0001437749-18-022804.txt : 20181231 0001437749-18-022804.hdr.sgml : 20181231 20181231122806 ACCESSION NUMBER: 0001437749-18-022804 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181227 FILED AS OF DATE: 20181231 DATE AS OF CHANGE: 20181231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WASZAK STEVEN M CENTRAL INDEX KEY: 0001212509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31051 FILM NUMBER: 181259166 MAIL ADDRESS: STREET 1: C/O SMTC CORPORATION STREET 2: 7050 WOODBINE AVENUE CITY: MARKHAM STATE: A6 ZIP: L3R4G8 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMTC CORP CENTRAL INDEX KEY: 0001108320 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 980197680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 BUSINESS PHONE: 9054791810 MAIL ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 4 1 rdgdoc.xml FORM 4 X0306 4 2018-12-27 0001108320 SMTC CORP SMTX 0001212509 WASZAK STEVEN M C/O SMTC CORPORATION 7050 WOODBINE AVENUE MARKHAM A6 L3R4G8 ONTARIO, CANADA 1 CFO Common Stock 2018-12-27 4 P 0 1500 3.80 A 4500 D Employee Stock Option (right to buy) 2.0700 2027-05-15 Common Stock 335929 335929 D The stock option becomes exercisable, if at all, in five one-fifth (20%) of the covered shares upon the average closing share price of the SMTC Corporation common stock on the NASDAQ Stock Market is above each of $2.50, $3.00, $4.00, $5.00 and $6.00 per share for a 90 day period, subject to continued employment by the holder with SMTC Corporation during such period. /s/ Steve Waszak 2018-12-31