0001562180-17-003865.txt : 20171213 0001562180-17-003865.hdr.sgml : 20171213 20171213163226 ACCESSION NUMBER: 0001562180-17-003865 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171211 FILED AS OF DATE: 20171213 DATE AS OF CHANGE: 20171213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chamberlain Kittridge CENTRAL INDEX KEY: 0001666930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30777 FILM NUMBER: 171254192 MAIL ADDRESS: STREET 1: 949 SOUTH COAST DRIVE STREET 2: 3RD FLOOR CITY: COSTA MESA STATE: CA ZIP: 92626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC MERCANTILE BANCORP CENTRAL INDEX KEY: 0001109546 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 330898238 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 949 SOUTH COAST DRIVE STREET 2: THIRD FLOOR CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 714-438-2500 MAIL ADDRESS: STREET 1: 949 SOUTH COAST DRIVE STREET 2: THIRD FLOOR CITY: COSTA MESA STATE: CA ZIP: 92626 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2017-12-11 false 0001109546 PACIFIC MERCANTILE BANCORP PMBC 0001666930 Chamberlain Kittridge 949 SOUTH COAST DRIVE THIRD FLOOR COSTA MESA CA 92626 false true false false EVP Corporate Finance Common Stock 2017-12-12 4 M false 3403.00 6.77 A 22294.00 D Common Stock 2017-12-12 4 S false 3403.00 8.7246 D 18891.00 D Common Stock 2017-12-13 4 M false 3403.00 6.77 A 22294.00 D Common Stock 2017-12-13 4 S false 3403.00 8.8286 D 18891.00 D Common Stock 2017-12-11 4 M false 1918.00 7.10 A 19994.00 D Common Stock 2017-12-11 4 M false 210.00 6.77 A 20204.00 D Common Stock 2017-12-11 4 M false 1273.00 6.18 A 21477.00 D Common Stock 2017-12-11 4 S false 1534.00 9.0142 D 19943.00 D Common Stock 2017-12-11 4 S false 887.00 9.0142 D 19056.00 D Common Stock 2017-12-11 4 S false 165.00 9.0142 D 18891.00 D Common Stock Option 6.77 2017-12-12 4 M false 3403.00 0.00 D 2026-02-16 Common Stock 3403.00 17434.00 D Common Stock Option 6.77 2017-12-13 4 M false 3403.00 0.00 D 2026-02-16 Common Stock 3403.00 14031.00 D Common Stock Option 7.10 2017-12-11 4 M false 1918.00 0.00 D 2025-02-17 Common Stock 1918.00 2659.00 D Common Stock Option 6.77 2017-12-11 4 M false 210.00 0.00 D 2026-02-16 Common Stock 210.00 20837.00 D Common Stock Option 6.18 2017-12-11 4 M false 1273.00 0.00 D 2024-03-07 Common Stock 1273.00 2186.00 D This transaction was executed in multiple trades at prices ranging from $8.75 USD to $8.95 USD; the price reported above reflects the weighted average sale price. 3 Years Annually beginning on 16-Feb-2016 3 Years Annually beginning on 17-Feb-2015 5 Years Annually beginning on 07-Mar-2014 /s/ Nancy Gray, attorney in fact for KITTRIDGE M CHAMBERLAIN 2017-12-13