Compliance Officer

0001420506-16-000911.txt : 20160429 0001420506-16-000911.hdr.sgml : 20160429 20160429133746 ACCESSION NUMBER: 0001420506-16-000911 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160429 DATE AS OF CHANGE: 20160429 EFFECTIVENESS DATE: 20160429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITEC SPECIALISTS, LLC CENTRAL INDEX KEY: 0001108829 IRS NUMBER: 364346872 STATE OF INCORPORATION: IL FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16417 FILM NUMBER: 161604936 BUSINESS ADDRESS: STREET 1: 111 WEST JACKSON BLVD STREET 2: 20 TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312-692-5011 MAIL ADDRESS: STREET 1: 111 WEST JACKSON BLVD STREET 2: 20 TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: EQUITEC SPECIALISTS LLC /BD DATE OF NAME CHANGE: 20010611 FORMER COMPANY: FORMER CONFORMED NAME: LCS LLC /BD DATE OF NAME CHANGE: 20010611 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001108829 XXXXXXXX 03-31-2016 03-31-2016 false EQUITEC SPECIALISTS, LLC

111 WEST JACKSON BLVD 20 TH FLOOR CHICAGO IL 60604

13F HOLDINGS REPORT 028-16417 N Christopher Kuehner Compliance Officer 312-692-5011 Christopher Kuehner , Compliance Officer CHICAGO IL 04-29-2016 0 108 411318 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR EQUITEC SPECIALISTS, LLC AIRTRAN HLDGS INC NOTE 5.250%11/0 00949PAD0 42284 13912000 PRN SOLE 13912000 0 0 ALERE INC NOTE 3.000% 5/1 01449JAA3 13242 11428000 PRN SOLE 11428000 0 0 ALERE INC COM 01449J105 926 18300 SH Put SOLE 0 0 0 ALERE INC COM 01449J105 982 19400 SH Call SOLE 0 0 0 ALLERGAN PLC PFD CONV SER A G0177J116 2388 2598 SH SOLE 2598 0 0 AMSURG CORP PFD CNV SR A-1 % 03232P504 3076 21584 SH SOLE 21584 0 0 AMTRUST FINL SVCS INC NOTE 5.500%12/1 032359AC5 1527 850000 PRN SOLE 850000 0 0 ANACOR PHARMACEUTICALS INC COM 032420101 32 600 SH Call SOLE 0 0 0 ANACOR PHARMACEUTICALS INC NOTE 2.000%10/1 032420AC5 6510 3550000 PRN SOLE 3550000 0 0 ANADARKO PETE CORP UNIT 99/99/9999 032511404 523 15244 SH SOLE 15244 0 0 BGC PARTNERS INC CL A 05541T101 222 24500 SH 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