Chief Operating Officer

0001376474-20-000193.txt : 20200813 0001376474-20-000193.hdr.sgml : 20200813 20200813160315 ACCESSION NUMBER: 0001376474-20-000193 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200813 DATE AS OF CHANGE: 20200813 EFFECTIVENESS DATE: 20200813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONS FINANCIAL GROUP INC, /IA/ /ADV CENTRAL INDEX KEY: 0001109767 IRS NUMBER: 391909295 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17213 FILM NUMBER: 201099246 BUSINESS ADDRESS: STREET 1: 4000 RIVER RIDGE DRIVE, NE STREET 2: --- CITY: CEDAR RAPIDS STATE: IA ZIP: 52402 BUSINESS PHONE: 319-393-9541 MAIL ADDRESS: STREET 1: 4000 RIVER RIDGE DRIVE, NE STREET 2: --- CITY: CEDAR RAPIDS STATE: IA ZIP: 52402 FORMER COMPANY: FORMER CONFORMED NAME: NATIONS FINANCIAL GROUP INC /IA/ /ADV DATE OF NAME CHANGE: 20000322 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001109767 XXXXXXXX 06-30-2020 06-30-2020 NATIONS FINANCIAL GROUP INC, /IA/ /ADV

4000 RIVER RIDGE DRIVE, NE --- CEDAR RAPIDS IA 52402

13F HOLDINGS REPORT 028-17213 N Steve Cairney Chief Operating Officer 319-378-5272 /s/ Steve Cairney Cedar Rapids IA 08-13-2020 0 264 281622 false INFORMATION TABLE 2 aci_13f.xml INFORMATION TABLE ABBOTT LABS COM Stock 002824100 820 8964 SH SOLE 0 0 8964 ABBVIE INC COM Stock 00287Y109 1106 11264 SH SOLE 0 0 11264 ABERDEEN GLOBAL PREMIER PPTYS COM SH BEN INT CEF 00302L108 51 10925 SH SOLE 0 0 10925 ACADIA PHARMACEUTICALS INC COM Stock 004225108 298 6149 SH SOLE 0 0 6149 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 1548 7210 SH SOLE 0 0 7210 ACTIVISION BLIZZARD INC COM Stock 00507V109 1074 14146 SH SOLE 0 0 14146 ADOBE SYSTEMS INCORPORATED COM Stock 00724F101 1383 3178 SH SOLE 0 0 3178 ADVENT CONVERTIBLE & INCOME FD COM CEF 00764C109 234 17913 SH SOLE 0 0 17913 AFLAC INC COM Stock 001055102 213 5900 SH SOLE 0 0 5900 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 536 2487 SH SOLE 0 0 2487 ALLIANT ENERGY CORP COM Stock 018802108 1042 21781 SH SOLE 0 0 21781 ALPHABET INC CAP STK CL A Stock 02079K305 316 223 SH SOLE 0 0 223 ALPHABET INC CAP STK CL C Stock 02079K107 321 227 SH SOLE 0 0 227 ALTRIA GROUP INC COM Stock 02209S103 840 21396 SH SOLE 0 0 21396 AMAZON COM INC COM Stock 023135106 4058 1471 SH SOLE 0 0 1471 AMERICAN ELEC PWR CO INC COM Stock 025537101 254 3188 SH SOLE 0 0 3188 AMERICAN TOWER CORP NEW COM REIT 03027X100 1843 7129 SH SOLE 0 0 7129 AMGEN INC COM Stock 031162100 733 3107 SH SOLE 0 0 3107 ANALOG DEVICES INC COM Stock 032654105 1407 11469 SH SOLE 0 0 11469 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR ADR 03524A108 276 5600 SH SOLE 0 0 5600 ANTERO RESOURCES CORP COM Stock 03674X106 25 10000 SH SOLE 0 0 10000 AON PLC SHS CL A Stock G0403H108 570 2957 SH SOLE 0 0 2957 APPLE INC COM Stock 037833100 11297 30966 SH SOLE 0 0 30966 APTIV PLC SHS Stock G6095L109 274 3520 SH SOLE 0 0 3520 AT&T INC COM Stock 00206R102 1370 45334 SH SOLE 0 0 45334 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 1257 8443 SH SOLE 0 0 8443 BECTON DICKINSON & CO COM Stock 075887109 280 1169 SH SOLE 0 0 1169 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 1069 4 SH SOLE 0 0 4 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 3658 20490 SH SOLE 0 0 20490 BEST BUY INC COM Stock 086516101 1179 13511 SH SOLE 0 0 13511 BLACKROCK ENHANCED GLOBAL DIVI COM CEF 092501105 646 68586 SH SOLE 0 0 68586 BOEING CO COM Stock 097023105 450 2453 SH SOLE 0 0 2453 BP PLC SPONSORED ADR ADR 055622104 219 9378 SH SOLE 0 0 9378 BROADCOM INC COM Stock 11135F101 207 655 SH SOLE 0 0 655 BROWN & BROWN INC COM Stock 115236101 367 8992 SH SOLE 0 0 8992 CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT CEF 128125101 323 26025 SH SOLE 0 0 26025 CATERPILLAR INC DEL COM Stock 149123101 899 7103 SH SOLE 0 0 7103 CBRE CLARION GLOBAL REAL ESTAT COM CEF 12504G100 81 13515 SH SOLE 0 0 13515 CENTENE CORP DEL COM Stock 15135B101 393 6189 SH SOLE 0 0 6189 CHEVRON CORP NEW COM Stock 166764100 339 3795 SH SOLE 0 0 3795 CINTAS CORP COM Stock 172908105 1003 3764 SH SOLE 0 0 3764 CISCO SYS INC COM Stock 17275R102 576 12345 SH SOLE 0 0 12345 COHEN & STEERS INFRASTRUCTURE COM CEF 19248A109 2310 104743 SH SOLE 0 0 104743 COHEN & STEERS QUALITY INCOME COM CEF 19247L106 170 15558 SH SOLE 0 0 15558 COHEN & STEERS REIT & PFD &INM COM CEF 19247X100 377 19700 SH SOLE 0 0 19700 COLGATE PALMOLIVE CO COM Stock 194162103 481 6570 SH SOLE 0 0 6570 COMCAST CORP NEW CL A Stock 20030N101 577 14807 SH SOLE 0 0 14807 CONOCOPHILLIPS COM Stock 20825C104 272 6466 SH SOLE 0 0 6466 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 1087 8515 SH SOLE 0 0 8515 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 409 6979 SH SOLE 0 0 6979 COPART INC COM Stock 217204106 917 11011 SH SOLE 0 0 11011 COSTCO WHSL CORP NEW COM Stock 22160K105 2403 7923 SH SOLE 0 0 7923 CSX CORP COM Stock 126408103 845 12112 SH SOLE 0 0 12112 CUMMINS INC COM Stock 231021106 771 4450 SH SOLE 0 0 4450 CVS HEALTH CORP COM Stock 126650100 1302 20039 SH SOLE 0 0 20039 CYBERARK SOFTWARE LTD SHS Stock M2682V108 535 5389 SH SOLE 0 0 5389 DANAHER CORPORATION COM Stock 235851102 1124 6359 SH SOLE 0 0 6359 DAVITA INC COM Stock 23918K108 251 3172 SH SOLE 0 0 3172 DEERE & CO COM Stock 244199105 907 5768 SH SOLE 0 0 5768 DELAWARE ENHANCED GBL DIV & IN COM CEF 246060107 346 42810 SH SOLE 0 0 42810 DISNEY WALT CO COM DISNEY Stock 254687106 2448 21952 SH SOLE 0 0 21952 DOMINION ENERGY INC COM Stock 25746U109 270 3330 SH SOLE 0 0 3330 DRDGOLD LIMITED SPON ADR REPSTG ADR 26152H301 406 25744 SH SOLE 0 0 25744 EATON VANCE CORP COM NON VTG Stock 278265103 860 22290 SH SOLE 0 0 22290 ECOLAB INC COM Stock 278865100 1424 7156 SH SOLE 0 0 7156 EDWARDS LIFESCIENCES CORP COM Stock 28176E108 344 4971 SH SOLE 0 0 4971 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 421 11111 SH SOLE 0 0 11111 ENPHASE ENERGY INC COM Stock 29355A107 234 4912 SH SOLE 0 0 4912 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 792 43562 SH SOLE 0 0 43562 EPAM SYS INC COM Stock 29414B104 396 1573 SH SOLE 0 0 1573 ESSENTIAL UTILS INC COM Stock 29670G102 818 19368 SH SOLE 0 0 19368 EXXON MOBIL CORP COM Stock 30231G102 937 20949 SH SOLE 0 0 20949 FACEBOOK INC CL A Stock 30303M102 460 2025 SH SOLE 0 0 2025 FACTSET RESH SYS INC COM Stock 303075105 2406 7325 SH SOLE 0 0 7325 FEDERAL SIGNAL CORP COM Stock 313855108 252 8467 SH SOLE 0 0 8467 FIDELITY LOW DURATION BOND FACTOR ETF ETF 316188408 2753 54102 SH SOLE 0 0 54102 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 417 18027 SH SOLE 0 0 18027 FIRST TRUST ENHANCED SHORT MATURITY ETF ETF 33739Q408 632 10541 SH SOLE 0 0 10541 FIRST TRUST MID CAP CORE ALPHADEX FUND ETF 33735B108 236 3778 SH SOLE 0 0 3778 FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 811 14931 SH SOLE 0 0 14931 FORD MTR CO DEL COM Stock 345370860 392 64486 SH SOLE 0 0 64486 FT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - FEBRUARY ETF 33740F771 242 8118 SH SOLE 0 0 8118 GENERAL ELECTRIC CO COM Stock 369604103 156 22896 SH SOLE 0 0 22896 GILEAD SCIENCES INC COM Stock 375558103 314 4086 SH SOLE 0 0 4086 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF ETF 381430503 1544 24665 SH SOLE 0 0 24665 HANCOCK JOHN TAX-ADVANTAGED DI COM CEF 41013V100 996 51698 SH SOLE 0 0 51698 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 1159 11583 SH SOLE 0 0 11583 HENRY JACK & ASSOC INC COM Stock 426281101 1781 9676 SH SOLE 0 0 9676 HOME DEPOT INC COM Stock 437076102 1080 4310 SH SOLE 0 0 4310 HORMEL FOODS CORP COM Stock 440452100 413 8563 SH SOLE 0 0 8563 INTEL CORP COM Stock 458140100 1374 22962 SH SOLE 0 0 22962 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 884 7316 SH SOLE 0 0 7316 INTUITIVE SURGICAL INC COM NEW Stock 46120E602 279 489 SH SOLE 0 0 489 INVESCO BULLETSHARES 2020 CORPORATE BOND ETF ETF 46138J502 229 10754 SH SOLE 0 0 10754 INVESCO BULLETSHARES 2020 HIGH YIELD CORPORATE BOND ETF ETF 46138J601 242 10403 SH SOLE 0 0 10403 INVESCO BUYBACK ACHIEVERS ETF ETF 46137V308 751 13084 SH SOLE 0 0 13084 INVESCO DWA EMERGING MARKETS MOMENTUM ETF ETF 46138E867 211 11732 SH SOLE 0 0 11732 INVESCO DYNAMIC LARGE CAP GROWTH ETF ETF 46137V746 270 4923 SH SOLE 0 0 4923 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF ETF 46090F100 215 16649 SH SOLE 0 0 16649 INVESCO PREFERRED ETF ETF 46138E511 300 21266 SH SOLE 0 0 21266 INVESCO QQQ TRUST ETF 46090E103 7379 29800 SH SOLE 0 0 29800 INVESCO S&P 500 EQUAL WEIGHT CONSUMER STAPLES ETF ETF 46137V373 226 1668 SH SOLE 0 0 1668 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 254 2492 SH SOLE 0 0 2492 INVESCO S&P GLOBAL WATER INDEX ETF ETF 46138E263 218 5843 SH SOLE 0 0 5843 INVESCO S&P MIDCAP 400 REVENUE ETF ETF 46138G672 511 9928 SH SOLE 0 0 9928 INVESCO S&P MIDCAP LOW VOLATILITY ETF ETF 46138E198 1249 30181 SH SOLE 0 0 30181 INVESCO S&P SMALLCAP 600 REVENUE ETF ETF 46138G664 593 10824 SH SOLE 0 0 10824 INVESCO S&P SMALLCAP LOW VOLATILITY ETF ETF 46138G102 823 24307 SH SOLE 0 0 24307 INVESCO TOTAL RETURN BOND ETF ETF 46090A804 2382 41715 SH SOLE 0 0 41715 INVESCO TR INVT GRADE MUNS COM CEF 46131M106 124 10272 SH SOLE 0 0 10272 IQ MERGER ARBITRAGE ETF ETF 45409B800 461 14634 SH SOLE 0 0 14634 ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF ETF 46434V407 219 5102 SH SOLE 0 0 5102 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 572 6609 SH SOLE 0 0 6609 ISHARES COMEX GOLD TRUST ETF 464285105 573 33744 SH SOLE 0 0 33744 ISHARES CORE MSCI EAFE ETF ETF 46432F842 1585 27723 SH SOLE 0 0 27723 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 3086 64841 SH SOLE 0 0 64841 ISHARES CORE S&P 500 ETF ETF 464287200 3996 12904 SH SOLE 0 0 12904 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ETF 464287150 2207 31776 SH SOLE 0 0 31776 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 416 3521 SH SOLE 0 0 3521 ISHARES EDGE MSCI MIN VOL EAFE ETF ETF 46429B689 400 6049 SH SOLE 0 0 6049 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 5799 95639 SH SOLE 0 0 95639 ISHARES FLOATING RATE BOND ETF ETF 46429B655 2758 54509 SH SOLE 0 0 54509 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 464288513 229 2801 SH SOLE 0 0 2801 ISHARES INTERMEDIATE CREDIT BOND ETF ETF 464288638 416 6887 SH SOLE 0 0 6887 ISHARES J.P. MORGAN EM HIGH YIELD BOND ETF ETF 464286285 746 17346 SH SOLE 0 0 17346 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 1819 16653 SH SOLE 0 0 16653 ISHARES MORNINGSTAR SMALL-CAP ETF ETF 464288505 671 4428 SH SOLE 0 0 4428 ISHARES MSCI ACWI INDEX FUND ETF 464288257 411 5573 SH SOLE 0 0 5573 ISHARES MSCI EAFE ETF ETF 464287465 374 6147 SH SOLE 0 0 6147 ISHARES MSCI EAFE SMALL-CAP ETF ETF 464288273 999 18626 SH SOLE 0 0 18626 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 589 4306 SH SOLE 0 0 4306 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 346 1800 SH SOLE 0 0 1800 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 739 6558 SH SOLE 0 0 6558 ISHARES RUSSELL 2000 ETF ETF 464287655 342 2391 SH SOLE 0 0 2391 ISHARES RUSSELL 3000 ETF ETF 464287689 336 1865 SH SOLE 0 0 1865 ISHARES RUSSELL MID-CAP ETF ETF 464287499 660 12304 SH SOLE 0 0 12304 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 646 4086 SH SOLE 0 0 4086 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 624 8150 SH SOLE 0 0 8150 ISHARES S&P 500 GROWTH ETF ETF 464287309 1745 8408 SH SOLE 0 0 8408 ISHARES S&P 500 VALUE ETF ETF 464287408 856 7913 SH SOLE 0 0 7913 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 579 2585 SH SOLE 0 0 2585 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 1376 10348 SH SOLE 0 0 10348 ISHARES S&P MIDCAP FUND ETF 464287507 11746 66055 SH SOLE 0 0 66055 ISHARES S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 1371 8072 SH SOLE 0 0 8072 ISHARES S&P SMALL-CAP FUND ETF 464287804 8136 119139 SH SOLE 0 0 119139 ISHARES TIPS BOND ETF ETF 464287176 1125 9148 SH SOLE 0 0 9148 ISHARES U.S. AEROSPACE & DEFENSE ETF ETF 464288760 212 1287 SH SOLE 0 0 1287 JOHNSON & JOHNSON COM Stock 478160104 1367 9723 SH SOLE 0 0 9723 JPMORGAN CHASE & CO COM Stock 46625H100 370 3928 SH SOLE 0 0 3928 KEYSIGHT TECHNOLOGIES INC COM Stock 49338L103 1010 10019 SH SOLE 0 0 10019 KIMBERLY CLARK CORP COM Stock 494368103 541 3825 SH SOLE 0 0 3825 KINDER MORGAN INC DEL COM Stock 49456B101 281 18518 SH SOLE 0 0 18518 KLA CORP COM NEW Stock 482480100 334 1715 SH SOLE 0 0 1715 KRAFT HEINZ CO COM Stock 500754106 246 7706 SH SOLE 0 0 7706 L3HARRIS TECHNOLOGIES INC COM Stock 502431109 793 4672 SH SOLE 0 0 4672 LAMAR ADVERTISING CO NEW CL A REIT 512816109 225 3373 SH SOLE 0 0 3373 LOCKHEED MARTIN CORP COM Stock 539830109 529 1448 SH SOLE 0 0 1448 LOWES COS INC COM Stock 548661107 1256 9298 SH SOLE 0 0 9298 LULULEMON ATHLETICA INC COM Stock 550021109 456 1461 SH SOLE 0 0 1461 MARVELL TECHNOLOGY GROUP LTD ORD Stock G5876H105 486 13872 SH SOLE 0 0 13872 MASTERCARD INCORPORATED CL A Stock 57636Q104 705 2383 SH SOLE 0 0 2383 MCDONALDS CORP COM Stock 580135101 348 1888 SH SOLE 0 0 1888 MEDICAL PPTYS TRUST INC COM REIT 58463J304 227 12050 SH SOLE 0 0 12050 MEDTRONIC PLC SHS Stock G5960L103 220 2397 SH SOLE 0 0 2397 MENLO THERAPEUTICS INC COM Stock 586858102 66 37997 SH SOLE 0 0 37997 MERCK & CO. INC COM Stock 58933Y105 1028 13287 SH SOLE 0 0 13287 MGM RESORTS INTERNATIONAL COM Stock 552953101 202 12000 SH SOLE 0 0 12000 MICROSOFT CORP COM Stock 594918104 4451 21869 SH SOLE 0 0 21869 MONDELEZ INTL INC CL A Stock 609207105 377 7371 SH SOLE 0 0 7371 NETFLIX INC COM Stock 64110L106 939 2064 SH SOLE 0 0 2064 NEXTERA ENERGY INC COM Stock 65339F101 1980 8246 SH SOLE 0 0 8246 NIKE INC CL B Stock 654106103 771 7858 SH SOLE 0 0 7858 NORTHROP GRUMMAN CORP COM Stock 666807102 1043 3391 SH SOLE 0 0 3391 NUVEEN CR OPPORTUNITIES 2022 T COM CEF 67075U102 584 68646 SH SOLE 0 0 68646 NUVEEN DOW 30 DYNAMIC OVERWRIT SHS CEF 67075F105 521 38250 SH SOLE 0 0 38250 NUVEEN REAL ASSET INCOME & GRO COM CEF 67074Y105 456 39074 SH SOLE 0 0 39074 NUVEEN SR INCOME FD COM CEF 67067Y104 159 33802 SH SOLE 0 0 33802 NVIDIA CORPORATION COM Stock 67066G104 2239 5894 SH SOLE 0 0 5894 OLD DOMINION FREIGHT LINE INC COM Stock 679580100 813 4791 SH SOLE 0 0 4791 PAYCOM SOFTWARE INC COM Stock 70432V102 457 1476 SH SOLE 0 0 1476 PAYPAL HLDGS INC COM Stock 70450Y103 924 5306 SH SOLE 0 0 5306 PENNYMAC FINL SVCS INC NEW COM Stock 70932M107 563 13469 SH SOLE 0 0 13469 PEPSICO INC COM Stock 713448108 898 6790 SH SOLE 0 0 6790 PFIZER INC COM Stock 717081103 1029 31464 SH SOLE 0 0 31464 PHILIP MORRIS INTL INC COM Stock 718172109 527 7527 SH SOLE 0 0 7527 PIMCO ACTIVE BOND EXCHANGE-TRADED FUND ETF 72201R775 2089 18715 SH SOLE 0 0 18715 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND ETF 72201R833 764 7517 SH SOLE 0 0 7517 PROCTER AND GAMBLE CO COM Stock 742718109 1358 11354 SH SOLE 0 0 11354 QUALCOMM INC COM Stock 747525103 234 2563 SH SOLE 0 0 2563 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 402 6517 SH SOLE 0 0 6517 REGENERON PHARMACEUTICALS COM Stock 75886F107 526 844 SH SOLE 0 0 844 REPUBLIC SVCS INC COM Stock 760759100 1043 12706 SH SOLE 0 0 12706 RESMED INC COM Stock 761152107 566 2947 SH SOLE 0 0 2947 RIVERNORTH OPPORTUNITIES FD IN COM CEF 76881Y109 580 39063 SH SOLE 0 0 39063 ROPER TECHNOLOGIES INC COM Stock 776696106 949 2445 SH SOLE 0 0 2445 ROSS STORES INC COM Stock 778296103 290 3400 SH SOLE 0 0 3400 ROYAL GOLD INC COM Stock 780287108 374 3007 SH SOLE 0 0 3007 SALESFORCE COM INC COM Stock 79466L302 1757 9381 SH SOLE 0 0 9381 SCHWAB EMERGING MARKETS EQUITY ETF ETF 808524706 713 29261 SH SOLE 0 0 29261 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 1155 15583 SH SOLE 0 0 15583 SCHWAB U.S. LARGE-CAP VALUE ETF ETF 808524409 320 6379 SH SOLE 0 0 6379 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 400 7723 SH SOLE 0 0 7723 SHERWIN WILLIAMS CO COM Stock 824348106 1111 1923 SH SOLE 0 0 1923 SOUTHERN CO COM Stock 842587107 297 5729 SH SOLE 0 0 5729 SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF ETF 78468R663 1004 10966 SH SOLE 0 0 10966 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 488 8067 SH SOLE 0 0 8067 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF ETF 78468R622 914 9038 SH SOLE 0 0 9038 SPDR DOUBLELINE SHORT DURATION TOTAL RETURN TACTICAL ETF ETF 78470P200 1286 25929 SH SOLE 0 0 25929 SPDR GOLD SHARES ETF 78463V107 949 5670 SH SOLE 0 0 5670 SPDR NUVEEN BLOOMBERG BARCLAYS MUNICIPAL BOND ETF ETF 78468R721 828 16023 SH SOLE 0 0 16023 SPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF ETF 78468R739 592 11863 SH SOLE 0 0 11863 SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF ETF 78463X889 292 10585 SH SOLE 0 0 10585 SPDR PORTFOLIO S&P 500 ETF ETF 78464A854 3021 83336 SH SOLE 0 0 83336 SPDR S&P 500 ETF ETF 78462F103 4780 15502 SH SOLE 0 0 15502 SPDR S&P BIOTECH ETF ETF 78464A870 223 1991 SH SOLE 0 0 1991 SPLUNK INC COM Stock 848637104 403 2029 SH SOLE 0 0 2029 SPROTT PHYSICAL GOLD & SILVER TR UNIT CEF 85208R101 713 42185 SH SOLE 0 0 42185 STARBUCKS CORP COM Stock 855244109 240 3262 SH SOLE 0 0 3262 STRYKER CORPORATION COM Stock 863667101 1567 8699 SH SOLE 0 0 8699 SYNACOR INC COM Stock 871561106 17 15000 SH SOLE 0 0 15000 SYSCO CORP COM Stock 871829107 245 4482 SH SOLE 0 0 4482 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS ADR 874039100 559 9855 SH SOLE 0 0 9855 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 6335 60631 SH SOLE 0 0 60631 TESLA INC COM Stock 88160R101 273 253 SH SOLE 0 0 253 TEXAS INSTRS INC COM Stock 882508104 542 4270 SH SOLE 0 0 4270 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 693 1912 SH SOLE 0 0 1912 UNITED PARCEL SERVICE INC CL B Stock 911312106 790 7107 SH SOLE 0 0 7107 UNITEDHEALTH GROUP INC COM Stock 91324P102 1046 3545 SH SOLE 0 0 3545 UNIVERSAL DISPLAY CORP COM Stock 91347P105 596 3985 SH SOLE 0 0 3985 VANECK VECTORS AMT-FREE INTERMEDIATE MUNICIPAL INDEX ETF ETF 92189H201 652 12794 SH SOLE 0 0 12794 VANECK VECTORS AMT-FREE SHORT MUNICIPAL INDEX ETF ETF 92189F528 230 12753 SH SOLE 0 0 12753 VANECK VECTORS GOLD MINERS ETF ETF 92189F106 702 19134 SH SOLE 0 0 19134 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 637 5439 SH SOLE 0 0 5439 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 2944 75888 SH SOLE 0 0 75888 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 5814 146784 SH SOLE 0 0 146784 VANGUARD GROWTH INDEX FUND ETF 922908736 2359 11670 SH SOLE 0 0 11670 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 438 2273 SH SOLE 0 0 2273 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 2829 35906 SH SOLE 0 0 35906 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 235 842 SH SOLE 0 0 842 VANGUARD MATERIALS INDEX FUND ETF 92204A801 257 2130 SH SOLE 0 0 2130 VANGUARD MID-CAP INDEX FUND ETF 922908629 4020 24522 SH SOLE 0 0 24522 VANGUARD REAL ESTATE ETF ETF 922908553 1364 17374 SH SOLE 0 0 17374 VANGUARD S&P 500 ETF ETF 922908363 589 2076 SH SOLE 0 0 2076 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 2330 28037 SH SOLE 0 0 28037 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 779 9418 SH SOLE 0 0 9418 VANGUARD SHORT-TERM GOVERNMENT BOND ETF ETF 92206C102 493 7925 SH SOLE 0 0 7925 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 801 5493 SH SOLE 0 0 5493 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 782 7317 SH SOLE 0 0 7317 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 432 7477 SH SOLE 0 0 7477 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 597 3812 SH SOLE 0 0 3812 VANGUARD TOTAL WORLD STOCK INDEX FUND ETF 922042742 258 3446 SH SOLE 0 0 3446 VANGUARD VALUE INDEX FUND ETF 922908744 720 7234 SH SOLE 0 0 7234 VEEVA SYS INC CL A COM Stock 922475108 1212 5171 SH SOLE 0 0 5171 VERIZON COMMUNICATIONS INC COM Stock 92343V104 3018 54739 SH SOLE 0 0 54739 VICTORYSHARES U.S. 500 VOLATILITY WTD INDEX FUND ETF 92647N766 749 14831 SH SOLE 0 0 14831 VIPSHOP HOLDINGS LIMITED SPONSORED ADS A ADR 92763W103 310 15578 SH SOLE 0 0 15578 VISA INC COM CL A Stock 92826C839 2573 13322 SH SOLE 0 0 13322 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 334 7883 SH SOLE 0 0 7883 WALMART INC COM Stock 931142103 1412 11792 SH SOLE 0 0 11792 WASTE MGMT INC DEL COM Stock 94106L109 1592 15032 SH SOLE 0 0 15032 WEC ENERGY GROUP INC COM Stock 92939U106 500 5708 SH SOLE 0 0 5708 WEST PHARMACEUTICAL SVSC INC COM Stock 955306105 1580 6953 SH SOLE 0 0 6953 ZOETIS INC CL A Stock 98978V103 1652 12056 SH SOLE 0 0 12056 ZOOM VIDEO COMMUNICATIONS INC CL A Stock 98980L101 691 2725 SH SOLE 0 0 2725