Chief Operating Officer

0001376474-20-000280.txt : 20201112 0001376474-20-000280.hdr.sgml : 20201112 20201112171436 ACCESSION NUMBER: 0001376474-20-000280 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONS FINANCIAL GROUP INC, /IA/ /ADV CENTRAL INDEX KEY: 0001109767 IRS NUMBER: 391909295 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17213 FILM NUMBER: 201307974 BUSINESS ADDRESS: STREET 1: 4000 RIVER RIDGE DRIVE, NE STREET 2: --- CITY: CEDAR RAPIDS STATE: IA ZIP: 52402 BUSINESS PHONE: 319-393-9541 MAIL ADDRESS: STREET 1: 4000 RIVER RIDGE DRIVE, NE STREET 2: --- CITY: CEDAR RAPIDS STATE: IA ZIP: 52402 FORMER COMPANY: FORMER CONFORMED NAME: NATIONS FINANCIAL GROUP INC /IA/ /ADV DATE OF NAME CHANGE: 20000322 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001109767 XXXXXXXX 09-30-2020 09-30-2020 NATIONS FINANCIAL GROUP INC, /IA/ /ADV

4000 RIVER RIDGE DRIVE, NE --- CEDAR RAPIDS IA 52402

13F HOLDINGS REPORT 028-17213 N Steve Cairney Chief Operating Officer 319-378-5272 /s/ Steve Cairney Cedar Rapids IA 11-09-2020 0 285 322413 false INFORMATION TABLE 2 aci_13f.xml INFORMATION TABLE 3M CO COM Stock 88579Y101 232 1447 SH SOLE 0 0 1447 ABBOTT LABS COM Stock 002824100 1130 10384 SH SOLE 0 0 10384 ABBVIE INC COM Stock 00287Y109 1033 11793 SH SOLE 0 0 11793 ABERDEEN GLOBAL PREMIER PPTYS COM SH BEN INT CEF 00302L108 50 10925 SH SOLE 0 0 10925 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 1657 7330 SH SOLE 0 0 7330 ACTIVISION BLIZZARD INC COM Stock 00507V109 1175 14513 SH SOLE 0 0 14513 ADOBE SYSTEMS INCORPORATED COM Stock 00724F101 1530 3119 SH SOLE 0 0 3119 ADVENT CONVERTIBLE & INCOME FD COM CEF 00764C109 248 17924 SH SOLE 0 0 17924 AFLAC INC COM Stock 001055102 214 5900 SH SOLE 0 0 5900 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 770 2620 SH SOLE 0 0 2620 ALLIANT ENERGY CORP COM Stock 018802108 1125 21781 SH SOLE 0 0 21781 ALPHABET INC CAP STK CL A Stock 02079K305 569 388 SH SOLE 0 0 388 ALPHABET INC CAP STK CL C Stock 02079K107 353 240 SH SOLE 0 0 240 ALTRIA GROUP INC COM Stock 02209S103 884 22870 SH SOLE 0 0 22870 AMAZON COM INC COM Stock 023135106 5570 1769 SH SOLE 0 0 1769 AMERICAN ELEC PWR CO INC COM Stock 025537101 271 3315 SH SOLE 0 0 3315 AMERICAN TOWER CORP NEW COM REIT 03027X100 1752 7249 SH SOLE 0 0 7249 AMGEN INC COM Stock 031162100 887 3489 SH SOLE 0 0 3489 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR ADR 03524A108 286 5300 SH SOLE 0 0 5300 ANTERO RESOURCES CORP COM Stock 03674X106 28 10000 SH SOLE 0 0 10000 AON PLC SHS CL A Stock G0403H108 509 2466 SH SOLE 0 0 2466 APPLE INC COM Stock 037833100 14268 123201 SH SOLE 0 0 123201 APPLIED MATLS INC COM Stock 038222105 243 4094 SH SOLE 0 0 4094 APTIV PLC SHS Stock G6095L109 347 3790 SH SOLE 0 0 3790 ARK NEXT GENERATION INTERNET ETF ETF 00214Q401 657 6054 SH SOLE 0 0 6054 AT&T INC COM Stock 00206R102 1271 44589 SH SOLE 0 0 44589 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 1195 8568 SH SOLE 0 0 8568 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 1280 4 SH SOLE 0 0 4 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 5397 25343 SH SOLE 0 0 25343 BEST BUY INC COM Stock 086516101 1539 13825 SH SOLE 0 0 13825 BLACKROCK ENHANCED GLOBAL DIVI COM CEF 092501105 657 68603 SH SOLE 0 0 68603 BOEING CO COM Stock 097023105 441 2665 SH SOLE 0 0 2665 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 261 4333 SH SOLE 0 0 4333 BROADCOM INC COM Stock 11135F101 424 1164 SH SOLE 0 0 1164 BROWN & BROWN INC COM Stock 115236101 419 9251 SH SOLE 0 0 9251 CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT CEF 128125101 371 27593 SH SOLE 0 0 27593 CATERPILLAR INC DEL COM Stock 149123101 1033 6925 SH SOLE 0 0 6925 CBRE CLARION GLOBAL REAL ESTAT COM CEF 12504G100 81 13520 SH SOLE 0 0 13520 CHEVRON CORP NEW COM Stock 166764100 300 4170 SH SOLE 0 0 4170 CINTAS CORP COM Stock 172908105 1299 3902 SH SOLE 0 0 3902 CISCO SYS INC COM Stock 17275R102 448 11377 SH SOLE 0 0 11377 COHEN & STEERS INFRASTRUCTURE COM CEF 19248A109 2320 104361 SH SOLE 0 0 104361 COHEN & STEERS QUALITY INCOME COM CEF 19247L106 173 15562 SH SOLE 0 0 15562 COHEN & STEERS REIT & PFD &INM COM CEF 19247X100 382 18900 SH SOLE 0 0 18900 COMCAST CORP NEW CL A Stock 20030N101 273 5894 SH SOLE 0 0 5894 CONOCOPHILLIPS COM Stock 20825C104 212 6462 SH SOLE 0 0 6462 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 1364 9278 SH SOLE 0 0 9278 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 753 11741 SH SOLE 0 0 11741 COPART INC COM Stock 217204106 1129 10738 SH SOLE 0 0 10738 COSTCO WHSL CORP NEW COM Stock 22160K105 2828 7964 SH SOLE 0 0 7964 CSX CORP COM Stock 126408103 931 11981 SH SOLE 0 0 11981 CUMMINS INC COM Stock 231021106 969 4591 SH SOLE 0 0 4591 CYBERARK SOFTWARE LTD SHS Stock M2682V108 547 5290 SH SOLE 0 0 5290 DANAHER CORPORATION COM Stock 235851102 1339 6218 SH SOLE 0 0 6218 DAVITA INC COM Stock 23918K108 408 4766 SH SOLE 0 0 4766 DEERE & CO COM Stock 244199105 1061 4787 SH SOLE 0 0 4787 DELAWARE ENHANCED GBL DIV & IN COM CEF 246060107 380 42835 SH SOLE 0 0 42835 DISNEY WALT CO COM DISNEY Stock 254687106 2704 21792 SH SOLE 0 0 21792 DOCUSIGN INC COM Stock 256163106 275 1277 SH SOLE 0 0 1277 DOMINION ENERGY INC COM Stock 25746U109 292 3700 SH SOLE 0 0 3700 DOW INC COM Stock 260557103 201 4273 SH SOLE 0 0 4273 DRDGOLD LIMITED SPON ADR REPSTG ADR 26152H301 483 40733 SH SOLE 0 0 40733 ECOLAB INC COM Stock 278865100 1355 6782 SH SOLE 0 0 6782 EDWARDS LIFESCIENCES CORP COM Stock 28176E108 378 4741 SH SOLE 0 0 4741 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 321 10721 SH SOLE 0 0 10721 ENPHASE ENERGY INC COM Stock 29355A107 698 8449 SH SOLE 0 0 8449 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 906 57390 SH SOLE 0 0 57390 EPAM SYS INC COM Stock 29414B104 446 1379 SH SOLE 0 0 1379 ETSY INC COM Stock 29786A106 506 4157 SH SOLE 0 0 4157 EXXON MOBIL CORP COM Stock 30231G102 777 22622 SH SOLE 0 0 22622 FACEBOOK INC CL A Stock 30303M102 521 1989 SH SOLE 0 0 1989 FACTSET RESH SYS INC COM Stock 303075105 2430 7256 SH SOLE 0 0 7256 FASTENAL CO COM Stock 311900104 252 5590 SH SOLE 0 0 5590 FEDERAL SIGNAL CORP COM Stock 313855108 244 8334 SH SOLE 0 0 8334 FIDELITY LOW DURATION BOND FACTOR ETF ETF 316188408 4157 81403 SH SOLE 0 0 81403 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 439 18221 SH SOLE 0 0 18221 FIRST TRUST CAPITAL STRENGTH ETF ETF 33733E104 1324 20927 SH SOLE 0 0 20927 FIRST TRUST DOW JONES INTERNET INDEX FUND ETF 33733E302 382 2030 SH SOLE 0 0 2030 FIRST TRUST ENHANCED SHORT MATURITY ETF ETF 33739Q408 606 10102 SH SOLE 0 0 10102 FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF ETF 33739Q200 210 4067 SH SOLE 0 0 4067 FIRST TRUST MANAGED MUNICIPAL ETF ETF 33739N108 219 3930 SH SOLE 0 0 3930 FIRST TRUST MID CAP CORE ALPHADEX FUND ETF 33735B108 208 3146 SH SOLE 0 0 3146 FIRST TRUST NASDAQ-100 TECHNOLOGY SECTOR INDEX FUND ETF 337345102 266 2265 SH SOLE 0 0 2265 FIRST TRUST NYSE ARCA BIOTECHNOLOGY INDEX FUND ETF 33733E203 439 2789 SH SOLE 0 0 2789 FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 836 14451 SH SOLE 0 0 14451 FORD MTR CO DEL COM Stock 345370860 411 61669 SH SOLE 0 0 61669 FT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - FEBRUARY ETF 33740F771 251 8118 SH SOLE 0 0 8118 GENERAL ELECTRIC CO COM Stock 369604103 121 19501 SH SOLE 0 0 19501 GILEAD SCIENCES INC COM Stock 375558103 239 3788 SH SOLE 0 0 3788 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF ETF 381430503 1702 25006 SH SOLE 0 0 25006 HANCOCK JOHN TAX-ADVANTAGED DI COM CEF 41013V100 1025 53709 SH SOLE 0 0 53709 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 1252 11872 SH SOLE 0 0 11872 HENRY JACK & ASSOC INC COM Stock 426281101 1314 8083 SH SOLE 0 0 8083 HOME DEPOT INC COM Stock 437076102 1283 4619 SH SOLE 0 0 4619 HORMEL FOODS CORP COM Stock 440452100 449 9180 SH SOLE 0 0 9180 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 223 2897 SH SOLE 0 0 2897 INNOVATOR S&P 500 BUFFER ETF - APRIL ETF 45782C888 460 16100 SH SOLE 0 0 16100 INNOVATOR S&P 500 BUFFER ETF - SEPTEMBER ETF 45782C664 397 14820 SH SOLE 0 0 14820 INNOVATOR S&P 500 POWER BUFFER ETF - SEPTEMBER ETF 45782C656 286 10874 SH SOLE 0 0 10874 INTEL CORP COM Stock 458140100 1211 23391 SH SOLE 0 0 23391 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 773 6357 SH SOLE 0 0 6357 INTUITIVE SURGICAL INC COM NEW Stock 46120E602 330 465 SH SOLE 0 0 465 INVESCO BULLETSHARES 2020 CORPORATE BOND ETF ETF 46138J502 237 11148 SH SOLE 0 0 11148 INVESCO BULLETSHARES 2020 HIGH YIELD CORPORATE BOND ETF ETF 46138J601 252 10770 SH SOLE 0 0 10770 INVESCO BULLETSHARES 2021 HIGH YIELD CORPORATE BOND ETF ETF 46138J809 205 8930 SH SOLE 0 0 8930 INVESCO BUYBACK ACHIEVERS ETF ETF 46137V308 778 12927 SH SOLE 0 0 12927 INVESCO DWA EMERGING MARKETS MOMENTUM ETF ETF 46138E867 226 11732 SH SOLE 0 0 11732 INVESCO DYNAMIC LARGE CAP GROWTH ETF ETF 46137V746 305 4923 SH SOLE 0 0 4923 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF ETF 46090F100 201 14682 SH SOLE 0 0 14682 INVESCO PREFERRED ETF ETF 46138E511 331 22504 SH SOLE 0 0 22504 INVESCO QQQ TRUST ETF 46090E103 9056 32594 SH SOLE 0 0 32594 INVESCO S&P 500 EQUAL WEIGHT CONSUMER STAPLES ETF ETF 46137V373 288 2018 SH SOLE 0 0 2018 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 2604 24086 SH SOLE 0 0 24086 INVESCO S&P 500 TOP 50 ETF ETF 46137V233 999 3815 SH SOLE 0 0 3815 INVESCO S&P GLOBAL WATER INDEX ETF ETF 46138E263 270 6523 SH SOLE 0 0 6523 INVESCO S&P MIDCAP 400 REVENUE ETF ETF 46138G672 495 9157 SH SOLE 0 0 9157 INVESCO S&P MIDCAP LOW VOLATILITY ETF ETF 46138E198 1146 27514 SH SOLE 0 0 27514 INVESCO S&P SMALLCAP 600 REVENUE ETF ETF 46138G664 575 9658 SH SOLE 0 0 9658 INVESCO S&P SMALLCAP LOW VOLATILITY ETF ETF 46138G102 748 22527 SH SOLE 0 0 22527 INVESCO TOTAL RETURN BOND ETF ETF 46090A804 2277 39431 SH SOLE 0 0 39431 INVESCO TR INVT GRADE MUNS COM CEF 46131M106 128 10272 SH SOLE 0 0 10272 IQ MERGER ARBITRAGE ETF ETF 45409B800 512 15212 SH SOLE 0 0 15212 ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF ETF 46434V407 364 8277 SH SOLE 0 0 8277 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 574 6633 SH SOLE 0 0 6633 ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF ETF 464288646 257 4683 SH SOLE 0 0 4683 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF ETF 464288638 511 8400 SH SOLE 0 0 8400 ISHARES COMEX GOLD TRUST ETF 464285105 579 32204 SH SOLE 0 0 32204 ISHARES CORE MSCI EAFE ETF ETF 46432F842 1672 27743 SH SOLE 0 0 27743 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 3374 63900 SH SOLE 0 0 63900 ISHARES CORE S&P 500 ETF ETF 464287200 1680 4998 SH SOLE 0 0 4998 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ETF 464287150 2331 30877 SH SOLE 0 0 30877 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 426 3604 SH SOLE 0 0 3604 ISHARES FLOATING RATE BOND ETF ETF 46429B655 2289 45127 SH SOLE 0 0 45127 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 464288513 363 4321 SH SOLE 0 0 4321 ISHARES J.P. MORGAN EM HIGH YIELD BOND ETF ETF 464286285 696 15956 SH SOLE 0 0 15956 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 1955 17625 SH SOLE 0 0 17625 ISHARES MORNINGSTAR SMALL-CAP ETF ETF 464288505 744 4746 SH SOLE 0 0 4746 ISHARES MSCI ACWI INDEX FUND ETF 464288257 485 6073 SH SOLE 0 0 6073 ISHARES MSCI EAFE ETF ETF 464287465 385 6047 SH SOLE 0 0 6047 ISHARES MSCI EAFE MIN VOL FACTOR ETF ETF 46429B689 433 6361 SH SOLE 0 0 6361 ISHARES MSCI EAFE SMALL-CAP ETF ETF 464288273 1044 17699 SH SOLE 0 0 17699 ISHARES MSCI USA MIN VOL FACTOR ETF ETF 46429B697 6287 98647 SH SOLE 0 0 98647 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 583 4306 SH SOLE 0 0 4306 ISHARES PREFERRED AND INCOME SECURITIES ETF ETF 464288687 212 5808 SH SOLE 0 0 5808 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 391 1801 SH SOLE 0 0 1801 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 822 6955 SH SOLE 0 0 6955 ISHARES RUSSELL 2000 ETF ETF 464287655 351 2346 SH SOLE 0 0 2346 ISHARES RUSSELL 3000 ETF ETF 464287689 394 2013 SH SOLE 0 0 2013 ISHARES RUSSELL MID-CAP ETF ETF 464287499 755 13156 SH SOLE 0 0 13156 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 653 3778 SH SOLE 0 0 3778 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 659 8155 SH SOLE 0 0 8155 ISHARES S&P 100 ETF ETF 464287101 215 1381 SH SOLE 0 0 1381 ISHARES S&P 500 GROWTH ETF ETF 464287309 1787 7734 SH SOLE 0 0 7734 ISHARES S&P 500 VALUE ETF ETF 464287408 750 6670 SH SOLE 0 0 6670 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 611 2554 SH SOLE 0 0 2554 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 1398 10363 SH SOLE 0 0 10363 ISHARES S&P MIDCAP FUND ETF 464287507 12452 67195 SH SOLE 0 0 67195 ISHARES S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 1421 8052 SH SOLE 0 0 8052 ISHARES S&P SMALL-CAP FUND ETF 464287804 8658 123281 SH SOLE 0 0 123281 ISHARES TIPS BOND ETF ETF 464287176 1154 9118 SH SOLE 0 0 9118 ISHARES U.S. AEROSPACE & DEFENSE ETF ETF 464288760 204 1288 SH SOLE 0 0 1288 ISHARES U.S. MEDICAL DEVICES ETF ETF 464288810 264 882 SH SOLE 0 0 882 JOHNSON & JOHNSON COM Stock 478160104 1442 9684 SH SOLE 0 0 9684 JPMORGAN CHASE & CO COM Stock 46625H100 498 5168 SH SOLE 0 0 5168 KIMBERLY-CLARK CORP COM Stock 494368103 577 3907 SH SOLE 0 0 3907 KLA CORP COM NEW Stock 482480100 985 5085 SH SOLE 0 0 5085 KRAFT HEINZ CO COM Stock 500754106 234 7807 SH SOLE 0 0 7807 L3HARRIS TECHNOLOGIES INC COM Stock 502431109 813 4789 SH SOLE 0 0 4789 LAMAR ADVERTISING CO NEW CL A REIT 512816109 217 3283 SH SOLE 0 0 3283 LOCKHEED MARTIN CORP COM Stock 539830109 358 933 SH SOLE 0 0 933 LOWES COS INC COM Stock 548661107 1581 9532 SH SOLE 0 0 9532 LULULEMON ATHLETICA INC COM Stock 550021109 336 1019 SH SOLE 0 0 1019 MARVELL TECHNOLOGY GROUP LTD ORD Stock G5876H105 549 13833 SH SOLE 0 0 13833 MASTERCARD INCORPORATED CL A Stock 57636Q104 800 2366 SH SOLE 0 0 2366 MCDONALDS CORP COM Stock 580135101 411 1874 SH SOLE 0 0 1874 MEDICAL PPTYS TRUST INC COM REIT 58463J304 218 12365 SH SOLE 0 0 12365 MEDTRONIC PLC SHS Stock G5960L103 248 2389 SH SOLE 0 0 2389 MERCK & CO. INC COM Stock 58933Y105 912 10999 SH SOLE 0 0 10999 MGM RESORTS INTERNATIONAL COM Stock 552953101 248 11400 SH SOLE 0 0 11400 MICROCHIP TECHNOLOGY INC. COM Stock 595017104 1112 10821 SH SOLE 0 0 10821 MICROSOFT CORP COM Stock 594918104 5176 24609 SH SOLE 0 0 24609 MONDELEZ INTL INC CL A Stock 609207105 438 7623 SH SOLE 0 0 7623 NASDAQ INC COM Stock 631103108 862 7022 SH SOLE 0 0 7022 NETFLIX INC COM Stock 64110L106 995 1989 SH SOLE 0 0 1989 NEXTERA ENERGY INC COM Stock 65339F101 2290 8252 SH SOLE 0 0 8252 NIKE INC CL B Stock 654106103 969 7721 SH SOLE 0 0 7721 NORTHROP GRUMMAN CORP COM Stock 666807102 1080 3422 SH SOLE 0 0 3422 NUVEEN CR OPPORTUNITIES 2022 T COM CEF 67075U102 641 81282 SH SOLE 0 0 81282 NUVEEN DOW 30 DYNAMIC OVERWRIT SHS CEF 67075F105 509 37650 SH SOLE 0 0 37650 NUVEEN REAL ASSET INCOME & GRO COM CEF 67074Y105 471 39092 SH SOLE 0 0 39092 NUVEEN SR INCOME FD COM CEF 67067Y104 163 33802 SH SOLE 0 0 33802 NVIDIA CORPORATION COM Stock 67066G104 3556 6571 SH SOLE 0 0 6571 OLD DOMINION FREIGHT LINE INC COM Stock 679580100 857 4737 SH SOLE 0 0 4737 PAYCOM SOFTWARE INC COM Stock 70432V102 454 1460 SH SOLE 0 0 1460 PAYPAL HLDGS INC COM Stock 70450Y103 1020 5179 SH SOLE 0 0 5179 PENNYMAC FINL SVCS INC NEW COM Stock 70932M107 1355 23320 SH SOLE 0 0 23320 PEPSICO INC COM Stock 713448108 929 6702 SH SOLE 0 0 6702 PFIZER INC COM Stock 717081103 1235 33644 SH SOLE 0 0 33644 PHILIP MORRIS INTL INC COM Stock 718172109 556 7410 SH SOLE 0 0 7410 PIMCO ACTIVE BOND EXCHANGE-TRADED FUND ETF 72201R775 2426 21579 SH SOLE 0 0 21579 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND ETF 72201R833 785 7695 SH SOLE 0 0 7695 PROCTER AND GAMBLE CO COM Stock 742718109 1632 11745 SH SOLE 0 0 11745 QORVO INC COM Stock 74736K101 754 5847 SH SOLE 0 0 5847 QUALCOMM INC COM Stock 747525103 1259 10701 SH SOLE 0 0 10701 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 365 6351 SH SOLE 0 0 6351 REGENERON PHARMACEUTICALS COM Stock 75886F107 581 1038 SH SOLE 0 0 1038 REPUBLIC SVCS INC COM Stock 760759100 1204 12897 SH SOLE 0 0 12897 RESMED INC COM Stock 761152107 507 2960 SH SOLE 0 0 2960 RIVERNORTH OPPORTUNITIES FD IN COM CEF 76881Y109 575 40126 SH SOLE 0 0 40126 ROPER TECHNOLOGIES INC COM Stock 776696106 816 2064 SH SOLE 0 0 2064 ROSS STORES INC COM Stock 778296103 317 3400 SH SOLE 0 0 3400 ROYAL GOLD INC COM Stock 780287108 358 2982 SH SOLE 0 0 2982 S&P GLOBAL INC COM Stock 78409V104 881 2442 SH SOLE 0 0 2442 SALESFORCE COM INC COM Stock 79466L302 2170 8633 SH SOLE 0 0 8633 SCHWAB EMERGING MARKETS EQUITY ETF ETF 808524706 835 31210 SH SOLE 0 0 31210 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 1239 15363 SH SOLE 0 0 15363 SCHWAB U.S. LARGE-CAP VALUE ETF ETF 808524409 313 6004 SH SOLE 0 0 6004 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 416 7523 SH SOLE 0 0 7523 SHERWIN WILLIAMS CO COM Stock 824348106 1359 1951 SH SOLE 0 0 1951 SHOPIFY INC CL A Stock 82509L107 233 228 SH SOLE 0 0 228 SOUTHERN CO COM Stock 842587107 330 6084 SH SOLE 0 0 6084 SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF ETF 78468R663 767 8381 SH SOLE 0 0 8381 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 562 8158 SH SOLE 0 0 8158 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF ETF 78468R622 944 9049 SH SOLE 0 0 9049 SPDR DOUBLELINE SHORT DURATION TOTAL RETURN TACTICAL ETF ETF 78470P200 1186 23838 SH SOLE 0 0 23838 SPDR GOLD SHARES ETF 78463V107 4448 25111 SH SOLE 0 0 25111 SPDR NUVEEN BLOOMBERG BARCLAYS MUNICIPAL BOND ETF ETF 78468R721 688 13255 SH SOLE 0 0 13255 SPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF ETF 78468R739 545 10934 SH SOLE 0 0 10934 SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF ETF 78463X889 295 10091 SH SOLE 0 0 10091 SPDR PORTFOLIO S&P 500 ETF ETF 78464A854 3052 77561 SH SOLE 0 0 77561 SPDR S&P 500 ETF ETF 78462F103 5110 15259 SH SOLE 0 0 15259 SPLUNK INC COM Stock 848637104 379 2015 SH SOLE 0 0 2015 SPROTT PHYSICAL GOLD & SILVER TR UNIT CEF 85208R101 791 43135 SH SOLE 0 0 43135 SQUARE INC CL A Stock 852234103 245 1506 SH SOLE 0 0 1506 STARBUCKS CORP COM Stock 855244109 388 4517 SH SOLE 0 0 4517 STRYKER CORPORATION COM Stock 863667101 1702 8166 SH SOLE 0 0 8166 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS ADR 874039100 819 10105 SH SOLE 0 0 10105 TARGET CORP COM Stock 87612E106 231 1465 SH SOLE 0 0 1465 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 6951 59560 SH SOLE 0 0 59560 TESLA INC COM Stock 88160R101 553 1290 SH SOLE 0 0 1290 TEXAS INSTRS INC COM Stock 882508104 616 4314 SH SOLE 0 0 4314 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 847 1919 SH SOLE 0 0 1919 TYSON FOODS INC CL A Stock 902494103 210 3526 SH SOLE 0 0 3526 UNITED PARCEL SERVICE INC CL B Stock 911312106 483 2896 SH SOLE 0 0 2896 UNITEDHEALTH GROUP INC COM Stock 91324P102 1203 3857 SH SOLE 0 0 3857 UNIVERSAL DISPLAY CORP COM Stock 91347P105 705 3900 SH SOLE 0 0 3900 VANECK VECTORS GOLD MINERS ETF ETF 92189F106 973 24836 SH SOLE 0 0 24836 VANECK VECTORS INTERMEDIATE MUNI ETF ETF 92189H201 636 12401 SH SOLE 0 0 12401 VANECK VECTORS SHORT MUNI ETF ETF 92189F528 251 13909 SH SOLE 0 0 13909 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 801 6228 SH SOLE 0 0 6228 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 3270 79956 SH SOLE 0 0 79956 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 6668 154219 SH SOLE 0 0 154219 VANGUARD GROWTH INDEX FUND ETF 922908736 2565 11268 SH SOLE 0 0 11268 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 634 3109 SH SOLE 0 0 3109 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 2892 35733 SH SOLE 0 0 35733 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 271 869 SH SOLE 0 0 869 VANGUARD MATERIALS INDEX FUND ETF 92204A801 305 2264 SH SOLE 0 0 2264 VANGUARD MEGA CAP GROWTH ETF ETF 921910816 308 1659 SH SOLE 0 0 1659 VANGUARD MID-CAP INDEX FUND ETF 922908629 4745 26919 SH SOLE 0 0 26919 VANGUARD MID-CAP VALUE INDEX FUND ETF 922908512 201 1978 SH SOLE 0 0 1978 VANGUARD REAL ESTATE ETF ETF 922908553 1071 13560 SH SOLE 0 0 13560 VANGUARD S&P 500 ETF ETF 922908363 633 2056 SH SOLE 0 0 2056 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 2529 30455 SH SOLE 0 0 30455 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 1007 12151 SH SOLE 0 0 12151 VANGUARD SHORT-TERM GOVERNMENT BOND ETF ETF 92206C102 528 8505 SH SOLE 0 0 8505 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 842 5472 SH SOLE 0 0 5472 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 799 7221 SH SOLE 0 0 7221 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 453 7778 SH SOLE 0 0 7778 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 1224 7187 SH SOLE 0 0 7187 VANGUARD TOTAL WORLD STOCK INDEX FUND ETF 922042742 244 3026 SH SOLE 0 0 3026 VANGUARD VALUE INDEX FUND ETF 922908744 770 7368 SH SOLE 0 0 7368 VEEVA SYS INC CL A COM Stock 922475108 1190 4233 SH SOLE 0 0 4233 VERIZON COMMUNICATIONS INC COM Stock 92343V104 2876 48346 SH SOLE 0 0 48346 VERTEX PHARMACEUTICALS INC COM Stock 92532F100 415 1526 SH SOLE 0 0 1526 VICTORYSHARES U.S. 500 VOLATILITY WTD INDEX FUND ETF 92647N766 756 13930 SH SOLE 0 0 13930 VIPSHOP HOLDINGS LIMITED SPONSORED ADS A ADR 92763W103 331 21153 SH SOLE 0 0 21153 VISA INC COM CL A Stock 92826C839 2744 13719 SH SOLE 0 0 13719 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 308 8587 SH SOLE 0 0 8587 WALMART INC COM Stock 931142103 1702 12162 SH SOLE 0 0 12162 WASTE MGMT INC DEL COM Stock 94106L109 1713 15134 SH SOLE 0 0 15134 WAYFAIR INC CL A Stock 94419L101 204 700 SH SOLE 0 0 700 WEC ENERGY GROUP INC COM Stock 92939U106 543 5608 SH SOLE 0 0 5608 WEST PHARMACEUTICAL SVSC INC COM Stock 955306105 1273 4631 SH SOLE 0 0 4631 ZOETIS INC CL A Stock 98978V103 1977 11957 SH SOLE 0 0 11957 ZOOM VIDEO COMMUNICATIONS INC CL A Stock 98980L101 899 1913 SH SOLE 0 0 1913