0001562180-23-002624.txt : 20230308
0001562180-23-002624.hdr.sgml : 20230308
20230308182841
ACCESSION NUMBER: 0001562180-23-002624
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230307
FILED AS OF DATE: 20230308
DATE AS OF CHANGE: 20230308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eden Elisabeth A
CENTRAL INDEX KEY: 0001931720
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32462
FILM NUMBER: 23717562
MAIL ADDRESS:
STREET 1: 414 SILVER AVE SW
STREET 2: MS1295
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PNM RESOURCES INC
CENTRAL INDEX KEY: 0001108426
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 850019030
STATE OF INCORPORATION: NM
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 414 SILVER AVE. SW
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87102-3289
BUSINESS PHONE: 5052412700
MAIL ADDRESS:
STREET 1: 414 SILVER AVE. SW
STREET 2: ATTN: MS 0905 - CATHY MARTINEZ
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87102-3289
FORMER COMPANY:
FORMER CONFORMED NAME: MANZANO CORP
DATE OF NAME CHANGE: 20000303
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2023-03-07
false
0001108426
PNM RESOURCES INC
PNM
0001931720
Eden Elisabeth A
414 SILVER AVE. SW
MS1295
ALBUQUERQUE
NM
87102
false
true
false
false
SVP, CFO & Treasurer
Common Stock
2023-03-07
4
M
false
315.00
0.00
A
16532.00
D
Common Stock
2023-03-07
4
F
false
143.00
48.80
D
16389.00
D
Common Stock
2023-03-07
4
M
false
328.00
0.00
A
16717.00
D
Common Stock
2023-03-07
4
F
false
149.00
48.80
D
16568.00
D
Common Stock
2023-03-07
4
M
false
357.00
0.00
A
16925.00
D
Common Stock
2023-03-07
4
F
false
162.00
48.80
D
16763.00
D
Restricted Stock Rights
2023-03-07
4
M
false
315.00
0.00
D
Common Stock
315.00
3677.00
D
Restricted Stock Rights
2023-03-07
4
M
false
328.00
0.00
D
Common Stock
328.00
3349.00
D
Restricted Stock Rights
2023-03-07
4
M
false
357.00
0.00
D
Common Stock
357.00
2992.00
D
Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2023.
Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.
Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).
/s/ Angela L. Pino, POA for EDEN ELISABETH A.
2023-03-08
EX-24
2
eedenpoa.txt
POWER OF ATTORNEY
Power of Attorney
Know all by these presents, that the undersigned hereby constitutes
and appoints each of Rebecca R. Teague, Angela L. Pino, Donna
Briggs, or any of them signing singly, to serve as my true and lawful
attorney-in-fact to:
(1) execute for me in my capacity as a Director and/or an Officer of
PNM Resources, Inc. ("Company"), Forms 3, 4, and 5 in accordance with
Section 16(a) of the Securities Exchange Act of 1934 ("1934 Act") and
the associated rules;
(2) do and perform for me all acts which may be necessary or
desirable to complete and execute Forms 3, 4, and 5, complete and
execute any amendments, and timely file the forms with the Untied
States Securities and Exchange Commission and the New York Stock
Exchange, or similar authority; or
(3) take any other action of any type whatsoever in connection with
the foregoing which, in the opinion of such attorney-in-fact, may be
of benefit to, in the best interest of, or legally required by, the
undersigned, it being understood that the documents executed by such
attorney-in-fact on behalf of the undersigned pursuant to this Power
of Attorney shall be in such form and shall contain such terms and
conditions as such attorney-in-fact may approve in such attorney-in-
fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full
power and authority to do and perform any and every act and thing
whatsoever requisite, necessary, or proper to be done in the exercise
of any of the rights and powers herein granted, as fully to all
intents and purposes as the undersigned might or could do if
personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or
his or her substitute or substitutes, shall lawfully do or cause to
be done by virtue of this Power of Attorney and the rights and powers
herein granted.
I acknowledge that the attorneys-in-fact are serving at my request
and neither they nor the Company are assuming any of my
responsibilities to comply with Section 16 of the 1934 Act. This
Power of Attorney shall remain in full force and effect until I am no
longer required to file Forms 3, 4, and 5 with respect to my holdings
of and transactions in securities issued by the Company, unless
earlier revoked by me in a signed writing delivered to the Company.
________________________________________
Elisabeth A. Eden
Dated: ___________________________________
ACKNOWLEDGMENT
State of New Mexico )
) ss.
County of Bernalillo )
The foregoing instrument was acknowledged before me on
_______________, 20_____, by Elisabeth A. Eden.
________________________________________
Notary Public
My Commission Expires: ___________, 20_____