0001209191-17-011313.txt : 20170215 0001209191-17-011313.hdr.sgml : 20170215 20170215211736 ACCESSION NUMBER: 0001209191-17-011313 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170213 FILED AS OF DATE: 20170215 DATE AS OF CHANGE: 20170215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUALYS, INC. CENTRAL INDEX KEY: 0001107843 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770534145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 BRIDGE PARKWAY CITY: REDWOOD SHORES STATE: CA ZIP: 94065 BUSINESS PHONE: 650-801-6100 MAIL ADDRESS: STREET 1: 1600 BRIDGE PARKWAY CITY: REDWOOD SHORES STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: QUALYS INC DATE OF NAME CHANGE: 20000225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POSEY BRUCE K CENTRAL INDEX KEY: 0001254781 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35662 FILM NUMBER: 17616278 MAIL ADDRESS: STREET 1: 1600 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-13 0 0001107843 QUALYS, INC. QLYS 0001254781 POSEY BRUCE K C/O QUALYS, INC. 1600 BRIDGE PARKWAY REDWOOD CITY CA 94065 0 1 0 0 VP, GC and Corp. Sec. Common Stock 2017-02-13 4 S 0 8093 35.004 D 7033 D Common Stock 2017-02-15 4 M 0 8093 8.90 A 15126 D Stock Option (right to buy) 8.90 2017-02-15 4 M 0 8093 0.00 D 2022-06-06 Common Stock 8093 100000 D The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 22, 2016. The sale price represents the weighted average price of the shares sold ranging from $35.00 to $35.05 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The amount of securities beneficially owned following the reported transactions reflects a temporary reduction as of February 13, 2017 and a subsequent exercise of an option by the Reporting Person on February 15, 2017 for a number of shares equal to the disposed securities. The option is subject to an early exercise provision and is immediately exercisable. One fourth of the shares subject to the option vested on May 21, 2013 and one forty-eighth of the shares vest monthly thereafter. /s/ Bruce Posey 2017-02-15