0001437749-18-009476.txt : 20180510
0001437749-18-009476.hdr.sgml : 20180510
20180510173647
ACCESSION NUMBER: 0001437749-18-009476
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180510
FILED AS OF DATE: 20180510
DATE AS OF CHANGE: 20180510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAILEY CLARKE H
CENTRAL INDEX KEY: 0001186916
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31051
FILM NUMBER: 18824235
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMTC CORP
CENTRAL INDEX KEY: 0001108320
STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672]
IRS NUMBER: 980197680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7050 WOODBINE AVENUE
STREET 2: SUITE 300
CITY: MARKHAM
STATE: A6
ZIP: L3R4G8
BUSINESS PHONE: 9054791810
MAIL ADDRESS:
STREET 1: 7050 WOODBINE AVENUE
STREET 2: SUITE 300
CITY: MARKHAM
STATE: A6
ZIP: L3R4G8
4
1
rdgdoc.xml
FORM 4
X0306
4
2018-05-10
0001108320
SMTC CORP
SMTX
0001186916
BAILEY CLARKE H
10701 BELVEDERE SQUARE
VERO BEACH
FL
32963
1
Common Shares
2018-05-10
2018-05-10
4
M
0
50000
A
262796
D
Stock Options
2.19
2018-05-10
2018-05-10
4
M
0
50000
0
D
2013-11-13
2018-05-13
Common Stock
50000
0
D
Restricted Stock Unit
1.60
2017-12-13
4
A
0
31250
1.60
A
2018-12-13
2018-12-13
Common Stock
31250
31250
D
Stock Options
1.80
2014-12-11
4
A
0
50576
1.80
A
2015-12-11
2024-12-11
Common Stock
50576
50576
D
Transaction represents 50,000 vested stock options exercised on a 1:1 basis for 50,000 common shares at a strike price of $2.19 on May 10, 2018.
/s/ Clarke Bailey
2018-05-10