0001437749-19-016940.txt : 20190815 0001437749-19-016940.hdr.sgml : 20190815 20190815164421 ACCESSION NUMBER: 0001437749-19-016940 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190813 FILED AS OF DATE: 20190815 DATE AS OF CHANGE: 20190815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH EDWARD J CENTRAL INDEX KEY: 0001216591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31051 FILM NUMBER: 191030764 MAIL ADDRESS: STREET 1: 635 HOOD ROAD CITY: MARKHAM STATE: A6 ZIP: L3R 4N6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMTC CORP CENTRAL INDEX KEY: 0001108320 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 980197680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 BUSINESS PHONE: 9054791810 MAIL ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 4 1 rdgdoc.xml FORM 4 X0306 4 2019-08-13 0001108320 SMTC CORP SMTX 0001216591 SMITH EDWARD J C/O SMTC CORPORATION 7050 WOODBINE AVENUE MARKHAM A6 L3R4G8 ONTARIO, CANADA 1 1 President & CEO Common Stock 2019-08-13 4 A 0 25000 0 A 328905 D Common Stock 2019-08-13 4 P 0 10000 3.3721 D 338905 D Common Stock 2019-08-13 4 F 0 6763 3.49 D 332142 D Common Stock 2019-08-14 4 P 0 10000 3.3747 D 342142 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.285 to $3.43. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Withheld shares to pay taxes applicable to the issuance of shares upon the vesting of Restricted Stock Units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.27 to $3.48. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. /s/ Edward Smith 2019-08-15