0001209191-21-032697.txt : 20210514 0001209191-21-032697.hdr.sgml : 20210514 20210514161606 ACCESSION NUMBER: 0001209191-21-032697 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210514 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Equitable Holdings, Inc. CENTRAL INDEX KEY: 0001333986 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29961 FILM NUMBER: 21924827 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: (212) 554-1234 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 FORMER NAME: FORMER CONFORMED NAME: AXA Equitable Holdings, Inc. DATE OF NAME CHANGE: 20171107 FORMER NAME: FORMER CONFORMED NAME: AXA AMERICA HOLDINGS, INC. DATE OF NAME CHANGE: 20050722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCEBERNSTEIN L.P. CENTRAL INDEX KEY: 0001109448 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 134064930 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129691000 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT L P DATE OF NAME CHANGE: 20000316 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-14 0 0001109448 ALLIANCEBERNSTEIN L.P. NONE 0001333986 Equitable Holdings, Inc. 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 0 0 1 0 Units 2021-05-14 4 J 0 2587472 A 170121745 D Units representing assignments of beneficial ownership of limited partnership interests ("AB Capital Units") in AllianceBernstein L.P. On May 14, 2021, Equitable Financial Life Insurance Company of America distributed 2,587,472 AB Capital Units to its sole shareholder, Equitable Financial Services, LLC. Upon receipt of the 2,587,472 AB Capital Units, Equitable Financial Services, LLC distributed these AB Capital Units to its sole member, Equitable Holdings, Inc. Equitable Holdings, Inc. beneficially owns directly 53,780,230 AB Capital Units and beneficially owns indirectly 74,406,933 AB Capital Units beneficially owned directly by Alpha Units Holdings, Inc. and 41,934,582 AB Capital Units beneficially owned directly by Alpha Units Holding II, Inc. Alpha Units Holdings, Inc and Alpha Units Holding II, Inc. are each wholly-owned subsidiaries of Equitable Holdings, Inc. /s/ Ralph Petruzzo, Vice President and Associate General Counsel 2021-05-14