0001225208-18-006208.txt : 20180315 0001225208-18-006208.hdr.sgml : 20180315 20180315153021 ACCESSION NUMBER: 0001225208-18-006208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180312 FILED AS OF DATE: 20180315 DATE AS OF CHANGE: 20180315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WASZAK STEVEN M CENTRAL INDEX KEY: 0001212509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31051 FILM NUMBER: 18692248 MAIL ADDRESS: STREET 1: C/O SMTC CORPORATION STREET 2: 7050 WOODBINE AVENUE CITY: MARKHAM STATE: A6 ZIP: L3R4G8 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMTC CORP CENTRAL INDEX KEY: 0001108320 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 980197680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 BUSINESS PHONE: 9054791810 MAIL ADDRESS: STREET 1: 7050 WOODBINE AVENUE STREET 2: SUITE 300 CITY: MARKHAM STATE: A6 ZIP: L3R4G8 4 1 doc4.xml X0306 4 2018-03-12 0001108320 SMTC CORP SMTX 0001212509 WASZAK STEVEN M C/O SMTC CORPORATION 7050 WOODBINE AVENUE MARKHAM A6 L3R4G8 ONTARIO, CANADA 1 Chief Financial Officer Employee Stock Option (Right to Buy) 2.0700 2018-03-12 4 A 0 335929.0000 0.0000 A 2028-03-12 Common Stock 335929.0000 335929.0000 D The stock option becomes exercisable, if at all, in five one-fifth (20%) of the covered shares upon the average closing share price of the SMTC Corporation common stock on the NASDAQ Stock Market is above each of $2.50, $3.00, $4.00, $5.00 and $6.00 per share for a 90 day period, subject to continued employment by the holder with SMTC Corporation during such period. /s/ Blair McInnis, Attorney-in-Fact 2018-03-15