ADDRESS: STREET 1: 4000 RIVER RIDGE DRIVE, NE STREET 2: --- CITY: CEDAR RAPIDS STATE: IA ZIP: 52402 FORMER COMPANY: FORMER CONFORMED NAME: NATIONS FINANCIAL GROUP INC /IA/ /ADV DATE OF NAME CHANGE: 20000322 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001109767 XXXXXXXX 12-31-2020 12-31-2020 NATIONS FINANCIAL GROUP INC, /IA/ /ADV

4000 RIVER RIDGE DRIVE, NE --- CEDAR RAPIDS IA 52402

13F HOLDINGS REPORT 028-17213 N Steve Cairney Chief Operating Officer 319-378-5272 /s/ Steve Cairney Cedar Rapids IA 02-15-2021 0 316 379777 false INFORMATION TABLE 2 aci_13f.xml INFORMATION TABLE 3M CO COM Stock 88579Y101 239 1369 SH SOLE 0 0 1369 ABBOTT LABS COM Stock 002824100 1219 11135 SH SOLE 0 0 11135 ABBVIE INC COM Stock 00287Y109 1387 12941 SH SOLE 0 0 12941 ABERDEEN GLOBAL PREMIER PPTYS COM SH BEN INT CEF 00302L108 57 10925 SH SOLE 0 0 10925 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 1983 7593 SH SOLE 0 0 7593 ACTIVISION BLIZZARD INC COM Stock 00507V109 2305 24824 SH SOLE 0 0 24824 ADOBE SYSTEMS INCORPORATED COM Stock 00724F101 1620 3240 SH SOLE 0 0 3240 ADVENT CONVERTIBLE & INCOME FD COM CEF 00764C109 292 17684 SH SOLE 0 0 17684 AFLAC INC COM Stock 001055102 255 5733 SH SOLE 0 0 5733 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 556 2389 SH SOLE 0 0 2389 ALLIANT ENERGY CORP COM Stock 018802108 1122 21781 SH SOLE 0 0 21781 ALPHABET INC CAP STK CL A Stock 02079K305 664 379 SH SOLE 0 0 379 ALPHABET INC CAP STK CL C Stock 02079K107 419 239 SH SOLE 0 0 239 ALTRIA GROUP INC COM Stock 02209S103 999 24376 SH SOLE 0 0 24376 AMAZON COM INC COM Stock 023135106 5709 1753 SH SOLE 0 0 1753 AMERICAN ELEC PWR CO INC COM Stock 025537101 278 3337 SH SOLE 0 0 3337 AMERICAN TOWER CORP NEW COM REIT 03027X100 1553 6920 SH SOLE 0 0 6920 AMERIPRISE FINL INC COM Stock 03076C106 1011 5205 SH SOLE 0 0 5205 AMGEN INC COM Stock 031162100 774 3366 SH SOLE 0 0 3366 AMPLIFY ONLINE RETAIL ETF ETF 032108102 654 5716 SH SOLE 0 0 5716 AMPLIFY TRANSFORMATIONAL DATA SHARING ETF ETF 032108607 601 17175 SH SOLE 0 0 17175 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR ADR 03524A108 371 5300 SH SOLE 0 0 5300 ANTERO RESOURCES CORP COM Stock 03674X106 55 10000 SH SOLE 0 0 10000 AON PLC SHS CL A Stock G0403H108 523 2475 SH SOLE 0 0 2475 APPLE INC COM Stock 037833100 16366 123342 SH SOLE 0 0 123342 APPLIED MATLS INC COM Stock 038222105 362 4193 SH SOLE 0 0 4193 APTIV PLC SHS Stock G6095L109 445 3418 SH SOLE 0 0 3418 ARK GENOMIC REVOLUTION ETF ETF 00214Q302 313 3352 SH SOLE 0 0 3352 ARK INNOVATION ETF ETF 00214Q104 225 1804 SH SOLE 0 0 1804 ARK NEXT GENERATION INTERNET ETF ETF 00214Q401 1624 11094 SH SOLE 0 0 11094 AT&T INC COM Stock 00206R102 1291 44895 SH SOLE 0 0 44895 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 1539 8736 SH SOLE 0 0 8736 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 2087 6 SH SOLE 0 0 6 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 5616 24220 SH SOLE 0 0 24220 BEST BUY INC COM Stock 086516101 1415 14182 SH SOLE 0 0 14182 BLACKROCK ENHANCED GLOBAL DIVI COM CEF 092501105 749 68621 SH SOLE 0 0 68621 BOEING CO COM Stock 097023105 583 2724 SH SOLE 0 0 2724 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 295 4751 SH SOLE 0 0 4751 BROADCOM INC COM Stock 11135F101 529 1208 SH SOLE 0 0 1208 BROWN & BROWN INC COM Stock 115236101 453 9551 SH SOLE 0 0 9551 CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT CEF 128125101 436 27593 SH SOLE 0 0 27593 CATERPILLAR INC COM Stock 149123101 1260 6922 SH SOLE 0 0 6922 CBRE CLARION GLOBAL REAL ESTAT COM CEF 12504G100 93 13525 SH SOLE 0 0 13525 CHEVRON CORP NEW COM Stock 166764100 355 4203 SH SOLE 0 0 4203 CINTAS CORP COM Stock 172908105 1434 4056 SH SOLE 0 0 4056 CISCO SYS INC COM Stock 17275R102 509 11369 SH SOLE 0 0 11369 COCA COLA CO COM Stock 191216100 222 4045 SH SOLE 0 0 4045 COHEN & STEERS INFRASTRUCTURE COM CEF 19248A109 2699 104535 SH SOLE 0 0 104535 COHEN & STEERS QUALITY INCOME COM CEF 19247L106 181 14565 SH SOLE 0 0 14565 COHEN & STEERS REIT & PFD &INM COM CEF 19247X100 431 18900 SH SOLE 0 0 18900 COMCAST CORP NEW CL A Stock 20030N101 304 5798 SH SOLE 0 0 5798 COMMUNICATION SERVICES SELECT SECTOR SPDRA FUND ETF 81369Y852 280 4148 SH SOLE 0 0 4148 CONOCOPHILLIPS COM Stock 20825C104 254 6343 SH SOLE 0 0 6343 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 1646 10239 SH SOLE 0 0 10239 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 795 11788 SH SOLE 0 0 11788 COPART INC COM Stock 217204106 1403 11024 SH SOLE 0 0 11024 COSTCO WHSL CORP NEW COM Stock 22160K105 3196 8483 SH SOLE 0 0 8483 CSX CORP COM Stock 126408103 1082 11923 SH SOLE 0 0 11923 CUMMINS INC COM Stock 231021106 1074 4731 SH SOLE 0 0 4731 CVS HEALTH CORP COM Stock 126650100 237 3471 SH SOLE 0 0 3471 CYBERARK SOFTWARE LTD SHS Stock M2682V108 264 1632 SH SOLE 0 0 1632 DANAHER CORPORATION COM Stock 235851102 1520 6844 SH SOLE 0 0 6844 DAVITA INC COM Stock 23918K108 590 5023 SH SOLE 0 0 5023 DEERE & CO COM Stock 244199105 1053 3912 SH SOLE 0 0 3912 DELAWARE ENHANCED GBL DIV & IN COM CEF 246060107 412 42260 SH SOLE 0 0 42260 DISNEY WALT CO COM Stock 254687106 3859 21297 SH SOLE 0 0 21297 DOCUSIGN INC COM Stock 256163106 319 1437 SH SOLE 0 0 1437 DOMINION ENERGY INC COM Stock 25746U109 619 8228 SH SOLE 0 0 8228 DOW INC COM Stock 260557103 236 4258 SH SOLE 0 0 4258 DRAFTKINGS INC COM CL A Stock 26142R104 554 11900 SH SOLE 0 0 11900 ECOLAB INC COM Stock 278865100 1489 6882 SH SOLE 0 0 6882 EDWARDS LIFESCIENCES CORP COM Stock 28176E108 469 5136 SH SOLE 0 0 5136 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 400 10555 SH SOLE 0 0 10555 ENPHASE ENERGY INC COM Stock 29355A107 912 5200 SH SOLE 0 0 5200 ENSIGN GROUP INC COM Stock 29358P101 794 10889 SH SOLE 0 0 10889 ENTEGRIS INC COM Stock 29362U104 490 5095 SH SOLE 0 0 5095 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 1691 86326 SH SOLE 0 0 86326 EPAM SYS INC COM Stock 29414B104 512 1429 SH SOLE 0 0 1429 ETSY INC COM Stock 29786A106 783 4403 SH SOLE 0 0 4403 EXXON MOBIL CORP COM Stock 30231G102 913 22141 SH SOLE 0 0 22141 FACEBOOK INC CL A Stock 30303M102 542 1986 SH SOLE 0 0 1986 FACTSET RESH SYS INC COM Stock 303075105 1421 4273 SH SOLE 0 0 4273 FASTENAL CO COM Stock 311900104 402 8234 SH SOLE 0 0 8234 FEDERAL SIGNAL CORP COM Stock 313855108 280 8432 SH SOLE 0 0 8432 FEDEX CORP COM Stock 31428X106 792 3051 SH SOLE 0 0 3051 FIDELITY LOW DURATION BOND FACTOR ETF ETF 316188408 4458 87349 SH SOLE 0 0 87349 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 518 17582 SH SOLE 0 0 17582 FIRST TRUST CAPITAL STRENGTH ETF ETF 33733E104 1399 20723 SH SOLE 0 0 20723 FIRST TRUST DOW JONES INTERNET INDEX FUND ETF 33733E302 471 2220 SH SOLE 0 0 2220 FIRST TRUST ENHANCED SHORT MATURITY ETF ETF 33739Q408 391 6505 SH SOLE 0 0 6505 FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF ETF 33739Q200 218 4229 SH SOLE 0 0 4229 FIRST TRUST MANAGED MUNICIPAL ETF ETF 33739N108 328 5775 SH SOLE 0 0 5775 FIRST TRUST MID CAP CORE ALPHADEX FUND ETF 33735B108 261 3147 SH SOLE 0 0 3147 FIRST TRUST NASDAQ CLEAN EDGE GREEN ENERGY INDEX FUND ETF 33733E500 348 4961 SH SOLE 0 0 4961 FIRST TRUST NASDAQ-100 TECHNOLOGY SECTOR INDEX FUND ETF 337345102 307 2220 SH SOLE 0 0 2220 FIRST TRUST NYSE ARCA BIOTECHNOLOGY INDEX FUND ETF 33733E203 441 2624 SH SOLE 0 0 2624 FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 1155 15001 SH SOLE 0 0 15001 FIRST TRUST TECHNOLOGY ALPHADEX FUND ETF 33734X176 212 1896 SH SOLE 0 0 1896 FORD MTR CO DEL COM Stock 345370860 520 59194 SH SOLE 0 0 59194 FT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - FEBRUARY ETF 33740F771 263 8118 SH SOLE 0 0 8118 GENERAL ELECTRIC CO COM Stock 369604103 213 19753 SH SOLE 0 0 19753 GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF ETF 381430529 228 2276 SH SOLE 0 0 2276 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF ETF 381430503 1948 25730 SH SOLE 0 0 25730 HANCOCK JOHN TAX-ADVANTAGED DI COM CEF 41013V100 1155 54890 SH SOLE 0 0 54890 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 1384 12199 SH SOLE 0 0 12199 HENRY JACK & ASSOC INC COM Stock 426281101 1213 7486 SH SOLE 0 0 7486 HOME DEPOT INC COM Stock 437076102 1288 4850 SH SOLE 0 0 4850 HORMEL FOODS CORP COM Stock 440452100 309 6622 SH SOLE 0 0 6622 ILLINOIS TOOL WKS INC COM Stock 452308109 421 2067 SH SOLE 0 0 2067 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 261 2951 SH SOLE 0 0 2951 INNOVATOR S&P 500 BUFFER ETF - APRIL ETF 45782C888 477 16100 SH SOLE 0 0 16100 31 ETF 45782C409 302 9210 SH SOLE 0 0 9210 INNOVATOR S&P 500 BUFFER ETF - SEPTEMBER ETF 45782C664 449 15420 SH SOLE 0 0 15420 INNOVATOR S&P 500 POWER BUFFER ETF - DECEMBER ETF 45782C540 513 17673 SH SOLE 0 0 17673 INNOVATOR S&P 500 POWER BUFFER ETF - OCTOBER ETF 45782C797 417 14992 SH SOLE 0 0 14992 INNOVATOR S&P 500 POWER BUFFER ETF - SEPTEMBER ETF 45782C656 334 11964 SH SOLE 0 0 11964 INTEL CORP COM Stock 458140100 1070 21472 SH SOLE 0 0 21472 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 699 5554 SH SOLE 0 0 5554 INTUITIVE SURGICAL INC COM NEW Stock 46120E602 409 500 SH SOLE 0 0 500 INVESCO BULLETSHARES 2021 HIGH YIELD CORPORATE BOND ETF ETF 46138J809 219 9466 SH SOLE 0 0 9466 INVESCO BUYBACK ACHIEVERS ETF ETF 46137V308 941 12834 SH SOLE 0 0 12834 INVESCO DWA EMERGING MARKETS MOMENTUM ETF ETF 46138E867 268 11732 SH SOLE 0 0 11732 INVESCO DYNAMIC LARGE CAP GROWTH ETF ETF 46137V746 303 4477 SH SOLE 0 0 4477 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF ETF 46090F100 199 13009 SH SOLE 0 0 13009 INVESCO PREFERRED ETF ETF 46138E511 368 24094 SH SOLE 0 0 24094 INVESCO QQQ TRUST ETF 46090E103 10802 34429 SH SOLE 0 0 34429 INVESCO S&P 500 EQUAL WEIGHT CONSUMER STAPLES ETF ETF 46137V373 351 2318 SH SOLE 0 0 2318 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 2929 22963 SH SOLE 0 0 22963 INVESCO S&P 500 TOP 50 ETF ETF 46137V233 1002 3513 SH SOLE 0 0 3513 INVESCO S&P GLOBAL WATER INDEX ETF ETF 46138E263 278 5935 SH SOLE 0 0 5935 INVESCO S&P MIDCAP 400 REVENUE ETF ETF 46138G672 651 9157 SH SOLE 0 0 9157 INVESCO S&P MIDCAP LOW VOLATILITY ETF ETF 46138E198 638 13258 SH SOLE 0 0 13258 INVESCO S&P SMALLCAP 600 REVENUE ETF ETF 46138G664 801 9878 SH SOLE 0 0 9878 INVESCO S&P SMALLCAP LOW VOLATILITY ETF ETF 46138G102 453 11123 SH SOLE 0 0 11123 INVESCO SOLAR ETF ETF 46138G706 258 2512 SH SOLE 0 0 2512 INVESCO TOTAL RETURN BOND ETF ETF 46090A804 1515 26262 SH SOLE 0 0 26262 INVESCO TR INVT GRADE MUNS COM CEF 46131M106 136 10272 SH SOLE 0 0 10272 IQ MERGER ARBITRAGE ETF ETF 45409B800 536 16092 SH SOLE 0 0 16092 ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF ETF 46434V407 409 8999 SH SOLE 0 0 8999 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 584 6765 SH SOLE 0 0 6765 ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF ETF 464288646 340 6155 SH SOLE 0 0 6155 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF ETF 464288638 639 10340 SH SOLE 0 0 10340 ISHARES COMEX GOLD TRUST ETF 464285105 671 37007 SH SOLE 0 0 37007 ISHARES CORE MSCI EAFE ETF ETF 46432F842 1828 26451 SH SOLE 0 0 26451 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 3630 58512 SH SOLE 0 0 58512 ISHARES CORE S&P 500 ETF ETF 464287200 1969 5244 SH SOLE 0 0 5244 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ETF 464287150 2615 30331 SH SOLE 0 0 30331 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 477 4039 SH SOLE 0 0 4039 ISHARES DOW JONES U.S. ETF ETF 464287846 220 2333 SH SOLE 0 0 2333 ISHARES FLOATING RATE BOND ETF ETF 46429B655 1665 32833 SH SOLE 0 0 32833 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 464288513 544 6233 SH SOLE 0 0 6233 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 242 1753 SH SOLE 0 0 1753 ISHARES J.P. MORGAN EM HIGH YIELD BOND ETF ETF 464286285 507 10942 SH SOLE 0 0 10942 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 2258 19482 SH SOLE 0 0 19482 ISHARES MORNINGSTAR SMALL-CAP ETF ETF 464288505 1007 5102 SH SOLE 0 0 5102 ISHARES MSCI ACWI INDEX FUND ETF 464288257 553 6100 SH SOLE 0 0 6100 ISHARES MSCI EAFE ETF ETF 464287465 444 6087 SH SOLE 0 0 6087 ISHARES MSCI EAFE MIN VOL FACTOR ETF ETF 46429B689 503 6854 SH SOLE 0 0 6854 ISHARES MSCI EAFE SMALL-CAP ETF ETF 464288273 885 12953 SH SOLE 0 0 12953 ISHARES MSCI USA MIN VOL FACTOR ETF ETF 46429B697 6967 102631 SH SOLE 0 0 102631 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 652 4307 SH SOLE 0 0 4307 ISHARES PREFERRED AND INCOME SECURITIES ETF ETF 464288687 224 5817 SH SOLE 0 0 5817 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 526 2180 SH SOLE 0 0 2180 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 1005 7353 SH SOLE 0 0 7353 ISHARES RUSSELL 2000 ETF ETF 464287655 640 3263 SH SOLE 0 0 3263 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 267 932 SH SOLE 0 0 932 ISHARES RUSSELL 3000 ETF ETF 464287689 460 2058 SH SOLE 0 0 2058 ISHARES RUSSELL MID-CAP ETF ETF 464287499 1032 15053 SH SOLE 0 0 15053 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 834 8121 SH SOLE 0 0 8121 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 975 10055 SH SOLE 0 0 10055 ISHARES S&P 100 ETF ETF 464287101 238 1385 SH SOLE 0 0 1385 ISHARES S&P 500 GROWTH ETF ETF 464287309 1925 30160 SH SOLE 0 0 30160 ISHARES S&P 500 VALUE ETF ETF 464287408 843 6587 SH SOLE 0 0 6587 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 754 10440 SH SOLE 0 0 10440 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 1818 21061 SH SOLE 0 0 21061 ISHARES S&P MIDCAP FUND ETF 464287507 15929 69306 SH SOLE 0 0 69306 ISHARES S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 1862 16306 SH SOLE 0 0 16306 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 261 3205 SH SOLE 0 0 3205 ISHARES S&P SMALL-CAP FUND ETF 464287804 11644 126699 SH SOLE 0 0 126699 ISHARES SILVER TRUST ETF 46428Q109 284 11575 SH SOLE 0 0 11575 ISHARES TIPS BOND ETF ETF 464287176 1202 9414 SH SOLE 0 0 9414 ISHARES U.S. AEROSPACE & DEFENSE ETF ETF 464288760 244 2577 SH SOLE 0 0 2577 ISHARES U.S. MEDICAL DEVICES ETF ETF 464288810 281 859 SH SOLE 0 0 859 JOHNSON & JOHNSON COM Stock 478160104 1550 9847 SH SOLE 0 0 9847 JPMORGAN CHASE & CO COM Stock 46625H100 666 5244 SH SOLE 0 0 5244 KIMBERLY-CLARK CORP COM Stock 494368103 515 3822 SH SOLE 0 0 3822 KLA CORP COM NEW Stock 482480100 1315 5080 SH SOLE 0 0 5080 KRAFT HEINZ CO COM Stock 500754106 302 8709 SH SOLE 0 0 8709 L3HARRIS TECHNOLOGIES INC COM Stock 502431109 935 4948 SH SOLE 0 0 4948 LAMAR ADVERTISING CO NEW CL A REIT 512816109 242 2902 SH SOLE 0 0 2902 LOCKHEED MARTIN CORP COM Stock 539830109 324 912 SH SOLE 0 0 912 LOWES COS INC COM Stock 548661107 1570 9781 SH SOLE 0 0 9781 LULULEMON ATHLETICA INC COM Stock 550021109 348 999 SH SOLE 0 0 999 MARVELL TECHNOLOGY GROUP LTD ORD Stock G5876H105 644 13544 SH SOLE 0 0 13544 MASTERCARD INCORPORATED CL A Stock 57636Q104 352 987 SH SOLE 0 0 987 MCDONALDS CORP COM Stock 580135101 395 1841 SH SOLE 0 0 1841 MEDICAL PPTYS TRUST INC COM REIT 58463J304 262 12006 SH SOLE 0 0 12006 MEDTRONIC PLC SHS Stock G5960L103 250 2136 SH SOLE 0 0 2136 MERCK & CO. INC COM Stock 58933Y105 910 11127 SH SOLE 0 0 11127 MGM RESORTS INTERNATIONAL COM Stock 552953101 359 11400 SH SOLE 0 0 11400 MICROCHIP TECHNOLOGY INC. COM Stock 595017104 1552 11238 SH SOLE 0 0 11238 MICROSOFT CORP COM Stock 594918104 5658 25439 SH SOLE 0 0 25439 MONDELEZ INTL INC CL A Stock 609207105 439 7500 SH SOLE 0 0 7500 NASDAQ INC COM Stock 631103108 1104 8314 SH SOLE 0 0 8314 NETFLIX INC COM Stock 64110L106 1071 1981 SH SOLE 0 0 1981 NEWMONT CORP COM Stock 651639106 450 7505 SH SOLE 0 0 7505 NEXTERA ENERGY INC COM Stock 65339F101 2741 35530 SH SOLE 0 0 35530 NIKE INC CL B Stock 654106103 1088 7688 SH SOLE 0 0 7688 NORTHROP GRUMMAN CORP COM Stock 666807102 1073 3519 SH SOLE 0 0 3519 NUVEEN CR OPPORTUNITIES 2022 T COM CEF 67075U102 699 86932 SH SOLE 0 0 86932 NUVEEN DOW 30 DYNAMIC OVERWRIT SHS CEF 67075F105 568 37350 SH SOLE 0 0 37350 NUVEEN REAL ASSET INCOME & GRO COM CEF 67074Y105 526 39115 SH SOLE 0 0 39115 NUVEEN SR INCOME FD COM CEF 67067Y104 175 33802 SH SOLE 0 0 33802 NVIDIA CORPORATION COM Stock 67066G104 3201 6129 SH SOLE 0 0 6129 OLD DOMINION FREIGHT LINE INC COM Stock 679580100 915 4686 SH SOLE 0 0 4686 ONEOK INC NEW COM Stock 682680103 255 6652 SH SOLE 0 0 6652 PACER BENCHMARK DATA & INFRASTRUCTURE REAL ESTATE SCTR ETF ETF 69374H741 523 14600 SH SOLE 0 0 14600 PAYCOM SOFTWARE INC COM Stock 70432V102 673 1489 SH SOLE 0 0 1489 PAYPAL HLDGS INC COM Stock 70450Y103 1733 7400 SH SOLE 0 0 7400 PENNYMAC FINL SVCS INC NEW COM Stock 70932M107 1798 27404 SH SOLE 0 0 27404 PEPSICO INC COM Stock 713448108 969 6535 SH SOLE 0 0 6535 PFIZER INC COM Stock 717081103 1248 33909 SH SOLE 0 0 33909 PHILIP MORRIS INTL INC COM Stock 718172109 653 7885 SH SOLE 0 0 7885 PIMCO ACTIVE BOND EXCHANGE-TRADED FUND ETF 72201R775 3063 27082 SH SOLE 0 0 27082 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND ETF 72201R833 830 8130 SH SOLE 0 0 8130 POOL CORP COM Stock 73278L105 1024 2748 SH SOLE 0 0 2748 PRICE T ROWE GROUP INC COM Stock 74144T108 1093 7222 SH SOLE 0 0 7222 PROCTER AND GAMBLE CO COM Stock 742718109 2453 17631 SH SOLE 0 0 17631 QORVO INC COM Stock 74736K101 1270 7637 SH SOLE 0 0 7637 QUALCOMM INC COM Stock 747525103 1659 10887 SH SOLE 0 0 10887 QUIDEL CORP COM Stock 74838J101 370 2061 SH SOLE 0 0 2061 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 429 5996 SH SOLE 0 0 5996 REGENERON PHARMACEUTICALS COM Stock 75886F107 496 1026 SH SOLE 0 0 1026 REPUBLIC SVCS INC COM Stock 760759100 1275 13238 SH SOLE 0 0 13238 RESMED INC COM Stock 761152107 626 2944 SH SOLE 0 0 2944 RIVERNORTH OPPORTUNITIES FD IN COM CEF 76881Y109 680 42254 SH SOLE 0 0 42254 ROPER TECHNOLOGIES INC COM Stock 776696106 916 2124 SH SOLE 0 0 2124 ROSS STORES INC COM Stock 778296103 418 3400 SH SOLE 0 0 3400 ROYAL GOLD INC COM Stock 780287108 314 2948 SH SOLE 0 0 2948 RYDER SYS INC COM Stock 783549108 304 4926 SH SOLE 0 0 4926 S&P GLOBAL INC COM Stock 78409V104 831 2529 SH SOLE 0 0 2529 SALESFORCE COM INC COM Stock 79466L302 2152 9669 SH SOLE 0 0 9669 SCHWAB EMERGING MARKETS EQUITY ETF ETF 808524706 917 29915 SH SOLE 0 0 29915 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 1411 15513 SH SOLE 0 0 15513 SCHWAB U.S. LARGE-CAP VALUE ETF ETF 808524409 357 6004 SH SOLE 0 0 6004 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 577 8999 SH SOLE 0 0 8999 SEAGATE TECHNOLOGY PLC SHS Stock G7945M107 227 3653 SH SOLE 0 0 3653 SERVICENOW INC COM Stock 81762P102 541 983 SH SOLE 0 0 983 SHERWIN WILLIAMS CO COM Stock 824348106 1475 2007 SH SOLE 0 0 2007 SHOPIFY INC CL A Stock 82509L107 224 198 SH SOLE 0 0 198 SOUTHERN CO COM Stock 842587107 371 6039 SH SOLE 0 0 6039 SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF ETF 78468R663 662 7231 SH SOLE 0 0 7231 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 689 8320 SH SOLE 0 0 8320 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF ETF 78468R622 1038 9528 SH SOLE 0 0 9528 SPDR DOUBLELINE SHORT DURATION TOTAL RETURN TACTICAL ETF ETF 78470P200 780 15661 SH SOLE 0 0 15661 SPDR GOLD SHARES ETF 78463V107 4425 24808 SH SOLE 0 0 24808 SPDR NUVEEN BLOOMBERG BARCLAYS MUNICIPAL BOND ETF ETF 78468R721 886 16887 SH SOLE 0 0 16887 SPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF ETF 78468R739 705 14154 SH SOLE 0 0 14154 SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF ETF 78463X889 344 10184 SH SOLE 0 0 10184 SPDR PORTFOLIO S&P 500 ETF ETF 78464A854 2267 51580 SH SOLE 0 0 51580 SPDR S&P 500 ETF ETF 78462F103 5659 15136 SH SOLE 0 0 15136 SPDR S&P BIOTECH ETF ETF 78464A870 209 1484 SH SOLE 0 0 1484 SPROTT PHYSICAL GOLD & SILVER TR UNIT CEF 85208R101 851 44005 SH SOLE 0 0 44005 SQUARE INC CL A Stock 852234103 346 1591 SH SOLE 0 0 1591 STARBUCKS CORP COM Stock 855244109 387 3615 SH SOLE 0 0 3615 STRYKER CORPORATION COM Stock 863667101 2041 8327 SH SOLE 0 0 8327 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS ADR 874039100 1102 10102 SH SOLE 0 0 10102 TARGET CORP COM Stock 87612E106 263 1491 SH SOLE 0 0 1491 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 8214 63177 SH SOLE 0 0 63177 TESLA INC COM Stock 88160R101 1446 2049 SH SOLE 0 0 2049 TEXAS INSTRS INC COM Stock 882508104 707 4305 SH SOLE 0 0 4305 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 939 2016 SH SOLE 0 0 2016 TYSON FOODS INC CL A Stock 902494103 229 3546 SH SOLE 0 0 3546 UNITED PARCEL SERVICE INC CL B Stock 911312106 448 2662 SH SOLE 0 0 2662 UNITEDHEALTH GROUP INC COM Stock 91324P102 1356 3866 SH SOLE 0 0 3866 UNIVERSAL DISPLAY CORP COM Stock 91347P105 672 2924 SH SOLE 0 0 2924 VANECK VECTORS GOLD MINERS ETF ETF 92189F106 929 25787 SH SOLE 0 0 25787 VANECK VECTORS INTERMEDIATE MUNI ETF ETF 92189H201 620 11910 SH SOLE 0 0 11910 VANECK VECTORS SHORT HIGH YIELD MUNI ETF ETF 92189F387 236 9535 SH SOLE 0 0 9535 VANECK VECTORS SHORT MUNI ETF ETF 92189F528 273 15065 SH SOLE 0 0 15065 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 1074 7608 SH SOLE 0 0 7608 VANGUARD ENERGY INDEX FUND ETF 92204A306 239 4603 SH SOLE 0 0 4603 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 4041 85593 SH SOLE 0 0 85593 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 8097 161574 SH SOLE 0 0 161574 VANGUARD GROWTH INDEX FUND ETF 922908736 2780 10974 SH SOLE 0 0 10974 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 701 3133 SH SOLE 0 0 3133 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 3705 40491 SH SOLE 0 0 40491 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 319 900 SH SOLE 0 0 900 VANGUARD MATERIALS INDEX FUND ETF 92204A801 368 2342 SH SOLE 0 0 2342 VANGUARD MEGA CAP GROWTH ETF ETF 921910816 259 1271 SH SOLE 0 0 1271 VANGUARD MID-CAP INDEX FUND ETF 922908629 6295 30444 SH SOLE 0 0 30444 VANGUARD MID-CAP VALUE INDEX FUND ETF 922908512 330 2771 SH SOLE 0 0 2771 VANGUARD REAL ESTATE ETF ETF 922908553 890 10474 SH SOLE 0 0 10474 VANGUARD S&P 500 ETF ETF 922908363 848 2468 SH SOLE 0 0 2468 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 2652 31985 SH SOLE 0 0 31985 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 1153 13845 SH SOLE 0 0 13845 VANGUARD SHORT-TERM GOVERNMENT BOND ETF ETF 92206C102 277 4502 SH SOLE 0 0 4502 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 1132 5815 SH SOLE 0 0 5815 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 1029 7237 SH SOLE 0 0 7237 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 475 8106 SH SOLE 0 0 8106 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 1304 6696 SH SOLE 0 0 6696 VANGUARD TOTAL WORLD STOCK INDEX FUND ETF 922042742 281 3039 SH SOLE 0 0 3039 VANGUARD VALUE INDEX FUND ETF 922908744 997 8383 SH SOLE 0 0 8383 VEEVA SYS INC CL A COM Stock 922475108 1156 4246 SH SOLE 0 0 4246 VERIZON COMMUNICATIONS INC COM Stock 92343V104 2881 49038 SH SOLE 0 0 49038 VICTORYSHARES U.S. 500 VOLATILITY WTD INDEX FUND ETF 92647N766 788 12651 SH SOLE 0 0 12651 VIPSHOP HOLDINGS LIMITED SPONSORED ADS A ADR 92763W103 622 22119 SH SOLE 0 0 22119 VISA INC COM CL A Stock 92826C839 3158 14436 SH SOLE 0 0 14436 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 333 8343 SH SOLE 0 0 8343 WALMART INC COM Stock 931142103 1618 11224 SH SOLE 0 0 11224 WASTE MGMT INC DEL COM Stock 94106L109 1824 15467 SH SOLE 0 0 15467 WEC ENERGY GROUP INC COM Stock 92939U106 516 5608 SH SOLE 0 0 5608 WEST PHARMACEUTICAL SVSC INC COM Stock 955306105 1701 6004 SH SOLE 0 0 6004 YETI HLDGS INC COM Stock 98585X104 623 9096 SH SOLE 0 0 9096 ZOETIS INC CL A Stock 98978V103 1990 12022 SH SOLE 0 0 12022 ZOOM VIDEO COMMUNICATIONS INC CL A Stock 98980L101 615 1824 SH SOLE 0 0 1824