0001393725-20-000091.txt : 20200430 0001393725-20-000091.hdr.sgml : 20200430 20200430140326 ACCESSION NUMBER: 0001393725-20-000091 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200430 DATE AS OF CHANGE: 20200430 EFFECTIVENESS DATE: 20200430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANTA BARBARA ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001109426 IRS NUMBER: 203432117 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-156993 FILM NUMBER: 20834838 BUSINESS ADDRESS: STREET 1: 2029 CENTURY PARK EAST STREET 2: 16TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 805-965-4600 MAIL ADDRESS: STREET 1: 2029 CENTURY PARK EAST STREET 2: 16TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SANTA BARBARA ASSET MANAGEMENT DATE OF NAME CHANGE: 20000316 D/A 1 primary_doc.xml X0708 D/A LIVE 0001109426 SANTA BARBARA ASSET MANAGEMENT, LLC 2029 CENTURY PARK EAST 16TH FLOOR LOS ANGELES CA CALIFORNIA 90067 310-552-5100 DELAWARE SANTA BARBARA ASSET MANAGEMENT Limited Liability Company true N/A Nuveen Investments, Inc. 333 West Wacker Drive Chicago IL ILLINOIS 60606 Promoter Managing Member Avi M. Mizrachi Santa Barbara Asset Management, LLC 2029 Century Park East, 16th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer Senior Managing Director, General Counsel Mary Ann C. Iudice Santa Barbara Asset Management, LLC 2029 Century Park East, 16th Floor LOS ANGELES CA CALIFORNIA 90067 Executive Officer Managing Director, Chief Compliance Officer DAvid Sung Min Park Santa Barbara Asset Management, LLC 2029 Century Park East, 16th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer Co-Head, Portfolio Manager & Director of Research David Allen Chalupnik Santa Barbara Asset Management, LLC 2029 Century Park East, 16th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer Co-Head, Portfolio Manager Other Banking and Financial Services Decline to Disclose 06b true 0000950172-17-000058 2011-03-01 true true true Limited Liability Company Interests in the form of "Units" false 0 Indefinite 0 Indefinite Offering consists of the issuance and grant of certain Units, which represent a profits interest in the Issuer, which were granted without cash consideration. false 11 0 0 0 false SANTA BARBARA ASSET MANAGEMENT, LLC Daniel Carey Daniel Carey Vice President and Assistant Secretary 2020-04-30