0001437749-18-022804.txt : 20181231
0001437749-18-022804.hdr.sgml : 20181231
20181231122806
ACCESSION NUMBER: 0001437749-18-022804
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181227
FILED AS OF DATE: 20181231
DATE AS OF CHANGE: 20181231
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WASZAK STEVEN M
CENTRAL INDEX KEY: 0001212509
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31051
FILM NUMBER: 181259166
MAIL ADDRESS:
STREET 1: C/O SMTC CORPORATION
STREET 2: 7050 WOODBINE AVENUE
CITY: MARKHAM
STATE: A6
ZIP: L3R4G8
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMTC CORP
CENTRAL INDEX KEY: 0001108320
STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672]
IRS NUMBER: 980197680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 7050 WOODBINE AVENUE
STREET 2: SUITE 300
CITY: MARKHAM
STATE: A6
ZIP: L3R4G8
BUSINESS PHONE: 9054791810
MAIL ADDRESS:
STREET 1: 7050 WOODBINE AVENUE
STREET 2: SUITE 300
CITY: MARKHAM
STATE: A6
ZIP: L3R4G8
4
1
rdgdoc.xml
FORM 4
X0306
4
2018-12-27
0001108320
SMTC CORP
SMTX
0001212509
WASZAK STEVEN M
C/O SMTC CORPORATION
7050 WOODBINE AVENUE
MARKHAM
A6
L3R4G8
ONTARIO, CANADA
1
CFO
Common Stock
2018-12-27
4
P
0
1500
3.80
A
4500
D
Employee Stock Option (right to buy)
2.0700
2027-05-15
Common Stock
335929
335929
D
The stock option becomes exercisable, if at all, in five one-fifth (20%) of the covered shares upon the average closing share price of the SMTC Corporation common stock on the NASDAQ Stock Market is above each of $2.50, $3.00, $4.00, $5.00 and $6.00 per share for a 90 day period, subject to continued employment by the holder with SMTC Corporation during such period.
/s/ Steve Waszak
2018-12-31