X0306 4 2018-12-12 0001108320 SMTC CORP SMTX 0001524368 Waterfield John Randall 140 BROADWAY, 46TH FLOOR NEW YORK NY 10005 1 Common Stock 2018-12-12 2018-12-12 4 A 0 5420 0 A 844280 D The reported transaction involved the reporting person's receipt of a grant of 5,420 shares of restricted stock under SMTC Corp's 2010 Incentive Plan. The reporting person has reported prior awards of restricted stock units in Table II of Form 4. The total reported in Column 5 includes the 5,420 newly awarded shares of restricted stock units, 12,500 previously reported restricted stock units, and 826,360 shares of common stock. /s/ Randall Waterfield 2018-12-14