Administrator

0001420506-21-000037.txt : 20210126 0001420506-21-000037.hdr.sgml : 20210126 20210126110654 ACCESSION NUMBER: 0001420506-21-000037 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210126 DATE AS OF CHANGE: 20210126 EFFECTIVENESS DATE: 20210126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITEC SPECIALISTS, LLC CENTRAL INDEX KEY: 0001108829 IRS NUMBER: 364346872 STATE OF INCORPORATION: IL FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16417 FILM NUMBER: 21552262 BUSINESS ADDRESS: STREET 1: 111 WEST JACKSON BLVD STREET 2: 20 TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312-692-5011 MAIL ADDRESS: STREET 1: 111 WEST JACKSON BLVD STREET 2: 20 TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: LCS LLC /BD DATE OF NAME CHANGE: 20010611 FORMER COMPANY: FORMER CONFORMED NAME: EQUITEC SPECIALISTS LLC /BD DATE OF NAME CHANGE: 20010611 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001108829 XXXXXXXX 12-31-2020 12-31-2020 false EQUITEC SPECIALISTS, LLC

111 WEST JACKSON BLVD 20 TH FLOOR CHICAGO IL 60604

13F HOLDINGS REPORT 028-16417 N Robert Wenzel Administrator 312-692-5081 Robert Wenzel, Administrator CHICAGO IL 12-31-2020 0 219 1663446 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR EQUITEC SPECIALISTS, LLC ACE CONVERGENCE ACQU CORP *W EXP 09/30/202 G0083D104 35 25503 SH SOLE 25503 0 0 ADVANTAGE SOLUTIONS INC *W EXP 07/18/202 00791N110 64 22500 SH SOLE 22500 0 0 AERSALE CORPORATION *W EXP 11/04/202 00810F114 47 25332 SH SOLE 25332 0 0 AGBA ACQUISITION LTD *W EXP 05/10/202 G0120M117 18 36720 SH SOLE 36720 0 0 AKERNA CORP COM 00973W102 165 51000 SH Call SOLE 0 0 0 AKERNA CORP COM 00973W102 0 100 SH SOLE 100 0 0 AKERNA CORP *W EXP 06/17/202 00973W110 80 86100 SH SOLE 86100 0 0 ALUSSA ENERGY ACQUISITION CO *W EXP 10/31/202 G0232J119 61 49944 SH SOLE 49944 0 0 AMAZON COM INC COM 023135106 3908 1200 SH SOLE 1200 0 0 AMAZON COM INC COM 023135106 7817 2400 SH Put SOLE 0 0 0 AMCI ACQUISITION CORP *W EXP 05/20/202 00165R119 48 14205 SH SOLE 14205 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 9426 597700 SH Put SOLE 0 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 57 3600 SH Call SOLE 0 0 0 AMERICAN AIRLS GROUP INC NOTE 6.500% 7/0 02376RAF9 5641 4500000 PRN SOLE 4500000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 7168 454557 SH SOLE 454557 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 18143 479200 SH Call SOLE 0 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 35766 944700 SH Put SOLE 0 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 56 470590 SH SOLE 470590 0 0 AMPLITUDE HLTHCRE AQUSTIN CO *W EXP 12/01/202 03212A113 42 29201 SH SOLE 29201 0 0 ANDINA ACQUISITION CORP III *W EXP 07/31/202 G04415124 40 50000 SH SOLE 50000 0 0 APTIV PLC SHS G6095L109 1877 14408 SH SOLE 14408 0 0 APTIV PLC SHS G6095L109 2319 17800 SH Put SOLE 0 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 3435 150000 SH Put SOLE 0 0 0 ASSURANT INC COM 04621X108 286 2100 SH Call SOLE 0 0 0 AVANTOR INC COM 05352A100 1740 61800 SH Put SOLE 0 0 0 AVANTOR INC COM 05352A100 836 29700 SH Call SOLE 0 0 0 AVAYA HLDGS CORP COM 05351X101 4 200 SH Put SOLE 0 0 0 B. RILEY FINANCIAL INC COM 05580M108 252 5700 SH SOLE 5700 0 0 BABCOCK & WILCOX ENTERPRISES COM 05614L209 510 145266 SH SOLE 145266 0 0 BILIBILI INC SPONS ADS REP Z 090040106 129 1500 SH Call SOLE 0 0 0 BLINK CHARGING CO COM 09354A100 279 6524 SH SOLE 6524 0 0 BLINK CHARGING CO COM 09354A100 3809 89100 SH Call SOLE 0 0 0 BLINK CHARGING CO COM 09354A100 457 10700 SH Put SOLE 0 0 0 BLINK CHARGING CO *W EXP 01/31/202 09354A118 298 7689 SH SOLE 7689 0 0 BRILLIANT ACQUISITION CORP *W EXP 03/31/202 G1643W129 37 50000 SH SOLE 50000 0 0 BULL HORN HLDGS CORP *W EXP 10/31/202 G1686P122 14 9900 SH SOLE 9900 0 0 CAESARS ENTMT CORP NOTE 5.000%10/0 127686AA1 0 165 PRN SOLE 165 0 0 CAPSTAR SPL PURP ACQUISITION *W EXP 99/99/999 14070Y119 71 50003 SH SOLE 50003 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 5768 266300 SH Call SOLE 0 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 6951 320900 SH Put SOLE 0 0 0 CENTERPOINT ENERGY INC COM 15189T107 4181 193200 SH Call SOLE 0 0 0 CENTERPOINT ENERGY INC COM 15189T107 390 18000 SH Put SOLE 0 0 0 CEREVEL THERAPEUTICS HLDNG I *W EXP 06/09/202 15678U102 115 20347 SH SOLE 20347 0 0 CHANGE HEALTHCARE INC COM 15912K100 496 26600 SH Put SOLE 0 0 0 CHANGE HEALTHCARE INC UNIT 99/99/9999 15912K209 4477 69887 SH SOLE 69887 0 0 CHARDAN HEALTHCR ACQSTN 2 CO *W EXP 03/05/202 15957T115 50 50448 SH SOLE 50448 0 0 CLEVER LEAVES HOLDINGS INC COM 186760104 36 4100 SH SOLE 4100 0 0 CLEVER LEAVES HOLDINGS INC *W EXP 12/18/202 186760112 1106 718216 SH SOLE 718216 0 0 COLFAX CORP COM 194014106 436 11400 SH Put SOLE 0 0 0 COLFAX CORP COM 194014106 235 6133 SH SOLE 6133 0 0 COLFAX CORP UNIT 01/15/2022T 194014205 14 84 SH SOLE 84 0 0 COLONY CAP INC NEW CL A COM 19626G108 7 1400 SH Put SOLE 0 0 0 COWEN INC CL A NEW 223622606 5 200 SH Put SOLE 0 0 0 COWEN INC NOTE 3.000%12/1 223622AE1 10734 7014000 PRN SOLE 7014000 0 0 CURIOSITYSTREAM INC *W EXP 10/14/202 23130Q115 27 10000 SH SOLE 10000 0 0 D8 HOLDINGS CORP *W EXP 08/05/202 G2614K128 99 94181 SH SOLE 94181 0 0 DANAHER CORPORATION COM 235851102 267 1200 SH Put SOLE 0 0 0 DASEKE INC COM 23753F107 1 100 SH SOLE 100 0 0 DESKTOP METAL INC *W EXP 03/31/202 25058X113 789 164012 SH SOLE 164012 0 0 DESKTOP METAL INC COM CL A 25058X105 327 19000 SH SOLE 19000 0 0 DESKTOP METAL INC COM CL A 25058X105 17 1000 SH Call SOLE 0 0 0 DRAFTKINGS INC COM CL A 26142R104 19 400 SH Call SOLE 0 0 0 DRAFTKINGS INC COM CL A 26142R104 1660 35662 SH SOLE 35662 0 0 DYCOM INDS INC NOTE 0.750% 9/1 267475AB7 909 881000 PRN SOLE 881000 0 0 EAST RES ACQUISITION CO *W EXP 07/01/202 274681113 51 45000 SH SOLE 45000 0 0 EAST STONE ACQUISITION CORP *W EXP 12/31/202 G2911D116 32 50000 SH SOLE 50000 0 0 EDOC ACQUISITION CORP *W EXP 11/30/202 G4000A110 27 39700 SH SOLE 39700 0 0 EOS ENERGY ENTERPRISES INC COM CL A 29415C101 483 23200 SH Call SOLE 0 0 0 EOS ENERGY ENTERPRISES INC COM CL A 29415C101 106 5100 SH Put SOLE 0 0 0 EOS ENERGY ENTERPRISES INC COM CL A 29415C101 1173 56306 SH SOLE 56306 0 0 EOS ENERGY ENTERPRISES INC *W EXP 05/06/202 29415C119 7 824 SH SOLE 824 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 257 19100 SH Put SOLE 0 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 257 19101 SH SOLE 19101 0 0 FISKER INC CL A COM STK 33813J106 2492 170100 SH Call SOLE 0 0 0 FISKER INC CL A COM STK 33813J106 75 5100 SH Put SOLE 0 0 0 FISKER INC *W EXP 12/01/202 33813J114 12328 2505786 SH SOLE 2505786 0 0 FORTIVE CORP COM 34959J108 35 500 SH SOLE 500 0 0 FORTIVE CORP COM 34959J108 35 500 SH Put SOLE 0 0 0 FUSION FUEL GREEN PLC *W EXP 07/01/202 G3R25D100 102 15350 SH SOLE 15350 0 0 GALILEO ACQUISITION CORP *W EXP 10/31/202 G3770A110 28 33190 SH SOLE 33190 0 0 GFL ENVIRONMENTAL INC SUB VTG SHS 36168Q104 146 5000 SH Put SOLE 0 0 0 GFL ENVIRONMENTAL INC UNIT 99/99/9999T 36168Q120 16865 239351 SH SOLE 239351 0 0 GIGCAPITAL2 INC *W EXP 02/28/202 375036118 118 60000 SH SOLE 60000 0 0 GIGCAPITAL3 INC COM 37519D107 3 200 SH SOLE 200 0 0 GIGCAPITAL3 INC *W EXP 05/18/202 37519D115 285 81643 SH SOLE 81643 0 0 GLOBAL BLUE GROUP HOLDING AG ORD SHS H33700107 481 36973 SH SOLE 36973 0 0 GLOBAL BLUE GROUP HOLDING AG *W EXP 08/28/202 H33700115 556 338849 SH SOLE 338849 0 0 GOLDEN NUGGET ONLINE GAMIN *W EXP 05/09/202 38113L115 225 25007 SH SOLE 25007 0 0 GOLDEN NUGGET ONLINE GAMIN COM CL A 38113L107 1197 60757 SH SOLE 60757 0 0 GOLDEN NUGGET ONLINE GAMIN COM CL A 38113L107 394 20000 SH Call SOLE 0 0 0 GOLDEN NUGGET ONLINE GAMIN COM CL A 38113L107 213 10800 SH Put SOLE 0 0 0 GREENCITY ACQUISITION CORP *W EXP 04/28/202 G4086B123 34 48610 SH SOLE 48610 0 0 GREENROSE ACQUISITION CORP *W EXP 08/11/202 395392111 23 23000 SH SOLE 23000 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 282 4443 SH SOLE 4443 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 444 7000 SH Call SOLE 0 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 6 100 SH Put SOLE 0 0 0 HIGHCAPE CAP ACQUISITION COR *W EXP 09/30/202 42984L113 32 28465 SH SOLE 28465 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 5500 3459144 SH SOLE 3459144 0 0 HPX CORP *W EXP 07/14/202 G32219126 54 50000 SH SOLE 50000 0 0 HUDSON EXECUTIVE INVT CORP *W EXP 06/21/202 443761119 84 48451 SH SOLE 48451 0 0 HYLIION HOLDINGS CORP COMMON STOCK 449109107 186 11300 SH Put SOLE 0 0 0 HYLIION HOLDINGS CORP COMMON STOCK 449109107 170 10300 SH SOLE 10300 0 0 IG ACQUISITION CORP *W EXP 10/05/202 449534114 50 30116 SH SOLE 30116 0 0 II-VI INC COM 902104108 7285 95900 SH Put SOLE 0 0 0 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 80 9000 SH Call SOLE 0 0 0 INOVIO PHARMACEUTICALS INC NOTE 6.500% 3/0 45773HAB8 1999 1225000 PRN SOLE 1225000 0 0 INTERPRIVATE ACQUISITION COR *W EXP 10/24/202 46064A111 134 32600 SH SOLE 32600 0 0 INTL GNRL INSURANCE HLDNGS L *W EXP 03/17/202 G4809J114 30 37500 SH SOLE 37500 0 0 IQIYI INC NOTE 4.000%12/1 46267XAE8 2621 2633000 PRN SOLE 2633000 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 4172 2850000 PRN SOLE 2850000 0 0 J2 GLOBAL INC COM 48123V102 440 4500 SH Put SOLE 0 0 0 KAIXIN AUTO HLDGS SHS G5223X100 0 100 SH SOLE 100 0 0 LEISURE ACQUISITION CORP *W EXP 99/99/999 52539T115 59 75000 SH SOLE 75000 0 0 LF CAP ACQUISITION CORP *W EXP 06/22/202 50200K116 178 91843 SH SOLE 91843 0 0 LGL SYS ACQUISITION CORP *W EXP 11/12/202 50201G114 71 43759 SH SOLE 43759 0 0 LIBERTY MEDIA CORP DEL DEB 3.500% 1/1 530715AN1 41100 45712000 PRN SOLE 45712000 0 0 LIV CAP ACQUISITION CORP *W EXP 12/13/202 G5510C116 35 50000 SH SOLE 50000 0 0 LORDSTOWN MOTORS CORP *W EXP 10/23/202 54405Q118 60 6993 SH SOLE 6993 0 0 LORDSTOWN MOTORS CORP COM CL A 54405Q100 2345 116889 SH SOLE 116889 0 0 LORDSTOWN MOTORS CORP COM CL A 54405Q100 855 42600 SH Put SOLE 0 0 0 MALACCA STRAITS ACQUISITION *W EXP 99/99/999 G5859B109 2 2237 SH SOLE 2237 0 0 MALLARD ACQUISITION CORP *W EXP 06/30/202 561204116 40 50000 SH SOLE 50000 0 0 MEDIGUS LTD *W EXP 07/23/202 58471G128 29 75000 SH SOLE 75000 0 0 MEDTECH ACQUISITION CORP UNIT 12/18/2025 58507N204 263 25000 SH SOLE 25000 0 0 MEGALITH FINL ACQUISITION CO *W EXP 08/26/202 58518F117 77 26575 SH SOLE 26575 0 0 MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 12188 3215000 PRN SOLE 3215000 0 0 MERCADOLIBRE INC COM 58733R102 335 200 SH Call SOLE 0 0 0 MERIDA MERGER CORP I *W EXP 11/07/202 58953M114 55 55000 SH SOLE 55000 0 0 METEN EDTECHX ED GROUP LTD *W EXP 03/31/202 G6055H106 2 10000 SH SOLE 10000 0 0 MULTIPLAN CORPORATION *W EXP 02/13/202 62548M118 624 416323 SH SOLE 416323 0 0 MULTIPLAN CORPORATION COM 62548M100 74 9200 SH Call SOLE 0 0 0 MULTIPLAN CORPORATION COM 62548M100 164 20500 SH SOLE 20500 0 0 NABORS INDUSTRIES LTD SHS G6359F137 6225 106900 SH Call SOLE 0 0 0 NABORS INDUSTRIES LTD SHS G6359F137 82 1400 SH Put SOLE 0 0 0 NEXTERA ENERGY INC COM 65339F101 9065 117500 SH Put SOLE 0 0 0 NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 5512 93111 SH SOLE 93111 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 12878 253312 SH SOLE 253312 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F739 4068 79197 SH SOLE 79197 0 0 NIO INC NOTE 4.500% 2/0 62914VAB2 46095 8900000 PRN SOLE 8900000 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 262 10300 SH Call SOLE 0 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 5595 220000 SH Put SOLE 0 0 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 30333 2048000 PRN SOLE 2048000 0 0 NUANCE COMMUNICATIONS INC DEBT 1.500%11/0 67020YAG5 9651 4510000 PRN SOLE 4510000 0 0 OCCIDENTAL PETE CORP COM 674599105 605 34931 SH SOLE 34931 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 1110 163058 SH SOLE 163058 0 0 OPENDOOR TECHNOLOGIES INC COM 683712103 81 3550 SH SOLE 3550 0 0 PETRA ACQUISITION INC *W EXP 05/25/202 716421110 38 42765 SH SOLE 42765 0 0 PG&E CORP COM 69331C108 1242 99700 SH Put SOLE 0 0 0 PG&E CORP UNIT 99/99/9999 69331C140 32468 264308 SH SOLE 264308 0 0 PINDUODUO INC NOTE 10/0 722304AB8 21246 5000000 PRN SOLE 5000000 0 0 PMV CONSUMER ACQUISITION COR *W EXP 08/31/202 693486110 28 25226 SH SOLE 25226 0 0 PORCH GROUP INC *W EXP 12/23/202 733245112 323 102490 SH SOLE 102490 0 0 PROPERTY SOLUTIONS ACQUISITI *W EXP 03/20/202 74348Q116 26 24900 SH SOLE 24900 0 0 PURPLE INNOVATION INC COM 74640Y106 478 14500 SH Put SOLE 0 0 0 PURPLE INNOVATION INC COM 74640Y106 3425 103976 SH SOLE 103976 0 0 REALPAGE INC NOTE 1.500%11/1 75606NAB5 5217 2500000 PRN SOLE 2500000 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 1760 23560 SH SOLE 23560 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 553 7400 SH Call SOLE 0 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 2666 35700 SH Put SOLE 0 0 0 RUSH STREET INTERACTIVE INC *W EXP 02/21/202 782011118 232 30325 SH SOLE 30325 0 0 SABRE CORP COM 78573M104 180 15000 SH Call SOLE 0 0 0 SABRE CORP COM 78573M104 1260 104800 SH Put SOLE 0 0 0 SANDBRIDGE ACQUISITION CORP *W EXP 09/14/202 799793112 32 24828 SH SOLE 24828 0 0 SEAPORT GLOBAL ACQUISITN COR *W EXP 12/15/202 812227114 51 50000 SH SOLE 50000 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 373 4217 SH SOLE 4217 0 0 SEMPRA ENERGY COM 816851109 675 5300 SH Put SOLE 0 0 0 SEMPRA ENERGY COM 816851109 17188 134900 SH Call SOLE 0 0 0 SHIFT TECHNOLOGIES INC CL A 82452T107 52 6300 SH Call SOLE 0 0 0 SHIFT TECHNOLOGIES INC CL A 82452T107 2 300 SH Put SOLE 0 0 0 SHIFT TECHNOLOGIES INC CL A 82452T107 85 10316 SH SOLE 10316 0 0 SHIFT TECHNOLOGIES INC *W EXP 10/13/202 82452T115 3 1005 SH SOLE 1005 0 0 SKILLZ INC COM 83067L109 479 23968 SH SOLE 23968 0 0 SKILLZ INC COM 83067L109 296 14800 SH Call SOLE 0 0 0 SKILLZ INC *W EXP 02/26/202 83067L117 1174 162667 SH SOLE 162667 0 0 SOFTWARE ACQUISITN GRUP INC *W EXP 09/17/202 83407F119 15 10763 SH SOLE 10763 0 0 SOUTH MTN MERGER CORP *W EXP 06/20/202 838884112 178 41777 SH SOLE 41777 0 0 SPARTACUS ACQUISITION CORP *W EXP 10/31/202 84677L117 84 74893 SH SOLE 74893 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 0 1 SH SOLE 1 0 0 SPIRIT AIRLS INC COM 848577102 2741 112100 SH Put SOLE 0 0 0 SPIRIT AIRLS INC COM 848577102 606 24774 SH SOLE 24774 0 0 SPIRIT AIRLS INC NOTE 4.750% 5/1 848577AA0 2961 1375000 PRN SOLE 1375000 0 0 STANLEY BLACK & DECKER INC COM 854502101 1339 7500 SH Put SOLE 0 0 0 STANLEY BLACK & DECKER INC COM 854502101 714 4000 SH Call SOLE 0 0 0 SUNPOWER CORP DBCV 4.000% 1/1 867652AL3 2618 2025000 PRN SOLE 2025000 0 0 TAILWIND ACQUISITION CORP *W EXP 09/07/202 87403Q110 64 45403 SH SOLE 45403 0 0 TATTOOED CHEF INC COM CL A 87663X102 1094 47800 SH Call SOLE 0 0 0 TATTOOED CHEF INC COM CL A 87663X102 208 9100 SH Put SOLE 0 0 0 TATTOOED CHEF INC *W EXP 10/15/202 87663X110 8856 776833 SH SOLE 776833 0 0 TATTOOED CHEF INC COM CL A 87663X102 222 9700 SH SOLE 9700 0 0 TELADOC HEALTH INC COM 87918A105 5599 28000 SH Put SOLE 0 0 0 TELADOC HEALTH INC NOTE 3.000%12/1 87918AAB1 52134 11477000 PRN SOLE 11477000 0 0 TELADOC HEALTH INC COM 87918A105 200 1000 SH Call SOLE 0 0 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 379363 33367000 PRN SOLE 33367000 0 0 TESLA INC COM 88160R101 63722 90300 SH Call SOLE 0 0 0 TESLA INC COM 88160R101 214947 304600 SH Put SOLE 0 0 0 TESLA INC NOTE 1.250% 3/0 88160RAC5 315663 32229000 PRN SOLE 32229000 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 100275 9316000 PRN SOLE 9316000 0 0 TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 91 39816 SH SOLE 39816 0 0 TRITERRAS INC SHS CL A G9103H102 55 5000 SH Call SOLE 0 0 0 TRITERRAS INC *W EXP 02/02/202 G9103H110 487 219370 SH SOLE 219370 0 0 UCOMMUNE INTERNATIONAL LTD *W EXP 11/17/202 G9449A118 13 50000 SH SOLE 50000 0 0 UTZ BRANDS INC COM CL A 918090101 206 9349 SH SOLE 9349 0 0 UTZ BRANDS INC COM CL A 918090101 338 15300 SH Put SOLE 0 0 0 UTZ BRANDS INC *W EXP 08/28/202 918090119 66 6300 SH SOLE 6300 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 3464 17000 SH SOLE 17000 0 0 VELODYNE LIDAR INC COM 92259F101 9934 435323 SH SOLE 435323 0 0 VELODYNE LIDAR INC *W EXP 09/29/202 92259F119 997 117152 SH SOLE 117152 0 0 VELODYNE LIDAR INC COM 92259F101 812 35600 SH Put SOLE 0 0 0 VELODYNE LIDAR INC COM 92259F101 2049 89800 SH Call SOLE 0 0 0 VERTIV HOLDINGS CO *W EXP 06/12/202 92537N116 28 3898 SH SOLE 3898 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 1818 76600 SH Put SOLE 0 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 1604 67600 SH Call SOLE 0 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 49 2050 SH SOLE 2050 0 0 VISTAS MEDIA ACQUISITION CO *W EXP 08/01/202 92840T115 43 49990 SH SOLE 49990 0 0 VIVINT SMART HOME INC *W EXP 01/17/202 928542117 20 2150 SH SOLE 2150 0 0 VPC IMPACT ACQUISITION HLDNG *W EXP 10/22/202 G9441E118 41 37340 SH SOLE 37340 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 276 200047 SH SOLE 200047 0 0 WHOLE EARTH BRANDS INC COM CL A 96684W100 27 2500 SH Call SOLE 0 0 0 WISDOMTREE INVTS INC COM 97717P104 107 20000 SH Call SOLE 0 0 0