Administrator

0001420506-20-000736.txt : 20200720 0001420506-20-000736.hdr.sgml : 20200720 20200720120703 ACCESSION NUMBER: 0001420506-20-000736 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200720 DATE AS OF CHANGE: 20200720 EFFECTIVENESS DATE: 20200720 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITEC SPECIALISTS, LLC CENTRAL INDEX KEY: 0001108829 IRS NUMBER: 364346872 STATE OF INCORPORATION: IL FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16417 FILM NUMBER: 201035877 BUSINESS ADDRESS: STREET 1: 111 WEST JACKSON BLVD STREET 2: 20 TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312-692-5011 MAIL ADDRESS: STREET 1: 111 WEST JACKSON BLVD STREET 2: 20 TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: LCS LLC /BD DATE OF NAME CHANGE: 20010611 FORMER COMPANY: FORMER CONFORMED NAME: EQUITEC SPECIALISTS LLC /BD DATE OF NAME CHANGE: 20010611 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001108829 XXXXXXXX 06-30-2020 06-30-2020 false EQUITEC SPECIALISTS, LLC

111 WEST JACKSON BLVD 20 TH FLOOR CHICAGO IL 60604

13F HOLDINGS REPORT 028-16417 N Robert Wenzel Administrator 312-692-5081 Robert Wenzel, Administrator CHICAGO IL 06-30-2020 0 142 661547 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR EQUITEC SPECIALISTS, LLC ACCEL ENTERTAINMENT INC *W EXP 11/20/202 00436Q114 1103 471204 SH SOLE 471204 0 0 AKERNA CORP *W EXP 06/17/202 00973W110 112 112469 SH SOLE 112469 0 0 AMCI ACQUISITION CORP *W EXP 05/20/202 00165R119 55 100267 SH SOLE 100267 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 1327 101500 SH SOLE 101500 0 0 AMERICAN AIRLS GROUP INC NOTE 6.500% 7/0 02376RAF9 5465 5813000 PRN SOLE 5813000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 3269 250100 SH Put SOLE 0 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 2476 79400 SH Call SOLE 0 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 1972 1408275 SH SOLE 1408275 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 30248 970100 SH Put SOLE 0 0 0 ANDINA ACQUISITION CORP III *W EXP 07/31/202 G04415124 22 50000 SH SOLE 50000 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 1610 150000 SH Put SOLE 0 0 0 ASSURANT INC COM 04621X108 10 100 SH Call SOLE 0 0 0 ASSURANT INC COM 04621X108 1250 12100 SH Put SOLE 0 0 0 ASSURANT INC 6.50% CONV PFD D 04621X207 1441 13852 SH SOLE 13852 0 0 AVANTOR INC COM 05352A100 377 22200 SH Call SOLE 0 0 0 AVANTOR INC COM 05352A100 1231 72400 SH Put SOLE 0 0 0 AVAYA HLDGS CORP COM 05351X101 1 100 SH Put SOLE 0 0 0 B. RILEY FINANCIAL INC COM 05580M108 128 5900 SH SOLE 5900 0 0 BECTON DICKINSON & CO COM 075887109 301 1258 SH SOLE 1258 0 0 BIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1 09061GAF8 1971 1500000 PRN SOLE 1500000 0 0 BLINK CHARGING CO COM 09354A100 55 9600 SH Put SOLE 0 0 0 BLINK CHARGING CO *W EXP 01/31/202 09354A118 1444 538668 SH SOLE 538668 0 0 BOSTON SCIENTIFIC CORP 5.50% CNV PFD A 101137206 593 5666 SH SOLE 5666 0 0 BROADCOM INC COM 11135F101 1297 4109 SH SOLE 4109 0 0 CARDTRONICS PLC SHS CL A G1991C105 31 1300 SH Call SOLE 0 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 406 24700 SH Call SOLE 0 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 20257 1233700 SH Put SOLE 0 0 0 CENTERPOINT ENERGY INC DEP RP PFD CV B 15189T503 2592 72888 SH SOLE 72888 0 0 CENTERPOINT ENERGY INC COM 15189T107 756 40500 SH Put SOLE 0 0 0 CENTERPOINT ENERGY INC COM 15189T107 243 13000 SH Call SOLE 0 0 0 CHANGE HEALTHCARE INC COM 15912K100 284 25400 SH Put SOLE 0 0 0 CHANGE HEALTHCARE INC COM 15912K100 30 2700 SH Call SOLE 0 0 0 CHANGE HEALTHCARE INC UNIT 99/99/9999 15912K209 8428 191841 SH SOLE 191841 0 0 CLARIVATE PLC ORD SHS G21810109 826 36994 SH SOLE 36994 0 0 CLARIVATE PLC ORD SHS G21810109 866 38800 SH Call SOLE 0 0 0 CLARIVATE PLC ORD SHS G21810109 1197 53600 SH Put SOLE 0 0 0 COLFAX CORP UNIT 01/15/2022T 194014205 6046 49557 SH SOLE 49557 0 0 COLFAX CORP COM 194014106 1256 45000 SH Put SOLE 0 0 0 COLFAX CORP COM 194014106 114 4100 SH Call SOLE 0 0 0 COLLIER CREEK HOLDINGS *W EXP 99/99/999 G22707114 406 125063 SH SOLE 125063 0 0 COUPA SOFTWARE INC COM 22266L106 2909 10500 SH Put SOLE 0 0 0 COUPA SOFTWARE INC NOTE 0.375% 1/1 22266LAB2 1199 193000 PRN SOLE 193000 0 0 CROWN CASTLE INTL CORP NEW 6.875% CON PFD A 22822V309 59349 39958 SH SOLE 39958 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 2494 14900 SH Put SOLE 0 0 0 DANAHER CORPORATION 4.75 MND CV PFD 235851300 18825 15098 SH SOLE 15098 0 0 DOMINION ENERGY INC UNIT 99/99/9999 25746U133 13358 131813 SH SOLE 131813 0 0 DRAFTKINGS INC COM CL A 26142R104 3315 99662 SH SOLE 99662 0 0 DRAFTKINGS INC COM CL A 26142R104 516 15500 SH Call SOLE 0 0 0 DRAFTKINGS INC COM CL A 26142R104 1873 56300 SH Put SOLE 0 0 0 ENCORE CAP GROUP INC COM 292554102 27 798 SH SOLE 798 0 0 ENCORE CAP GROUP INC NOTE 3.000% 7/0 292554AF9 1239 1250000 PRN SOLE 1250000 0 0 ENCORE CAP GROUP INC NOTE 2.875% 3/1 292554AH5 961 1000000 PRN SOLE 1000000 0 0 ENERGIZER HLDGS INC NEW COM 29272W109 95 2000 SH Call SOLE 0 0 0 ENERGIZER HLDGS INC NEW COM 29272W109 47 1000 SH Put SOLE 0 0 0 ENERGIZER HLDGS INC NEW 7.5 MCNV PFD A 29272W208 8772 91235 SH SOLE 91235 0 0 EPR PPTYS COM SH BEN INT 26884U109 311 9400 SH Call SOLE 0 0 0 EPR PPTYS PFD C CNV 5.75% 26884U208 10611 582718 SH SOLE 582718 0 0 EVERBRIDGE INC NOTE 1.500%11/0 29978AAA2 513 125000 PRN SOLE 125000 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 190 19101 SH SOLE 19101 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 167 16800 SH Put SOLE 0 0 0 FORTIVE CORP COM 34959J108 345 5100 SH Call SOLE 0 0 0 FORTIVE CORP COM 34959J108 3024 44700 SH Put SOLE 0 0 0 FORUM MERGER II CORP *W EXP 09/30/202 34986F111 179 38059 SH SOLE 38059 0 0 GALILEO ACQUISITION CORP *W EXP 10/31/202 G3770A110 19 33190 SH SOLE 33190 0 0 GIGCAPITAL2 INC *W EXP 02/28/202 375036118 25 50000 SH SOLE 50000 0 0 GLRY STR NW MDIA GRUP HLDG L *W EXP 02/13/202 G39973113 4 87578 SH SOLE 87578 0 0 GORDON POINTE ACQUISITION CO *W EXP 07/30/202 382788115 55 25000 SH SOLE 25000 0 0 GOSSAMER BIO INC NOTE 5.000% 6/0 38341PAA0 4577 4572000 PRN SOLE 4572000 0 0 HANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0 41068XAB6 4046 3500000 PRN SOLE 3500000 0 0 HENNESSY CAP ACQUSTION CORP *W EXP 09/05/202 42589C112 41 36924 SH SOLE 36924 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 2731 3175153 SH SOLE 3175153 0 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 2975 2000000 PRN SOLE 2000000 0 0 INTL GNRL INSURANCE HLDNGS L *W EXP 03/17/202 G4809J114 13 37500 SH SOLE 37500 0 0 KALEYRA INC COM 483379103 39 9604 SH SOLE 9604 0 0 LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 21 43100 SH SOLE 43100 0 0 LF CAP ACQUISITION CORP *W EXP 06/22/202 50200K116 85 94500 SH SOLE 94500 0 0 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 28130 38173000 PRN SOLE 38173000 0 0 MEDIGUS LTD *W EXP 07/23/202 58471G128 6 30040 SH SOLE 30040 0 0 MEGALITH FINL ACQUISITION CO *W EXP 08/26/202 58518F117 49 58500 SH SOLE 58500 0 0 MERIDA MERGER CORP I *W EXP 11/07/202 58953M114 3 5000 SH SOLE 5000 0 0 METEN EDTECHX ED GROUP LTD *W EXP 03/31/202 G6055H106 6 10000 SH SOLE 10000 0 0 MONOCLE ACQUISITION CORP *W EXP 12/06/202 609754114 30 46332 SH SOLE 46332 0 0 NABORS INDUSTRIES LTD SHS G6359F137 3957 106900 SH Call SOLE 0 0 0 NABORS INDUSTRIES LTD SHS G6359F137 52 1400 SH Put SOLE 0 0 0 NETFIN ACQUISITION CORP *W EXP 08/01/202 G6455A115 240 145135 SH SOLE 145135 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 1061 25000 SH SOLE 25000 0 0 NEXTERA ENERGY INC COM 65339F101 3338 13900 SH Put SOLE 0 0 0 NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 22260 458589 SH SOLE 458589 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 1995 38900 SH Call SOLE 0 0 0 NIKOLA CORP COM 654110105 1756 26000 SH Call SOLE 0 0 0 NIKOLA CORP COM 654110105 3768 55800 SH Put SOLE 0 0 0 NIKOLA CORP *W EXP 06/03/202 654110113 4547 136954 SH SOLE 136954 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 3667 223200 SH Put SOLE 0 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 291 17700 SH Call SOLE 0 0 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 6159 606000 PRN SOLE 606000 0 0 ONESPAWORLD HOLDINGS LIMITED COM P73684113 2 500 SH SOLE 500 0 0 PAR PACIFIC HOLDINGS INC COM NEW 69888T207 14 1600 SH Put SOLE 0 0 0 PENN NATL GAMING INC NOTE 2.750% 5/1 707569AU3 2247 1500000 PRN SOLE 1500000 0 0 PG&E CORP COM 69331C108 355 40000 SH Put SOLE 0 0 0 PURPLE INNOVATION INC COM 74640Y106 2 100 SH Put SOLE 0 0 0 QTS RLTY TR INC COM CL A 74736A103 34 533 SH SOLE 533 0 0 QTS RLTY TR INC 6.50% CON PFD B 74736A301 6825 48030 SH SOLE 48030 0 0 QUIDEL CORP NOTE 3.250%12/1 74838JAA9 9807 1500000 PRN SOLE 1500000 0 0 REPAY HLDGS CORP COM CL A 76029L100 286 11600 SH Call SOLE 0 0 0 RESTORATION HARDWARE HLDGS I DBCV 7/1 761283AC4 25484 13191000 PRN SOLE 13191000 0 0 RMG ACQUISITION CORP *W EXP 02/21/202 749641114 101 103000 SH SOLE 103000 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 598 11893 SH SOLE 11893 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 755 15000 SH Put SOLE 0 0 0 SCHULTZE SPL PURP ACQUSTN CO *W EXP 12/31/202 80821R117 137 106083 SH SOLE 106083 0 0 SEMPRA ENERGY COM 816851109 4584 39100 SH Call SOLE 0 0 0 SEMPRA ENERGY 6.75% CNV PFD B 816851505 411 4184 SH SOLE 4184 0 0 SEMPRA ENERGY 6% PFD CONV A 816851406 6888 70480 SH SOLE 70480 0 0 SEMPRA ENERGY COM 816851109 16611 141700 SH Put SOLE 0 0 0 SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 88 175000 SH SOLE 175000 0 0 SOUTHERN CO COM 842587107 1193 23000 SH Put SOLE 0 0 0 SOUTHERN CO UNIT 08/01/2022 842587602 4919 111648 SH SOLE 111648 0 0 SPARTAN ENERGY ACQUISITION C *W EXP 08/27/202 846784122 73 40654 SH SOLE 40654 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2 8 SH SOLE 8 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1388 4500 SH Put SOLE 0 0 0 SPIRIT AIRLS INC COM 848577102 519 29174 SH SOLE 29174 0 0 SPIRIT AIRLS INC NOTE 4.750% 5/1 848577AA0 2253 1500000 PRN SOLE 1500000 0 0 SPIRIT AIRLS INC COM 848577102 2804 157500 SH Put SOLE 0 0 0 SPIRIT AIRLS INC COM 848577102 190 10700 SH Call SOLE 0 0 0 STANLEY BLACK & DECKER INC COM 854502101 445 3194 SH SOLE 3194 0 0 STANLEY BLACK & DECKER INC COM 854502101 418 3000 SH Call SOLE 0 0 0 T-MOBILE US INC COM 872590104 1118 10733 SH SOLE 10733 0 0 TELADOC HEALTH INC COM 87918A105 191 1000 SH Call SOLE 0 0 0 TELADOC HEALTH INC NOTE 3.000%12/1 87918AAB1 11009 2540000 PRN SOLE 2540000 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 6626 2000000 PRN SOLE 2000000 0 0 TESLA INC NOTE 1.250% 3/0 88160RAC5 110038 36725000 PRN SOLE 36725000 0 0 TESLA INC COM 88160R101 19976 18500 SH Call SOLE 0 0 0 TESLA INC COM 88160R101 73427 68000 SH Put SOLE 0 0 0 TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 28 59914 SH SOLE 59914 0 0 VAREX IMAGING CORP COM 92214X106 65 4300 SH SOLE 4300 0 0 VERTIV HOLDINGS CO *W EXP 06/12/202 92537N116 1137 284841 SH SOLE 284841 0 0 VERTIV HOLDINGS CO COM CL A 92537N108 1 100 SH Put SOLE 0 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 1412 86400 SH Put SOLE 0 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 2253 137900 SH Call SOLE 0 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 502 30721 SH SOLE 30721 0 0 WAYFAIR INC CL A 94419L101 395 2000 SH Call SOLE 0 0 0 WAYFAIR INC NOTE 0.375% 9/0 94419LAB7 14392 7578000 PRN SOLE 7578000 0 0 WAYFAIR INC NOTE 1.125%11/0 94419LAD3 1783 1000000 PRN SOLE 1000000 0 0