-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OpPPi+Zt1Dbmd3VVjccmuA5RRt6I5yGiMWkQ2ruAbKzQDNvCQRSE0ZPAFRxpPWXW agPcdu1GRuSL6x+1XxCGLw== 0001104659-10-059696.txt : 20101123 0001104659-10-059696.hdr.sgml : 20101123 20101123134717 ACCESSION NUMBER: 0001104659-10-059696 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101122 FILED AS OF DATE: 20101123 DATE AS OF CHANGE: 20101123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PARDUN THOMAS E CENTRAL INDEX KEY: 0001232833 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33069 FILM NUMBER: 101211240 MAIL ADDRESS: STREET 1: C/O OCCAM NETWORKS, INC. STREET 2: 77 ROBIN HILL ROAD CITY: SANTA BARBARA STATE: CA ZIP: 93117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCCAM NETWORKS INC/DE CENTRAL INDEX KEY: 0001108185 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770442752 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6868 CORTONA DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93117 BUSINESS PHONE: (805) 692-2900 MAIL ADDRESS: STREET 1: 6868 CORTONA DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93117 FORMER COMPANY: FORMER CONFORMED NAME: OCCAM NETWORKS INC DATE OF NAME CHANGE: 20020515 FORMER COMPANY: FORMER CONFORMED NAME: ACCELERATED NETWORKS INC DATE OF NAME CHANGE: 20000301 4 1 a4.xml 4 X0303 4 2010-11-22 0 0001108185 OCCAM NETWORKS INC/DE OCNW 0001232833 PARDUN THOMAS E C/O OCCAM NETWORKS, INC. 6868 CORTONA DRIVE SANTA BARBARA CA 93117 1 0 0 0 Common Stock 2010-11-22 4 M 0 11250 3.80 A 64228 D Employee Stock Option (Right To Buy) 3.80 2010-11-22 4 M 0 11250 0 D 2014-09-17 Common Stock 11250 0 D The option vested over four years, with 25% of the shares subject to the option exercisable on 09/17/2005 and the balance of the shares subject to the option vested and became exercisable on a ratable monthly basis over the succeeding three years. /s/Jeanne Seeley, attorney-in-fact 2010-11-23 -----END PRIVACY-ENHANCED MESSAGE-----