0001209191-23-029661.txt : 20230516
0001209191-23-029661.hdr.sgml : 20230516
20230516101332
ACCESSION NUMBER: 0001209191-23-029661
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230512
FILED AS OF DATE: 20230516
DATE AS OF CHANGE: 20230516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROBERTS GREGORY N
CENTRAL INDEX KEY: 0001108038
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36347
FILM NUMBER: 23925886
MAIL ADDRESS:
STREET 1: 2625 ST ANDREWS
CITY: TUSTIN
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: A-Mark Precious Metals, Inc.
CENTRAL INDEX KEY: 0001591588
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-JEWELRY, WATCHES, PRECIOUS STONES & METALS [5094]
IRS NUMBER: 112464169
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2121 ROSECRANS AVENUE
STREET 2: SUITE 6300
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 310-587-1414
MAIL ADDRESS:
STREET 1: 2121 ROSECRANS AVENUE
STREET 2: SUITE 6300
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-05-12
0
0001591588
A-Mark Precious Metals, Inc.
AMRK
0001108038
ROBERTS GREGORY N
2121 ROSECRANS AVE
SUITE 6300
EL SEGUNDO
CA
90245
1
1
1
0
Chief Executive Officer
0
Common Stock, par value $0.01 per share
2023-05-12
4
M
0
8558
5.43
A
36760
D
Common Stock, par value $0.01 per share
2023-05-12
4
S
0
8558
37.6922
D
28202
D
Common Stock, par value $0.01 per share
2023-05-15
4
M
0
6149
5.43
A
34351
D
Common Stock, par value $0.01 per share
2023-05-15
4
S
0
6000
36.3071
D
28351
D
Common Stock, par value $0.01 per share
2023-05-15
4
S
0
149
37.60
D
28202
D
Common Stock, par value $0.01 per share
1557876
I
See footnote.
Stock Option (Right to Buy)
5.43
2023-05-12
4
M
0
8558
0.00
D
2017-09-08
2027-09-08
Common Stock, par value $0.01 per share
8558
26736
D
Stock Option (Right to Buy)
5.43
2023-05-15
4
M
0
6149
0.00
D
2017-09-08
2027-09-08
Common Stock, par value $0.01 per share
6149
20587
D
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $37.40 to not more than $37.89. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $36.25 to not more than $36.585. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
Shares beneficially owned by Silver Bow Ventures, LLC, which is 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares in excess of his proportionate pecuniary interest in Silver Bow Ventures, LLC.
The option granted covered 35,294 shares, and vested on September 8, 2017.
/s/ Carol Meltzer, by power of attorney
2023-05-16