0001437749-19-012934.txt : 20190627
0001437749-19-012934.hdr.sgml : 20190627
20190627171145
ACCESSION NUMBER: 0001437749-19-012934
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190625
FILED AS OF DATE: 20190627
DATE AS OF CHANGE: 20190627
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WASZAK STEVEN M
CENTRAL INDEX KEY: 0001212509
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31051
FILM NUMBER: 19926250
MAIL ADDRESS:
STREET 1: C/O SMTC CORPORATION
STREET 2: 7050 WOODBINE AVENUE
CITY: MARKHAM
STATE: A6
ZIP: L3R4G8
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMTC CORP
CENTRAL INDEX KEY: 0001108320
STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672]
IRS NUMBER: 980197680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 7050 WOODBINE AVENUE
STREET 2: SUITE 300
CITY: MARKHAM
STATE: A6
ZIP: L3R4G8
BUSINESS PHONE: 9054791810
MAIL ADDRESS:
STREET 1: 7050 WOODBINE AVENUE
STREET 2: SUITE 300
CITY: MARKHAM
STATE: A6
ZIP: L3R4G8
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-06-25
0001108320
SMTC CORP
SMTX
0001212509
WASZAK STEVEN M
C/O SMTC CORPORATION
7050 WOODBINE AVENUE
MARKHAM
A6
L3R4G8
ONTARIO, CANADA
1
CFO
Common Stock
2019-06-25
4
X
0
6404
3.14
A
11452
D
Subscription Rights (right to buy)
3.14
2019-06-25
4
X
0
6404
0
D
2019-05-31
2019-06-25
Common Stock
6404
0
D
Represents the exercise of over-subscription rights by the reporting person in the offering of subscription rights (the "Rights Offering") by SMTC Corporation, which Rights Offering expired on June 20, 2019. All over-subscriptions in the Rights Offering were subject to proration. On June 25, 2019, the subscription agent for the Rights Offering completed its proration calculations, pursuant to which the reporting person received its pro rata portion of the shares issued pursuant to all rights holders' over-subscription privileges.
/s/ Steven Waszak
2019-06-27