Compliance Officer

0001420506-17-000045.txt : 20170124 0001420506-17-000045.hdr.sgml : 20170124 20170124161424 ACCESSION NUMBER: 0001420506-17-000045 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170124 DATE AS OF CHANGE: 20170124 EFFECTIVENESS DATE: 20170124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITEC SPECIALISTS, LLC CENTRAL INDEX KEY: 0001108829 IRS NUMBER: 364346872 STATE OF INCORPORATION: IL FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16417 FILM NUMBER: 17543879 BUSINESS ADDRESS: STREET 1: 111 WEST JACKSON BLVD STREET 2: 20 TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312-692-5011 MAIL ADDRESS: STREET 1: 111 WEST JACKSON BLVD STREET 2: 20 TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: EQUITEC SPECIALISTS LLC /BD DATE OF NAME CHANGE: 20010611 FORMER COMPANY: FORMER CONFORMED NAME: LCS LLC /BD DATE OF NAME CHANGE: 20010611 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001108829 XXXXXXXX 12-31-2016 12-31-2016 false EQUITEC SPECIALISTS, LLC

111 WEST JACKSON BLVD 20 TH FLOOR CHICAGO IL 60604

13F HOLDINGS REPORT 028-16417 N Christopher Kuehner Compliance Officer 312-692-5011 Christopher Kuehner , Compliance Officer CHICAGO IL 01-24-2017 0 114 419207 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR EQUITEC SPECIALISTS, LLC ALLERGAN PLC PFD CONV SER A G0177J116 352 462 SH SOLE 462 0 0 ALTRA INDL MOTION CORP NOTE 2.750% 3/0 02208RAE6 5708 4000000 PRN SOLE 4000000 0 0 ALTRA INDL MOTION CORP COM 02208R106 1007 27300 SH Call SOLE 0 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 1242 52944 SH SOLE 52944 0 0 AMTRUST FINL SVCS INC COM 032359309 38 1400 SH Put SOLE 0 0 0 AMTRUST FINL SVCS INC COM 032359309 553 20200 SH Call SOLE 0 0 0 AMTRUST FINL SVCS INC NOTE 5.500%12/1 032359AC5 1609 850000 PRN SOLE 850000 0 0 ASHFORD HOSPITALITY PRIME IN PFD CV SER B 044102507 470 21682 SH SOLE 21682 0 0 B RILEY FINL INC COM 05580M108 36900 2000000 SH SOLE 2000000 0 0 BANK AMER CORP *W EXP 10/28/201 060505153 43 45000 SH SOLE 45000 0 0 BLACK HILLS CORP COM 092113109 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