8-K 1 f8k_052418.htm FORM 8-K





Washington, D.C. 20549










Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934


Date of Report (Date of earliest event reported) May 23, 2018





(Exact name of registrant as specified in its charter)


Delaware 000-30421 95-4788120
(State or other jurisdiction
of incorporation)
(Commission File Number) (IRS Employer Identification No.)


3660 Wilshire Boulevard, Penthouse Suite A
Los Angeles, California
(Address of principal executive offices) (Zip Code)


Registrant's telephone number, including area code: (213) 382-2200


Not Applicable
(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


  [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
  [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
  [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
  [ ]

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Indicate by check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934. ☐


If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


Item 5.07Submission of Matters to a Vote of Security Holders.


The annual meeting of stockholders of Hanmi Financial Corporation (the “Company”) was held on May 23, 2018. At the meeting, the stockholders voted on the following items:


(1)Ten board nominees for a term of one year or until their successors are duly elected and qualified. The voting results are as follows:


Nominee   For   Against   Abstain   Broker Non-Votes
Joseph K. Rho   25,891,057   653,161   3,627   3,506,397
John J. Ahn   26,404,282   137,885   5,678   3,506,397
Kiho Choi   26,525,655   18,563   3,627   3,506,397
Christie K. Chu   26,472,283   69,884   5,678   3,506,397
Harry Chung   26,484,019   58,148   5,678   3,506,397
Scott Diehl   26,514,478   27,689   5,678   3,506,397
C. G. Kum   26,516,481   19,619   11,745   3,506,397
David L. Rosenblum   26,474,745   58,297   14,803   3,506,397
Thomas J. Williams   26,524,954   17,213   5,678   3,506,397
Michael Yang   26,484,020   58,147   5,678   3,506,397


(2)The advisory vote on executive compensation paid to the Company’s Named Executive Officers (“Say On Pay”) as described in the proxy statement for the meeting. The voting results are as follows:


For   Against   Abstain   Broker Non-Votes
25,737,306   798,953   11,586   3,506,397


(3)The ratification of the selection of KPMG, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2018. The voting results are as follows:


For   Against   Abstain   Broker Non-Votes
29,142,542   911,300   400   -









Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


  By: /s/ C. G. Kum
    C. G. Kum
    President and Chief Executive Officer