0001209191-23-029661.txt : 20230516 0001209191-23-029661.hdr.sgml : 20230516 20230516101332 ACCESSION NUMBER: 0001209191-23-029661 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230512 FILED AS OF DATE: 20230516 DATE AS OF CHANGE: 20230516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS GREGORY N CENTRAL INDEX KEY: 0001108038 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36347 FILM NUMBER: 23925886 MAIL ADDRESS: STREET 1: 2625 ST ANDREWS CITY: TUSTIN STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: A-Mark Precious Metals, Inc. CENTRAL INDEX KEY: 0001591588 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-JEWELRY, WATCHES, PRECIOUS STONES & METALS [5094] IRS NUMBER: 112464169 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2121 ROSECRANS AVENUE STREET 2: SUITE 6300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-587-1414 MAIL ADDRESS: STREET 1: 2121 ROSECRANS AVENUE STREET 2: SUITE 6300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-12 0 0001591588 A-Mark Precious Metals, Inc. AMRK 0001108038 ROBERTS GREGORY N 2121 ROSECRANS AVE SUITE 6300 EL SEGUNDO CA 90245 1 1 1 0 Chief Executive Officer 0 Common Stock, par value $0.01 per share 2023-05-12 4 M 0 8558 5.43 A 36760 D Common Stock, par value $0.01 per share 2023-05-12 4 S 0 8558 37.6922 D 28202 D Common Stock, par value $0.01 per share 2023-05-15 4 M 0 6149 5.43 A 34351 D Common Stock, par value $0.01 per share 2023-05-15 4 S 0 6000 36.3071 D 28351 D Common Stock, par value $0.01 per share 2023-05-15 4 S 0 149 37.60 D 28202 D Common Stock, par value $0.01 per share 1557876 I See footnote. Stock Option (Right to Buy) 5.43 2023-05-12 4 M 0 8558 0.00 D 2017-09-08 2027-09-08 Common Stock, par value $0.01 per share 8558 26736 D Stock Option (Right to Buy) 5.43 2023-05-15 4 M 0 6149 0.00 D 2017-09-08 2027-09-08 Common Stock, par value $0.01 per share 6149 20587 D The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $37.40 to not more than $37.89. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $36.25 to not more than $36.585. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. Shares beneficially owned by Silver Bow Ventures, LLC, which is 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares in excess of his proportionate pecuniary interest in Silver Bow Ventures, LLC. The option granted covered 35,294 shares, and vested on September 8, 2017. /s/ Carol Meltzer, by power of attorney 2023-05-16