Administrator

0001420506-18-000513.txt : 20180523 0001420506-18-000513.hdr.sgml : 20180523 20180523111208 ACCESSION NUMBER: 0001420506-18-000513 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180523 DATE AS OF CHANGE: 20180523 EFFECTIVENESS DATE: 20180523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITEC SPECIALISTS, LLC CENTRAL INDEX KEY: 0001108829 IRS NUMBER: 364346872 STATE OF INCORPORATION: IL FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16417 FILM NUMBER: 18854447 BUSINESS ADDRESS: STREET 1: 111 WEST JACKSON BLVD STREET 2: 20 TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312-692-5011 MAIL ADDRESS: STREET 1: 111 WEST JACKSON BLVD STREET 2: 20 TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: EQUITEC SPECIALISTS LLC /BD DATE OF NAME CHANGE: 20010611 FORMER COMPANY: FORMER CONFORMED NAME: LCS LLC /BD DATE OF NAME CHANGE: 20010611 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001108829 XXXXXXXX 03-31-2018 03-31-2018 false EQUITEC SPECIALISTS, LLC

111 WEST JACKSON BLVD 20 TH FLOOR CHICAGO IL 60604

13F HOLDINGS REPORT 028-16417 N Robert Wenzel Administrator 312-692-5081 Robert Wenzel, Administrator CHICAGO IL 05-15-2018 0 101 563651 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR EQUITEC SPECIALISTS, LLC 51JOB INC SP ADR REP COM 316827104 17 200 SH Put SOLE 0 0 0 51JOB INC NOTE 3.250% 4/1 316827AC8 15402 7650000 PRN SOLE 7650000 0 0 ALTA MESA RES INC *W EXP 03/28/202 02133L117 38 24573 SH SOLE 24573 0 0 AMAZON COM INC COM 023135106 4631 3200 SH Put SOLE 0 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 1501 27578 SH SOLE 27578 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 83 5058 SH SOLE 5058 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 1513 27800 SH Put SOLE 0 0 0 AMTRUST FINL SVCS INC NOTE 5.500%12/1 032359AC5 2058 1850000 PRN SOLE 1850000 0 0 AMTRUST FINL SVCS INC COM 032359309 739 60000 SH Put SOLE 0 0 0 AMTRUST FINL SVCS INC COM 032359309 28 2300 SH Call SOLE 0 0 0 ANADARKO PETE CORP UNIT 99/99/9999 032511404 4976 166988 SH SOLE 166988 0 0 ANTHEM INC COM 036752103 6503 29600 SH Put SOLE 0 0 0 ANTHEM INC COM 036752103 4069 18520 SH SOLE 18520 0 0 APPLE INC COM 037833100 319 1900 SH SOLE 1900 0 0 ASSURANT INC 6.50% CONV PFD D 04621X207 23 225 SH SOLE 225 0 0 BANK AMER CORP *W EXP 10/28/201 060505153 49 24542 SH SOLE 24542 0 0 BANK AMER CORP COM 060505104 86 2859 SH SOLE 2859 0 0 BLACK HILLS CORP COM 092113109 614 11300 SH Call SOLE 0 0 0 BLACK HILLS CORP UNIT 99/99/9999 092113125 29539 490676 SH SOLE 490676 0 0 BLACK HILLS CORP COM 092113109 141 2600 SH Put SOLE 0 0 0 BLACKSTONE MTG TR INC NOTE 5.250%12/0 09257WAA8 2269 2000000 PRN SOLE 2000000 0 0 CIENA CORP NOTE 3.750%10/1 171779AJ0 9098 6900000 PRN SOLE 6900000 0 0 CISION LTD *W EXP 06/22/202 G1992S117 343 146723 SH SOLE 146723 0 0 CONVERGYS CORP SDCV 5.750% 9/1 212485AE6 20134 9500000 PRN SOLE 9500000 0 0 CROWN CASTLE INTL CORP NEW 6.875% CON PFD A 22822V309 634 567 SH SOLE 567 0 0 DASEKE INC *W EXP 02/27/202 23753F115 439 381993 SH SOLE 381993 0 0 DASEKE INC COM 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0 GENERAL CABLE CORP DEL NEW COM 369300108 89 3000 SH Put SOLE 0 0 0 GENERAL ELECTRIC CO COM 369604103 71 5300 SH SOLE 5300 0 0 GRANITE PT MTG TR INC COM 38741L107 6 333 SH SOLE 333 0 0 HESS CORP DEP PDF SR A 42809H404 194 3259 SH SOLE 3259 0 0 HOSTESS BRANDS INC CL A 44109J106 707 47800 SH Call SOLE 0 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 3264 1382845 SH SOLE 1382845 0 0 IRIDIUM COMMUNICATIONS INC PERP PFD CNV B 46269C409 5038 13187 SH SOLE 13187 0 0 ISTAR INC COM 45031U101 76 7500 SH Call SOLE 0 0 0 LAM RESEARCH CORP NOTE 1.250% 5/1 512807AL2 13887 4117000 PRN SOLE 4117000 0 0 M/I HOMES INC COM 55305B101 806 25300 SH Call SOLE 0 0 0 MANNKIND CORP COM NEW 56400P706 14 6000 SH Put SOLE 0 0 0 MANNKIND CORP COM NEW 56400P706 65 28400 SH Call SOLE 0 0 0 MICRON TECHNOLOGY INC NOTE 3.000%11/1 595112AY9 28895 16148000 PRN SOLE 16148000 0 0 MICRON TECHNOLOGY INC NOTE 2.125% 2/1 595112AV5 16650 3500000 PRN SOLE 3500000 0 0 MICRON TECHNOLOGY INC COM 595112103 521 10000 SH Put SOLE 0 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PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 822 48100 SH Put SOLE 0 0 0 TRINITY INDS INC NOTE 3.875% 6/0 896522AF6 4342 3192000 PRN SOLE 3192000 0 0 TTM TECHNOLOGIES INC COM 87305R109 9 600 SH SOLE 600 0 0 TWO HBRS INVT CORP COM NEW 90187B408 124 8100 SH Call SOLE 0 0 0 VECTOR GROUP LTD FRNT 1/1 92240MAY4 21141 14784000 PRN SOLE 14784000 0 0 VERISIGN INC COM 92343E102 1707 14400 SH Put SOLE 0 0 0 VERISIGN INC COM 92343E102 1067 9000 SH Call SOLE 0 0 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 103336 29989000 PRN SOLE 29989000 0 0 VIRTUS INVT PARTNERS INC PFD CV SER D 92828Q208 5503 51860 SH SOLE 51860 0 0 WELLTOWER INC COM 95040Q104 155 2853 SH SOLE 2853 0 0 WESTERN GAS EQUITY PARTNERS COMUNT LTD PT 95825R103 156 4700 SH Call SOLE 0 0 0 WILLSCOT CORP *W EXP 09/10/202 971375118 647 387400 SH SOLE 387400 0 0 WPX ENERGY INC PFD SER A CV 98212B202 503 8010 SH SOLE 8010 0 0 XENCOR INC COM 98401F105 165 5489 SH SOLE 5489 0 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 20 977 SH SOLE 977 0 0 ZIONS BANCORPORATION COM 989701107 96 1814 SH SOLE 1814 0 0