-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PrJdoVICkFjS3+u1AY1tU6K1wxV4812pLX2AHS8nLRorwSKWs0ScTBgeT8EoMYXn 69RTY2dxsPH5pGYMDQwbiQ== 0001104659-10-059133.txt : 20101118 0001104659-10-059133.hdr.sgml : 20101118 20101118153701 ACCESSION NUMBER: 0001104659-10-059133 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20101118 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20101118 DATE AS OF CHANGE: 20101118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OCCAM NETWORKS INC/DE CENTRAL INDEX KEY: 0001108185 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770442752 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33069 FILM NUMBER: 101202713 BUSINESS ADDRESS: STREET 1: 6868 CORTONA DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93117 BUSINESS PHONE: (805) 692-2900 MAIL ADDRESS: STREET 1: 6868 CORTONA DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93117 FORMER COMPANY: FORMER CONFORMED NAME: OCCAM NETWORKS INC DATE OF NAME CHANGE: 20020515 FORMER COMPANY: FORMER CONFORMED NAME: ACCELERATED NETWORKS INC DATE OF NAME CHANGE: 20000301 8-K 1 a10-21552_18k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported)

November 18, 2010

 


 

Occam Networks, Inc.

(Exact name of registrant as specified in its charter)

 


 

Delaware

 

001-33069

 

77-0442752

(State or Other Jurisdiction of
Incorporation)

 

(Commission File Number)

 

(IRS Employer
Identification No.)

 

6868 Cortona Drive

Santa Barbara, CA 93117

(Address of Principal Executive Offices, including Zip Code)

 

(805) 692-2900

(Registrant’s telephone number, including area code)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

x          Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 8.01                         Other Events

 

On November 18, 2010, Occam Networks, Inc. (the “Company”) and Calix, Inc. (“Calix”) issued a joint press release announcing that the Federal Trade Commission granted early termination of the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended, relating to the pending merger by which the Company will become a wholly owned subsidiary of Calix.  The proposed merger was announced on September 16, 2010, and remains subject to approval by the Company’s stockholders and the satisfaction or waiver of customary closing conditions set forth in the merger agreement.

 

A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference into this Item 8.01.

 

Item 9.01.                      Financial Statements and Exhibits.

 

(d)                      Exhibits

 

Exhibit
Number

 

Description

99.1

 

Joint Press Release of Calix, Inc. and Occam Networks, Inc. dated November 18, 2010.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

Occam Networks, Inc.

 

 

 

 

Date: November 18, 2010

By:

/s/ Jeanne Seeley

 

 

Jeanne Seeley

 

 

Chief Financial Officer

 

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INDEX TO EXHIBITS

 

Exhibit Number

 

Description

99.1

 

Joint Press Release of Calix, Inc. and Occam Networks, Inc. dated November 18, 2010.

 

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EX-99.1 2 a10-21552_1ex99d1.htm EX-99.1

Exhibit 99.1

 

Calix and Occam granted early termination of Hart-Scott-Rodino
waiting period for proposed acquisition of Occam Networks

 

PETALUMA, CA and SANTA BARBARA, CA— November 18, 2010—Calix, Inc. (NYSE: CALX) and Occam Networks, Inc. (NASDAQ: OCNW) today announced the early termination of the waiting period under the Hart-Scott-Rodino Antitrust Improvements Acts of 1976, as amended. This announcement comes in connection with the previously announced proposed Calix acquisition of Occam Networks.  Completion of the proposed transaction remains subject to Occam Networks stockholder approval and other customary closing conditions. The parties expect the transaction to close in the first quarter of 2011.

 

About Calix

Calix is a leading provider in North America of broadband communications access systems and software for fiber- and copper-based network architectures that enable communications service providers to connect to their residential and business subscribers. Calix has shipped over seven million ports of its Unified Access portfolio to more than 600 North American and international customers, whose networks serve over 40 million subscriber lines in total. For more information, visit the Calix website at www.calix.com

 

About Occam Networks

Occam Networks’ broadband access solutions empower service providers to offer profitable new voice, data and video services over copper and fiber.  Occam systems deliver flexibility and scalability in a Triple Play world.  Over three million BLC 6000 ports are currently deployed at over 380 service providers worldwide.  For more information, please visit www.occamnetworks.com.

 

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Occam Networks and Occam BLC 6000 are either registered trademarks or trademarks of Occam Networks, Inc. in the United States and/or other countries.

 

All other trademarks mentioned are the property of their respective owners.

 

Calix Investor Relations Contact:

Occam Networks Investor Relations Contact:

Carolyn Bass

Jeanne Seeley

415-445-3232

805-692-2957

Carolyn.Bass@Calix.com

ir@occamnetworks.com

 

 

Calix Press Contact:

Occam Networks Press Contact:

Catherine Koo

Neila Matheny

415-992-4400

510-748-8200 ext 215

Calix@lewispr.com

nmatheny@engagepr.com

 

Additional Information and Where You Can Find It

Calix filed a Registration Statement on Form S-4 containing a preliminary proxy statement/prospectus and other documents concerning the proposed acquisition with the Securities and Exchange Commission (the “SEC”) and Occam Networks will mail to its stockholders a definitive proxy statement/prospectus in connection with the transaction.  Investors are urged to read the proxy statement/prospectus and any amendments thereto and other relevant documents filed with the SEC because they will contain important information.  Security holders may currently obtain a free copy of the preliminary proxy statement/prospectus and will be able to obtain a free copy of any amendments thereto as well as the definitive proxy statement/prospectus (when each becomes available) and other documents filed by Calix and Occam with the SEC at the SEC’s web site at www.sec.gov.  The proxy statement/prospectus, as amended from time to time, and the definitive proxy statement/prospectus and other documents filed with the SEC may also be obtained for free by contacting Calix Investor Relations by e-mail at Carolyn.Bass@Calix.com, by telephone at 415-445-3232 or by mail at Investor Relations, Calix, Inc., 1035 N. McDowell Blvd., Petaluma, CA 94954 or by contacting Occam Investor Relations by e-mail at ir@occamnetworks.com, by telephone at 805-692-2957 or by mail at Occam Networks Investor Relations 6868 Cortona Drive, Santa Barbara, CA 93117.

 

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Participants in the Acquisition of Occam Networks

Calix, Occam Networks, certain of their respective directors, executive officers, members of management and employees may, under the rules of the SEC, be deemed to be participants in the solicitation of proxies in favor of the proposed merger.  Information regarding the persons who may be considered “participants” in the solicitation of proxies are set forth in Calix’s preliminary proxy statement/prospectus that was filed with the SEC on November 2, 2010, as amended from time to time and will be set forth in the definitive proxy statement/prospectus when available.  Information regarding certain of these persons and their beneficial ownership of Calix common stock as of December 31, 2009 is also set forth in the prospectus filed by Calix on March 24, 2010 with the SEC. This document is available free of charge at the SEC’s web site at www.sec.gov or by going to Calix’s Investor Relations page on its corporate website at www.calix.com.  Information concerning Occam’s directors and executive officers is set forth in Occam’s proxy statement for its 2010 Annual Meeting of Stockholders, which was filed with the SEC on April 8, 2010.  This document is available free of charge at the SEC’s website at www.sec.gov or by going to Occam’s Investor Relations page on its corporate web site at www.occamnetworks.com.  Additional information regarding the persons who may, under the rules of the SEC, be deemed participants in the solicitation of proxies in connection with the proposed merger, and a description of their direct and indirect interests in the proposed merger, which may differ from the interests of Calix stockholders or Occam stockholders generally is set forth in the preliminary proxy statement/prospectus that was filed with the SEC on November 2, 2010, as amended from time to time, and will be set forth in the definitive proxy statement/prospectus when available.

 

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Forward-Looking Statements

 

This document contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934. These statements can be identified by the words, “believes,” “views,” “expects,” “projects,” “hopes,” “could,” “will,” “intends,” “should,” “estimate,” “would,” “may,” “anticipates,” “plans” and other similar words.  These statements are based on management’s current expectations, estimates, forecasts, projections and beliefs and are subject to a number of factors and uncertainties that could cause actual results to differ materially from those described in the forward-looking statements.  The forward-looking statements contained in this document include statements about the timing of and conditions to completion of the acquisition and other statements regarding the proposed acquisition. These statements are not guarantees of future performance, involve risks, uncertainties and assumptions that are difficult to predict, and are based upon assumptions as to future events that may not prove accurate. Therefore, actual outcomes and results may differ materially from what is expressed herein. For example, if Occam Networks does not receive required stockholder approval or the parties fail to satisfy other conditions to closing, the transaction may not be consummated. In any forward-looking statement in which Calix or Occam Networks expresses an expectation or belief as to future results, such expectation or belief is expressed in good faith and believed to have a reasonable basis, but there can be no assurance that the statement or expectation or belief will result or be achieved or accomplished. The following factors, among others, could cause actual results to differ materially from those described in the forward-looking statements: failure of the Occam Networks stockholders to approve the proposed transaction; the challenges and costs of closing, integrating, restructuring and achieving anticipated synergies; the ability to retain key employees; and other economic, business, competitive, and/or regulatory factors affecting the businesses of Calix and Occam Networks generally, including those set forth in the filings of Calix with the Securities and Exchange Commission, especially in the “Risk Factors” and “Management’s Discussion and Analysis of Financial Condition and Results of Operations” sections of Calix’s proxy statement/prospectus filed with the SEC on November 2, 2010, as amended from time to time (and the definitive proxy statement/prospectus when available), Calix’s prospectus filed with the SEC on March 24, 2010 and its quarterly reports on Form 10-Q, Occam Networks’ annual reports on Form 10-K and quarterly reports on Form 10-Q, each of Calix’s and Occam Networks’ current reports on Form 8-K and other SEC filings.  These forward-looking statements speak only as of the date hereof.  Calix and Occam Networks are under no obligation to (and expressly disclaim any such obligation to) update or alter their forward-looking statements whether as a result of new information, future events, or otherwise.

 

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