0001437749-19-010021.txt : 20190515
0001437749-19-010021.hdr.sgml : 20190515
20190515144637
ACCESSION NUMBER: 0001437749-19-010021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190513
FILED AS OF DATE: 20190515
DATE AS OF CHANGE: 20190515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH EDWARD J
CENTRAL INDEX KEY: 0001216591
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31051
FILM NUMBER: 19827256
MAIL ADDRESS:
STREET 1: 635 HOOD ROAD
CITY: MARKHAM
STATE: A6
ZIP: L3R 4N6
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMTC CORP
CENTRAL INDEX KEY: 0001108320
STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672]
IRS NUMBER: 980197680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 7050 WOODBINE AVENUE
STREET 2: SUITE 300
CITY: MARKHAM
STATE: A6
ZIP: L3R4G8
BUSINESS PHONE: 9054791810
MAIL ADDRESS:
STREET 1: 7050 WOODBINE AVENUE
STREET 2: SUITE 300
CITY: MARKHAM
STATE: A6
ZIP: L3R4G8
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-05-13
0001108320
SMTC CORP
SMTX
0001216591
SMITH EDWARD J
C/O SMTC CORPORATION
7050 WOODBINE AVENUE
MARKHAM
A6
L3R4G8
ONTARIO, CANADA
1
1
President & CEO
Employee Stock Option (right to buy)
3.67
2019-05-13
4
A
0
250000
0
A
2029-05-13
Common Stock
250000
250000
D
The stock option vests and becomes exercisable as to 1/3 of the total number of shares subject to the stock option upon the average closing share price of SMTC Corporation common stock being above each of $7.00, $8.00 and 9.00 per share for a 90-day trading period, subject to continued employment by the holder with SMTC Corporation during such period.
/s/ Edward Smith
2019-05-15