0001437749-19-012934.txt : 20190627 0001437749-19-012934.hdr.sgml : 20190627 20190627171145 ACCESSION NUMBER: 0001437749-19-012934 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190625 FILED AS OF DATE: 20190627 DATE AS OF CHANGE: 20190627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WASZAK STEVEN M CENTRAL INDEX KEY: 0001212509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31051 FILM NUMBER: 19926250 MAIL ADDRESS: STREET 1: C/O SMTC CORPORATION STREET 2: 7050 WOODBINE AVENUE CITY: MARKHAM STATE: A6 ZIP: L3R4G8 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMTC CORP CENTRAL INDEX KEY: 0001108320 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 980197680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 BUSINESS PHONE: 9054791810 MAIL ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 4 1 rdgdoc.xml FORM 4 X0306 4 2019-06-25 0001108320 SMTC CORP SMTX 0001212509 WASZAK STEVEN M C/O SMTC CORPORATION 7050 WOODBINE AVENUE MARKHAM A6 L3R4G8 ONTARIO, CANADA 1 CFO Common Stock 2019-06-25 4 X 0 6404 3.14 A 11452 D Subscription Rights (right to buy) 3.14 2019-06-25 4 X 0 6404 0 D 2019-05-31 2019-06-25 Common Stock 6404 0 D Represents the exercise of over-subscription rights by the reporting person in the offering of subscription rights (the "Rights Offering") by SMTC Corporation, which Rights Offering expired on June 20, 2019. All over-subscriptions in the Rights Offering were subject to proration. On June 25, 2019, the subscription agent for the Rights Offering completed its proration calculations, pursuant to which the reporting person received its pro rata portion of the shares issued pursuant to all rights holders' over-subscription privileges. /s/ Steven Waszak 2019-06-27