0001562180-23-002624.txt : 20230308 0001562180-23-002624.hdr.sgml : 20230308 20230308182841 ACCESSION NUMBER: 0001562180-23-002624 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230307 FILED AS OF DATE: 20230308 DATE AS OF CHANGE: 20230308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eden Elisabeth A CENTRAL INDEX KEY: 0001931720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32462 FILM NUMBER: 23717562 MAIL ADDRESS: STREET 1: 414 SILVER AVE SW STREET 2: MS1295 CITY: ALBUQUERQUE STATE: NM ZIP: 87102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PNM RESOURCES INC CENTRAL INDEX KEY: 0001108426 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 850019030 STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 414 SILVER AVE. SW CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 BUSINESS PHONE: 5052412700 MAIL ADDRESS: STREET 1: 414 SILVER AVE. SW STREET 2: ATTN: MS 0905 - CATHY MARTINEZ CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 FORMER COMPANY: FORMER CONFORMED NAME: MANZANO CORP DATE OF NAME CHANGE: 20000303 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2023-03-07 false 0001108426 PNM RESOURCES INC PNM 0001931720 Eden Elisabeth A 414 SILVER AVE. SW MS1295 ALBUQUERQUE NM 87102 false true false false SVP, CFO & Treasurer Common Stock 2023-03-07 4 M false 315.00 0.00 A 16532.00 D Common Stock 2023-03-07 4 F false 143.00 48.80 D 16389.00 D Common Stock 2023-03-07 4 M false 328.00 0.00 A 16717.00 D Common Stock 2023-03-07 4 F false 149.00 48.80 D 16568.00 D Common Stock 2023-03-07 4 M false 357.00 0.00 A 16925.00 D Common Stock 2023-03-07 4 F false 162.00 48.80 D 16763.00 D Restricted Stock Rights 2023-03-07 4 M false 315.00 0.00 D Common Stock 315.00 3677.00 D Restricted Stock Rights 2023-03-07 4 M false 328.00 0.00 D Common Stock 328.00 3349.00 D Restricted Stock Rights 2023-03-07 4 M false 357.00 0.00 D Common Stock 357.00 2992.00 D Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2023. Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). /s/ Angela L. Pino, POA for EDEN ELISABETH A. 2023-03-08 EX-24 2 eedenpoa.txt POWER OF ATTORNEY Power of Attorney Know all by these presents, that the undersigned hereby constitutes and appoints each of Rebecca R. Teague, Angela L. Pino, Donna Briggs, or any of them signing singly, to serve as my true and lawful attorney-in-fact to: (1) execute for me in my capacity as a Director and/or an Officer of PNM Resources, Inc. ("Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 ("1934 Act") and the associated rules; (2) do and perform for me all acts which may be necessary or desirable to complete and execute Forms 3, 4, and 5, complete and execute any amendments, and timely file the forms with the Untied States Securities and Exchange Commission and the New York Stock Exchange, or similar authority; or (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in- fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his or her substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. I acknowledge that the attorneys-in-fact are serving at my request and neither they nor the Company are assuming any of my responsibilities to comply with Section 16 of the 1934 Act. This Power of Attorney shall remain in full force and effect until I am no longer required to file Forms 3, 4, and 5 with respect to my holdings of and transactions in securities issued by the Company, unless earlier revoked by me in a signed writing delivered to the Company. ________________________________________ Elisabeth A. Eden Dated: ___________________________________ ACKNOWLEDGMENT State of New Mexico ) ) ss. County of Bernalillo ) The foregoing instrument was acknowledged before me on _______________, 20_____, by Elisabeth A. Eden. ________________________________________ Notary Public My Commission Expires: ___________, 20_____