0001437749-19-023117.txt : 20191118 0001437749-19-023117.hdr.sgml : 20191118 20191118153326 ACCESSION NUMBER: 0001437749-19-023117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191114 FILED AS OF DATE: 20191118 DATE AS OF CHANGE: 20191118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH EDWARD J CENTRAL INDEX KEY: 0001216591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31051 FILM NUMBER: 191227494 MAIL ADDRESS: STREET 1: 635 HOOD ROAD CITY: MARKHAM STATE: A6 ZIP: L3R 4N6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMTC CORP CENTRAL INDEX KEY: 0001108320 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 980197680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 BUSINESS PHONE: 9054791810 MAIL ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 4 1 rdgdoc.xml FORM 4 X0306 4 2019-11-14 0001108320 SMTC CORP SMTX 0001216591 SMITH EDWARD J C/O SMTC CORPORATION 7050 WOODBINE AVENUE MARKHAM A6 L3R4G8 ONTARIO, CANADA 1 1 President & CEO Common Stock 2019-11-14 4 P 0 5010 2.68 A 347152 D Common Stock 2019-11-14 4 P 0 9505 2.67 A 356657 D Common Stock 2019-11-15 4 P 0 4900 2.70 A 361557 D Common Stock 2019-11-15 4 P 0 100 2.68 A 361657 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions for an average price of $2.68. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions for an average price of $2.67. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions for an average price of $2.70. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions for an average price of $2.68. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. /s/ Edward Smith 2019-11-18