0001437749-23-002372.txt : 20230202 0001437749-23-002372.hdr.sgml : 20230202 20230202162402 ACCESSION NUMBER: 0001437749-23-002372 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230201 FILED AS OF DATE: 20230202 DATE AS OF CHANGE: 20230202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOWARD RUDY CENTRAL INDEX KEY: 0001108161 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36361 FILM NUMBER: 23581246 MAIL ADDRESS: STREET 1: 322 WINDCHASE LANE CITY: WILMINGTON STATE: NC ZIP: 28409 FORMER NAME: FORMER CONFORMED NAME: Howard Rudy C. DATE OF NAME CHANGE: 20150730 FORMER NAME: FORMER CONFORMED NAME: HOWARD RUDY DATE OF NAME CHANGE: 20000301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aravive, Inc. CENTRAL INDEX KEY: 0001513818 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 264106690 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: RIVER OAKS TOWER STREET 2: 3730 KIRBY DRIVE, SUITE 1200 CITY: HOUSTON STATE: TX ZIP: 77098 BUSINESS PHONE: 936-355-1910 MAIL ADDRESS: STREET 1: RIVER OAKS TOWER STREET 2: 3730 KIRBY DRIVE, SUITE 1200 CITY: HOUSTON STATE: TX ZIP: 77098 FORMER COMPANY: FORMER CONFORMED NAME: Versartis, Inc. DATE OF NAME CHANGE: 20110223 4 1 rdgdoc.xml FORM 4 X0306 4 2023-02-01 0001513818 Aravive, Inc. ARAV 0001108161 HOWARD RUDY C/O ARAVIVE, INC., RIVER OAKS TOWER, 3730 KIRBY DRIVE, SUITE 1200 HOUSTON TX 77098 1 Chief Financial Officer Stock Option (Right to Buy) 1.67 2023-02-01 4 A 0 400000 0 A 2033-01-31 Common Stock 400000 400000 D These options vest over three years with 50% vesting on the one-year anniversary of the date of grant and the remaining 50% vesting on a pro rata basis on a monthly basis over a two-year period commencing on the month following the one-year anniversary of the grant date. /s/ Abel Svitavsky, Attorney-in-fact 2023-02-02