0001437749-18-009476.txt : 20180510 0001437749-18-009476.hdr.sgml : 20180510 20180510173647 ACCESSION NUMBER: 0001437749-18-009476 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180510 FILED AS OF DATE: 20180510 DATE AS OF CHANGE: 20180510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY CLARKE H CENTRAL INDEX KEY: 0001186916 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31051 FILM NUMBER: 18824235 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMTC CORP CENTRAL INDEX KEY: 0001108320 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 980197680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 BUSINESS PHONE: 9054791810 MAIL ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 4 1 rdgdoc.xml FORM 4 X0306 4 2018-05-10 0001108320 SMTC CORP SMTX 0001186916 BAILEY CLARKE H 10701 BELVEDERE SQUARE VERO BEACH FL 32963 1 Common Shares 2018-05-10 2018-05-10 4 M 0 50000 A 262796 D Stock Options 2.19 2018-05-10 2018-05-10 4 M 0 50000 0 D 2013-11-13 2018-05-13 Common Stock 50000 0 D Restricted Stock Unit 1.60 2017-12-13 4 A 0 31250 1.60 A 2018-12-13 2018-12-13 Common Stock 31250 31250 D Stock Options 1.80 2014-12-11 4 A 0 50576 1.80 A 2015-12-11 2024-12-11 Common Stock 50576 50576 D Transaction represents 50,000 vested stock options exercised on a 1:1 basis for 50,000 common shares at a strike price of $2.19 on May 10, 2018. /s/ Clarke Bailey 2018-05-10