0001437749-19-010021.txt : 20190515 0001437749-19-010021.hdr.sgml : 20190515 20190515144637 ACCESSION NUMBER: 0001437749-19-010021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190513 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH EDWARD J CENTRAL INDEX KEY: 0001216591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31051 FILM NUMBER: 19827256 MAIL ADDRESS: STREET 1: 635 HOOD ROAD CITY: MARKHAM STATE: A6 ZIP: L3R 4N6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMTC CORP CENTRAL INDEX KEY: 0001108320 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 980197680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 BUSINESS PHONE: 9054791810 MAIL ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 4 1 rdgdoc.xml FORM 4 X0306 4 2019-05-13 0001108320 SMTC CORP SMTX 0001216591 SMITH EDWARD J C/O SMTC CORPORATION 7050 WOODBINE AVENUE MARKHAM A6 L3R4G8 ONTARIO, CANADA 1 1 President & CEO Employee Stock Option (right to buy) 3.67 2019-05-13 4 A 0 250000 0 A 2029-05-13 Common Stock 250000 250000 D The stock option vests and becomes exercisable as to 1/3 of the total number of shares subject to the stock option upon the average closing share price of SMTC Corporation common stock being above each of $7.00, $8.00 and 9.00 per share for a 90-day trading period, subject to continued employment by the holder with SMTC Corporation during such period. /s/ Edward Smith 2019-05-15