0001209191-21-032697.txt : 20210514
0001209191-21-032697.hdr.sgml : 20210514
20210514161606
ACCESSION NUMBER: 0001209191-21-032697
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210514
FILED AS OF DATE: 20210514
DATE AS OF CHANGE: 20210514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Equitable Holdings, Inc.
CENTRAL INDEX KEY: 0001333986
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29961
FILM NUMBER: 21924827
BUSINESS ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
BUSINESS PHONE: (212) 554-1234
MAIL ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
FORMER NAME:
FORMER CONFORMED NAME: AXA Equitable Holdings, Inc.
DATE OF NAME CHANGE: 20171107
FORMER NAME:
FORMER CONFORMED NAME: AXA AMERICA HOLDINGS, INC.
DATE OF NAME CHANGE: 20050722
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALLIANCEBERNSTEIN L.P.
CENTRAL INDEX KEY: 0001109448
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 134064930
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 2129691000
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT L P
DATE OF NAME CHANGE: 20000316
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-05-14
0
0001109448
ALLIANCEBERNSTEIN L.P.
NONE
0001333986
Equitable Holdings, Inc.
1290 AVENUE OF THE AMERICAS
NEW YORK
NY
10104
0
0
1
0
Units
2021-05-14
4
J
0
2587472
A
170121745
D
Units representing assignments of beneficial ownership of limited partnership interests ("AB Capital Units") in AllianceBernstein L.P.
On May 14, 2021, Equitable Financial Life Insurance Company of America distributed 2,587,472 AB Capital Units to its sole shareholder, Equitable Financial Services, LLC. Upon receipt of the 2,587,472 AB Capital Units, Equitable Financial Services, LLC distributed these AB Capital Units to its sole member, Equitable Holdings, Inc.
Equitable Holdings, Inc. beneficially owns directly 53,780,230 AB Capital Units and beneficially owns indirectly 74,406,933 AB Capital Units beneficially owned directly by Alpha Units Holdings, Inc. and 41,934,582 AB Capital Units beneficially owned directly by Alpha Units Holding II, Inc. Alpha Units Holdings, Inc and Alpha Units Holding II, Inc. are each wholly-owned subsidiaries of Equitable Holdings, Inc.
/s/ Ralph Petruzzo, Vice President and Associate General Counsel
2021-05-14