0001171843-19-006376.txt : 20191004 0001171843-19-006376.hdr.sgml : 20191004 20191004172904 ACCESSION NUMBER: 0001171843-19-006376 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191003 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20191004 DATE AS OF CHANGE: 20191004 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN RIVER BANKSHARES CENTRAL INDEX KEY: 0001108236 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 680352144 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-31525 FILM NUMBER: 191139272 BUSINESS ADDRESS: STREET 1: 3100 ZINFANDEL DRIVE STREET 2: SUITE 450 CITY: RANCHO CORDOVA STATE: CA ZIP: 95670 BUSINESS PHONE: 9162316723 MAIL ADDRESS: STREET 1: 3100 ZINFANDEL DRIVE STREET 2: SUITE 450 CITY: RANCHO CORDOVA STATE: CA ZIP: 95670 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN RIVER Bankshares DATE OF NAME CHANGE: 20040528 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN RIVER HOLDINGS DATE OF NAME CHANGE: 20000301 8-K 1 f8k_100419.htm FORM 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

Date of Report (Date of earliest reported)                    October 3, 2019                   

 

  American River Bankshares  
  (Exact name of registrant as specified in its chapter)  

 

California   0-31525   68-0352144
(State or other jurisdiction   (Commission   (IRS Employer
Of incorporation)   File Number)   Identification No.)

 

3100 Zinfandel Drive, Suite 450, Rancho Cordova, California   95670
(Address of principal executive offices)   (Zip Code)

 

 

Registrant’s telephone number, including area code                     (916) 851-0123                   

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading symbol(s)  Name of each exchange on which registered
Common Stock, no par value AMRB Nasdaq Global Select Market

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[  ] Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[  ] Solicitation material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

Item 5.02.Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers; Compensatory Arrangements of Certain Officers.

 

On October 3, 2019, Dennis F. Raymond, Jr.’s employment as Executive Vice President and Chief Lending Officer of American River Bankshares (the “Company”) and American River Bank ended. At the current time the Company intends to have Chief Executive Officer and President, David E. Ritchie, Jr. assume the primary responsibilities of overseeing American River Bank’s lending team.

 

 

 

 

 

 

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    AMERICAN RIVER BANKSHARES
     
October 4, 2019   /s/ Mitchell A. Derenzo
    Mitchell A. Derenzo, Chief Financial Officer