0001437749-19-016940.txt : 20190815
0001437749-19-016940.hdr.sgml : 20190815
20190815164421
ACCESSION NUMBER: 0001437749-19-016940
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190813
FILED AS OF DATE: 20190815
DATE AS OF CHANGE: 20190815
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH EDWARD J
CENTRAL INDEX KEY: 0001216591
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31051
FILM NUMBER: 191030764
MAIL ADDRESS:
STREET 1: 635 HOOD ROAD
CITY: MARKHAM
STATE: A6
ZIP: L3R 4N6
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMTC CORP
CENTRAL INDEX KEY: 0001108320
STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672]
IRS NUMBER: 980197680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 7050 WOODBINE AVENUE
STREET 2: SUITE 300
CITY: MARKHAM
STATE: A6
ZIP: L3R4G8
BUSINESS PHONE: 9054791810
MAIL ADDRESS:
STREET 1: 7050 WOODBINE AVENUE
STREET 2: SUITE 300
CITY: MARKHAM
STATE: A6
ZIP: L3R4G8
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-08-13
0001108320
SMTC CORP
SMTX
0001216591
SMITH EDWARD J
C/O SMTC CORPORATION
7050 WOODBINE AVENUE
MARKHAM
A6
L3R4G8
ONTARIO, CANADA
1
1
President & CEO
Common Stock
2019-08-13
4
A
0
25000
0
A
328905
D
Common Stock
2019-08-13
4
P
0
10000
3.3721
D
338905
D
Common Stock
2019-08-13
4
F
0
6763
3.49
D
332142
D
Common Stock
2019-08-14
4
P
0
10000
3.3747
D
342142
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.285 to $3.43. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
Withheld shares to pay taxes applicable to the issuance of shares upon the vesting of Restricted Stock Units.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.27 to $3.48. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
/s/ Edward Smith
2019-08-15