-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jj1lkwvGLtfewfLqmcNcevM9c1831sdDgLwYdeWz7omNpYaTfaZEybLRv75YNFbu BLpL5CsEGnaKJ8vMJl+3bQ== 0001172661-06-000264.txt : 20060731 0001172661-06-000264.hdr.sgml : 20060731 20060731115349 ACCESSION NUMBER: 0001172661-06-000264 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060731 DATE AS OF CHANGE: 20060731 EFFECTIVENESS DATE: 20060731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANTA BARBARA ASSET MANAGEMENT CENTRAL INDEX KEY: 0001109426 IRS NUMBER: 680141059 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05621 FILM NUMBER: 06990051 BUSINESS ADDRESS: STREET 1: 200 EAST CARRILLO STREET, STREET 2: SUITE 300 CITY: SANTA BARBARA STATE: CA ZIP: 93101 BUSINESS PHONE: 8059654600 MAIL ADDRESS: STREET 1: 200 EAST CARRILLO STREET, STREET 2: SUITE 300 CITY: SANTA BARBARA STATE: CA ZIP: 93101 13F-HR 1 sanb2q06.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Santa Barbara Asset Management, Inc. Address: 200 East Carrillo Street, Suite 300 Santa Barbara, CA 93101 13F File Number: 28-05621 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Mayfield Title: President Phone: (805) 965-4600 Signature, Place, and Date of Signing: /s/ Michael Mayfield Santa Barbara, CA July 31, 2006 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 179 Form13F Information Table Value Total: $3,741,678 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 28-11405 Nuveen Investments, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 59 735 SH DEFINED 1 735 0 0 ACCENTURE LTD BERMUDA CL A G1150G111 100287 3541190 SH DEFINED 1 3237407 116333 187450 ADOBE SYS INC COM 00724F101 21 695 SH DEFINED 1 695 0 0 ADVANCED MICRO DEVICES INC COM 007903107 3 119 SH DEFINED 1 119 0 0 AFFILIATED COMPUTER SERVICES CL A 008190100 73607 1426204 SH DEFINED 1 1280278 48638 97288 AFLAC INC COM 001055102 110044 2374198 SH DEFINED 1 2160783 64920 148495 AGILENT TECHNOLOGIES INC COM 00846U101 1 47 SH DEFINED 1 47 0 0 ALCOA INC COM 013817101 3 102 SH DEFINED 1 102 0 0 ALCON INC COM SHS H01301102 44108 447571 SH DEFINED 1 407716 11881 27974 ALLEGHENY TECHNOLOGIES INC COM 01741R102 1 21 SH DEFINED 1 21 0 0 ALTRIA GROUP INC COM 02209S103 389 5300 SH Sole 0 5300 0 0 AMERICA MOVIL S A DE C V SPON ADR L SHS 02364W105 3 92 SH DEFINED 1 92 0 0 AMERICAN EXPRESS CO COM 025816109 58 1090 SH DEFINED 1 1090 0 0 AMERICAN INTL GROUP INC COM 026874107 86444 1463909 SH DEFINED 1 1321234 47154 95521 AMERICAN TOWER CORP CL A 029912201 2 59 SH DEFINED 1 59 0 0 AMGEN INC COM 031162100 58375 894907 SH DEFINED 1 799097 33535 62275 AMR CORP COM 001765106 2 84 SH DEFINED 1 84 0 0 APOLLO GROUP INC CL A 037604105 75486 1460926 SH DEFINED 1 1329900 44495 86531 APPLE COMPUTER INC COM 037833100 6 97 SH DEFINED 1 97 0 0 ASTORIA FINL CORP COM 046265104 226 7425 SH Sole 0 7425 0 0 AT&T INC COM 00206R102 439 15750 SH Sole 0 15750 0 0 AUTOLIV INC COM 052800109 238 4200 SH Sole 0 4200 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 84152 1855610 SH DEFINED 1 1670861 64318 120431 BAKER HUGHES INC COM 057224107 3 40 SH DEFINED 1 40 0 0 BANK OF AMERICA CORPORATION COM 060505104 83092 1727490 SH DEFINED 1 1561345 53545 112600 BARD C R INC COM 067383109 40900 558288 SH Sole 0 520793 0 37495 BARD C R INC COM 067383109 3333 45490 SH DEFINED 1 20614 21208 3668 BARR PHARMACEUTICALS INC COM 068306109 1 19 SH DEFINED 1 19 0 0 BEA SYS INC COM 073325102 419 32000 SH Sole 0 32000 0 0 BECKMAN COULTER INC COM 075811109 80621 1451318 SH DEFINED 1 1314643 44052 92623 BECTON DICKINSON & CO COM 075887109 372 6090 SH Sole 0 6090 0 0 BED BATH & BEYOND INC COM 075896100 71668 2160653 SH DEFINED 1 1949890 65648 145115 BERKSHIRE HATHAWAY INC DEL CL B 084670207 383 126 SH DEFINED 1 126 0 0 BEST BUY INC COM 086516101 2 31 SH DEFINED 1 31 0 0 BIOMET INC COM 090613100 50221 1605009 SH DEFINED 1 1434536 56025 114448 BJ SVCS CO COM 055482103 2 52 SH DEFINED 1 52 0 0 BLACK & DECKER CORP COM 091797100 2 18 SH DEFINED 1 18 0 0 BLOCKBUSTER INC CL A 093679108 349 70100 SH Sole 0 70100 0 0 BLYTH INC COM 09643P108 293 15850 SH Sole 0 15850 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 434 16785 SH Sole 0 16785 0 0 CAREMARK RX INC COM 141705103 3 64 SH DEFINED 1 64 0 0 CATERPILLAR INC DEL COM 149123101 4 53 SH DEFINED 1 53 0 0 CHEESECAKE FACTORY INC COM 163072101 46619 1729831 SH DEFINED 1 1531183 67483 131165 CHEVRON CORP NEW COM 166764100 425 6851 SH Sole 0 6851 0 0 CHICAGO MERCANTILE HLDGS INC CL A 167760107 4 8 SH DEFINED 1 8 0 0 CINTAS CORP COM 172908105 72268 1817615 SH DEFINED 1 1641389 61237 114989 CISCO SYS INC COM 17275R102 64 3295 SH DEFINED 1 3295 0 0 CIT GROUP INC COM 125581108 3 66 SH DEFINED 1 66 0 0 CITIGROUP INC COM 172967101 393 8145 SH Sole 0 8145 0 0 CITRIX SYS INC COM 177376100 2 55 SH DEFINED 1 55 0 0 COACH INC COM 189754104 2 68 SH DEFINED 1 68 0 0 COCA COLA CO COM 191216100 435 10110 SH DEFINED 1 9910 0 200 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 4 52 SH DEFINED 1 52 0 0 COLONIAL BANCGROUP INC COM 195493309 416 16215 SH Sole 0 16215 0 0 COMPASS BANCSHARES INC COM 20449H109 442 7955 SH Sole 0 7955 0 0 COMPUWARE CORP COM 205638109 1 168 SH DEFINED 1 168 0 0 CONSOL ENERGY INC COM 20854P109 4 80 SH DEFINED 1 80 0 0 CORINTHIAN COLLEGES INC COM 218868107 241 16775 SH Sole 0 16775 0 0 CVS CORP COM 126650100 2 51 SH DEFINED 1 51 0 0 DARDEN RESTAURANTS INC COM 237194105 100705 2555952 SH DEFINED 1 2345315 61265 149372 DIAMOND OFFSHORE DRILLING IN COM 25271C102 2 27 SH DEFINED 1 27 0 0 DOLLAR GEN CORP COM 256669102 71416 5108432 SH DEFINED 1 4653002 134082 321349 DOW CHEM CO COM 260543103 364 9315 SH Sole 0 9315 0 0 E TRADE FINANCIAL CORP COM 269246104 2 69 SH DEFINED 1 69 0 0 EBAY INC COM 278642103 18 610 SH DEFINED 1 610 0 0 ELECTRONIC DATA SYS NEW COM 285661104 3 136 SH DEFINED 1 136 0 0 EQUITABLE RES INC COM 294549100 359 10710 SH Sole 0 10710 0 0 EXELON CORP COM 30161N101 413 7275 SH Sole 0 7275 0 0 EXPEDITORS INTL WASH INC COM 302130109 87538 1562891 SH DEFINED 1 1376515 66307 120069 EXPRESS SCRIPTS INC COM 302182100 109542 1526928 SH DEFINED 1 1379300 46989 100639 FASTENAL CO COM 311900104 73101 1814391 SH DEFINED 1 1588729 82843 142819 FEDEX CORP COM 31428X106 103281 883800 SH DEFINED 1 808463 25913 49424 FIDELITY NATL FINL INC COM 316326107 371 9535 SH Sole 0 9535 0 0 FIRST DATA CORP COM 319963104 90149 2001536 SH DEFINED 1 1796885 68381 136269 FPL GROUP INC COM 302571104 401 9700 SH Sole 0 9700 0 0 FRANKLIN RES INC COM 354613101 3 37 SH DEFINED 1 37 0 0 FRESH DEL MONTE PRODUCE INC ORD G36738105 262 15150 SH Sole 0 15150 0 0 GENERAL ELECTRIC CO COM 369604103 392 11886 SH Sole 0 11886 0 0 GENLYTE GROUP INC COM 372302109 234 3225 SH Sole 0 3225 0 0 GILEAD SCIENCES INC COM 375558103 3 48 SH DEFINED 1 48 0 0 GOOGLE INC CL A 38259P508 5 12 SH DEFINED 1 12 0 0 HARLEY DAVIDSON INC COM 412822108 49 900 SH DEFINED 1 900 0 0 HARRIS CORP DEL COM 413875105 2 45 SH DEFINED 1 45 0 0 HEALTH MGMT ASSOC INC NEW CL A 421933102 65011 3298336 SH DEFINED 1 3001181 75990 221165 HERSHEY CO COM 427866108 41 745 SH DEFINED 1 745 0 0 HEWLETT PACKARD CO COM 428236103 3 108 SH DEFINED 1 108 0 0 HUGOTON RTY TR TEX UNIT BEN INT 444717102 2359 79440 SH DEFINED 1 71330 3371 4739 ILLINOIS TOOL WKS INC COM 452308109 77743 1636678 SH DEFINED 1 1464310 58177 114191 INFOUSA INC NEW COM 456818301 310 30075 SH Sole 0 30075 0 0 INTEL CORP COM 458140100 83683 4404388 SH DEFINED 1 4098401 80296 225691 INTUITIVE SURGICAL INC COM NEW 46120E602 2 14 SH DEFINED 1 14 0 0 ISHARES TR MSCI EAFE IDX 464287465 186 2850 SH Sole 0 2250 0 600 JABIL CIRCUIT INC COM 466313103 1 51 SH DEFINED 1 51 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 71100 892774 SH DEFINED 1 780013 40020 72741 JOHNSON & JOHNSON COM 478160104 78752 1314287 SH DEFINED 1 1181340 47735 85212 JOY GLOBAL INC COM 481165108 2 37 SH DEFINED 1 37 0 0 KENNAMETAL INC COM 489170100 233 3750 SH Sole 0 3750 0 0 KERR MCGEE CORP COM 492386107 2 32 SH DEFINED 1 32 0 0 KINDER MORGAN INC KANS COM 49455P101 422 4225 SH Sole 0 4225 0 0 LANCASTER COLONY CORP COM 513847103 216 5475 SH Sole 0 5475 0 0 LEXMARK INTL NEW CL A 529771107 116255 2082293 SH DEFINED 1 1919799 51940 110554 LILLY ELI & CO COM 532457108 416 7525 SH Sole 0 7525 0 0 LIMITED BRANDS INC COM 532716107 210 8225 SH Sole 0 8225 0 0 LINEAR TECHNOLOGY CORP COM 535678106 72369 2160908 SH DEFINED 1 1951862 68181 140865 LOEWS CORP CAROLNA GP STK 540424207 450 8760 SH Sole 0 8760 0 0 LSI LOGIC CORP COM 502161102 1 154 SH DEFINED 1 154 0 0 LUBRIZOL CORP COM 549271104 205 5150 SH Sole 0 5150 0 0 MANITOWOC INC COM 563571108 2 45 SH DEFINED 1 45 0 0 MANPOWER INC COM 56418H100 2 25 SH DEFINED 1 25 0 0 MARRIOTT INTL INC NEW CL A 571903202 2 52 SH DEFINED 1 52 0 0 MARTIN MARIETTA MATLS INC COM 573284106 1 16 SH DEFINED 1 16 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 2 108 SH DEFINED 1 108 0 0 MCAFEE INC COM 579064106 328 13500 SH Sole 0 13500 0 0 MCGRAW HILL COS INC COM 580645109 86665 1725361 SH DEFINED 1 1551779 60888 112694 MEDTRONIC INC COM 585055106 58316 1242899 SH DEFINED 1 1100184 48993 93722 MEMC ELECTR MATLS INC COM 552715104 4 105 SH DEFINED 1 105 0 0 MENTOR CORP MINN COM 587188103 192 4425 SH Sole 0 4425 0 0 MERCURY GENL CORP NEW COM 589400100 351 6225 SH Sole 0 6225 0 0 MICROSOFT CORP COM 594918104 283 12119 SH DEFINED 1 12119 0 0 MONSTER WORLDWIDE INC COM 611742107 3 65 SH DEFINED 1 65 0 0 NATIONAL FUEL GAS CO N J COM 636180101 426 12135 SH Sole 0 12135 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 385 23290 SH Sole 0 23290 0 0 NL INDS INC COM NEW 629156407 185 17250 SH Sole 0 17250 0 0 NOKIA CORP SPONSORED ADR 654902204 355 17540 SH Sole 0 17540 0 0 NORFOLK SOUTHERN CORP COM 655844108 3 63 SH DEFINED 1 63 0 0 NVIDIA CORP COM 67066G104 3 144 SH DEFINED 1 144 0 0 OFFICE DEPOT INC COM 676220106 4 98 SH DEFINED 1 98 0 0 OMNICOM GROUP INC COM 681919106 102631 1151995 SH DEFINED 1 1049396 31143 71456 ORACLE CORP COM 68389X105 64 4430 SH DEFINED 1 4430 0 0 PARK NATL CORP COM 700658107 206 2086 SH Sole 0 2086 0 0 PATTERSON COMPANIES INC COM 703395103 56984 1631394 SH DEFINED 1 1444293 89725 97376 PAYCHEX INC COM 704326107 85318 2188758 SH DEFINED 1 1961007 76107 151644 PEARSON PLC SPONSORED ADR 705015105 419 30685 SH Sole 0 30685 0 0 PEPSICO INC COM 713448108 77 1275 SH DEFINED 1 1275 0 0 PFIZER INC COM 717081103 220 9380 SH Sole 0 9380 0 0 PIER 1 IMPORTS INC COM 720279108 185 26500 SH Sole 0 26500 0 0 PILGRIMS PRIDE CORP COM 721467108 217 8425 SH Sole 0 8425 0 0 PIONEER NAT RES CO COM 723787107 256 5525 SH Sole 0 5525 0 0 POLO RALPH LAUREN CORP CL A 731572103 2 37 SH DEFINED 1 37 0 0 PPL CORP COM 69351T106 419 12975 SH Sole 0 12975 0 0 PRECISION CASTPARTS CORP COM 740189105 2 34 SH DEFINED 1 34 0 0 PRICE T ROWE GROUP INC COM 74144T108 2 46 SH DEFINED 1 46 0 0 PROVIDENT BANKSHARES CORP COM 743859100 218 6000 SH Sole 0 6000 0 0 QUALCOMM INC COM 747525103 80932 2019764 SH DEFINED 1 1817015 66761 135988 QUEST DIAGNOSTICS INC COM 74834L100 128140 2138520 SH DEFINED 1 1938807 65359 134354 RAYTHEON CO COM NEW 755111507 371 8330 SH Sole 0 8330 0 0 RED HAT INC COM 756577102 3 125 SH DEFINED 1 125 0 0 RENT A CTR INC NEW COM 76009N100 225 9050 SH Sole 0 9050 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 376 5381 SH Sole 0 5381 0 0 SABRE HLDGS CORP CL A 785905100 221 10025 SH Sole 0 10025 0 0 SANDISK CORP COM 80004C101 1 25 SH DEFINED 1 25 0 0 SCHWAB CHARLES CORP NEW COM 808513105 5 289 SH DEFINED 1 289 0 0 SEAGATE TECHNOLOGY SHS G7945J104 2 84 SH DEFINED 1 84 0 0 SILICON LABORATORIES INC COM 826919102 315 8975 SH Sole 0 8975 0 0 SPEEDWAY MOTORSPORTS INC COM 847788106 220 5825 SH Sole 0 5825 0 0 STRYKER CORP COM 863667101 63302 1503263 SH DEFINED 1 1335150 54369 113744 SYMANTEC CORP COM 871503108 73950 4758730 SH DEFINED 1 4286581 177958 294191 SYSCO CORP COM 871829107 81512 2667287 SH DEFINED 1 2416754 77147 173386 TELEFLEX INC COM 879369106 52152 965421 SH Sole 0 901571 0 63850 TELLABS INC COM 879664100 2 156 SH DEFINED 1 156 0 0 TXU CORP COM 873168108 472 7900 SH Sole 0 7900 0 0 UNITED ONLINE INC COM 911268100 298 24800 SH Sole 0 24800 0 0 UNITED PARCEL SERVICE INC CL B 911312106 65 787 SH DEFINED 1 787 0 0 US BANCORP DEL COM NEW 902973304 395 12795 SH Sole 0 12795 0 0 V F CORP COM 918204108 265 3900 SH Sole 0 3900 0 0 VALERO ENERGY CORP NEW COM 91913Y100 2 33 SH DEFINED 1 33 0 0 VARIAN MED SYS INC COM 92220P105 84688 1788537 SH DEFINED 1 1607868 51698 128971 WALGREEN CO COM 931422109 64745 1443907 SH DEFINED 1 1270289 60379 113239 WASHINGTON MUT INC COM 939322103 426 9340 SH Sole 0 9340 0 0 WASTE MGMT INC DEL COM 94106L109 405 11295 SH Sole 0 11295 0 0 WEATHERFORD INTERNATIONAL LT COM G95089101 5 92 SH DEFINED 1 92 0 0 WEBSENSE INC COM 947684106 270 13125 SH Sole 0 13125 0 0 WELLPOINT INC COM 94973V107 83981 1154072 SH DEFINED 1 1030214 37845 86013 WELLS FARGO & CO NEW COM 949746101 84693 1262578 SH DEFINED 1 1134858 42238 85482 WENDYS INTL INC COM 950590109 2 31 SH DEFINED 1 31 0 0 WHOLE FOODS MKT INC COM 966837106 95721 1480829 SH DEFINED 1 1331296 47970 101563 WOLVERINE WORLD WIDE INC COM 978097103 337 14425 SH Sole 0 14425 0 0 XTO ENERGY INC COM 98385X106 87665 1980243 SH DEFINED 1 1787732 61567 130943 ZEBRA TECHNOLOGIES CORP CL A 989207105 64814 1897376 SH DEFINED 1 1711189 59007 127180
-----END PRIVACY-ENHANCED MESSAGE-----